13F-HR 1 m9300313f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2003 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Dawson-Giammalva Capital Management,Inc. Address: 354 Pequot Avenue Southport, CT 06890 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas S. Galvin Title: CFO Phone: (203) 254-0091 Signature, Place, and Date of Signing: Thomas S. Galvin Southport, CT November 14, 2003 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 185 Form 13F Information Table Value Total: 901,279,929 List of Other Included Managers: FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- ------- 1-800-FLOWERS.COM INC CS 68243Q106 1199 159400 SH SOLE 159400 ABERCROMBIE & FITCH CS 002896207 11126 401500 SH SOLE 401500 ACETO CORP CS 004446100 2698 191900 SH SOLE 191900 ACTIVE POWER CS 00504W100 6080 2171500 SH SOLE 2171500 ADAPTEC INC COM CS 00651F108 262 34600 SH SOLE 34600 ADOLF COORS INC CS 217016104 10354 192600 SH SOLE 192600 ADVENT SOFTWARE CS 007974108 6463 401900 SH SOLE 401900 AETNA LIFE AND CASUALTY CS 008117103 1697 27800 SH SOLE 27800 AGERE SYSTEMS INC CLASS B CS 00845V209 45 15608 SH SOLE 15608 ALUMINUM CORP OF CHINA LTD CS 022276109 2161 62618 SH SOLE 62618 AMERICAN EXPRESS COMPANY CS 025816109 273 6054 SH SOLE 6054 AMGEN INC USD.0001 COM CS 031162100 18730 290300 SH SOLE 290300 ANADARKO PETE CORP COM CS 032511107 1094 26200 SH SOLE 26200 ANN TAYLOR STORES CORP CS 036115103 25744 801000 SH SOLE 801000 APPLE COMPUTER INC COM CS 037833100 937 45200 SH SOLE 45200 ASCENTIAL SOFTWARE CORP CS 04362P108 547 29500 SH SOLE 29500 ASHLAND INC CS 044204105 5624 171200 SH SOLE 171200 BALLARD POWER SYSTEMS IC CS 05858H104 821 62400 SH SOLE 62400 BERKSHIRE HATHAWAY INC CS 084670207 4767 1910 SH SOLE 1910 BJ SERVICE CO COM CS 055482103 2566 75100 SH SOLE 75100 BRIGGS AND STRATTON CORP CS 109043109 1780 30300 SH SOLE 30300 BRISTOL MYERS SQUIBB CO USD.10 CS 110122108 10649 415000 SH SOLE 415000 BRITISH PETE PLC CS 055622104 7738 183800 SH SOLE 183800 BROOKSTONE INC CS 114537103 4087 207800 SH SOLE 207800 CABOT CORP CS 127055101 8217 288200 SH SOLE 288200 CALL AHC OCT 45 OC 0235510JI 1590 300000 SH SOLE 300000 CALL BNI JAN 30 OC 12189T0AF 150 200000 SH SOLE 200000 CALL BP OCT 40 OC 055622CJH 715 325000 SH SOLE 325000 CALL CAM OCT 45 OC 216640SJI 174 87000 SH SOLE 87000 CALL CD NOV 17.50 OC 151313EKW 290 200000 SH SOLE 200000 CALL CDIS DEC 20 OC 1279140LD 75 68500 SH SOLE 68500 CALL DOW DEC 35 OC 2605430LG 275 500000 SH SOLE 500000 CALL LMT OCT 55 OC 5398300JK 10 100000 SH SOLE 100000 CALL NLS JAN 12.50 OC 63910B0AV 320 200000 SH SOLE 200000 CALL NSC DEC 20 OC 6558440LD 100 250000 SH SOLE 250000 CALL OSX NOV 90 OP 69333V1KR 613 175000 SH SOLE 175000 CALL RKY OCT 50 OC 2170161JJ 370 100000 SH SOLE 100000 CALL TYC OCT 20 OC 9021240JD 100 100000 SH SOLE 100000 CASUAL MALE RETAIL GROUP INC CS 148711104 1346 182100 SH SOLE 182100 CATERPILLAR INC COM CS 149123101 4130 60000 SH SOLE 60000 CENDANT CORP CS 151313103 4347 232600 SH SOLE 232600 CENTRAL GARDEN AND PET CO CS 153527106 1547 59400 SH SOLE 59400 CERNER CORP COM CS 156782104 478 15500 SH SOLE 15500 CHEESECAKE FACTORY I NC USD CO CS 163072101 2261 62300 SH SOLE 62300 CHIRON CORP COM CS 170040109 1596 30800 SH SOLE 30800 CIRCUIT CITY STORES CS 172737108 953 100000 SH SOLE 100000 COACH INC CS 189754104 1294 23700 SH SOLE 23700 COCA COLA CO. 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