-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LmH9UZFjXXqg0HUpCaF7wBLJi5Z4OqCyk9yoktpd4MgZZ31wzwbBTYhKL23p4+tq Ayl/P+2OSk2WnRqC/7Qhzg== 0001005477-08-002845.txt : 20080410 0001005477-08-002845.hdr.sgml : 20080410 20080410085446 ACCESSION NUMBER: 0001005477-08-002845 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080402 FILED AS OF DATE: 20080410 DATE AS OF CHANGE: 20080410 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MTM Technologies, Inc. CENTRAL INDEX KEY: 0000906282 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 133354896 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1200 HIGH RIDGE ROAD CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 203-975-3700 MAIL ADDRESS: STREET 1: 1200 HIGH RIDGE ROAD CITY: STAMFORD STATE: CT ZIP: 06905 FORMER COMPANY: FORMER CONFORMED NAME: MICROS TO MAINFRAMES INC DATE OF NAME CHANGE: 19930527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phillips Sterling CENTRAL INDEX KEY: 0001431809 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22122 FILM NUMBER: 08748848 BUSINESS ADDRESS: BUSINESS PHONE: 203-429-2200 MAIL ADDRESS: STREET 1: PEQUOT CAPITAL MANAGEMENT, INC. STREET 2: 500 NYALA FARM ROAD CITY: WESTPORT STATE: CT ZIP: 06880 3 1 edgar123.xml FORM 3 X0202 3 2008-04-02 0 0000906282 MTM Technologies, Inc. MTMC 0001431809 Phillips Sterling 500 NYALA FARM ROAD WESTPORT CT 06880 1 0 0 0 8.5% Subordinated Promissory Notes 0.561 2008-02-28 Preferred Stock 2500000 I Investment Adviser Preferred Stock Warrants (right to buy) 0.6375 2012-03-29 Preferred Stock 392157 I Investment Adviser Series A-1 Preferred Stock 1.9536 Common Stock 3915330 I Investment Adviser Series A-2 Preferred Stock 2.4152 Common Stock 2488433 I Investment Adviser Series A-3 Preferred Stock 2.7998 Common Stock 2439300 I Investment Adviser Series A-4 Preferred Stock 2.7998 Common Stock 6469895 I Investment Adviser Series A-5 Preferred Stock 2.7998 Common Stock 3317449 I Investment Adviser Series A-6 Preferred Stock 1.4399 Common Stock 2163795 I Investment Adviser Series A-7 Preferred Stock 1.177 Common Stock 3937033 I Investment Adviser Series A-8 Preferred Stock 1.177 Common Stock 3031824 I Investment Adviser Warrants for Common Stock 2.46 2004-05-21 2008-05-21 Common Stock 500000 I Investment Adviser Warrants for Common Stock 3.44 2004-09-16 2008-09-16 Common Stock 400000 I Investment Adviser Warrants for Common Stock 4.0625 2004-12-07 2008-12-07 Common Stock 384615 I Investment Adviser Warrants for Common Stock 4.06 2008-12-10 Common Stock 384616 I Investment Adviser Warrants for Common Stock 4.06 2005-03-11 2009-03-11 Common Stock 276923 I Investment Adviser Warrants for Common Stock 4.06 2005-06-29 2009-06-29 Common Stock 212308 I Investment Adviser Warrants for Common Stock 4.06 2005-07-07 2009-07-07 Common Stock 126153 I Investment Adviser Warrants for Common Stock 4.06 2009-11-23 Common Stock 382500 I Investment Adviser Warrants for Common Stock 1.63 2007-03-29 2011-03-29 Common Stock 453733 I Investment Adviser Warrants for Common Stock 1.63 2007-04-09 2011-03-29 Common Stock 155258 I Investment Adviser Warrants for Common Stock 1.3189 2007-05-24 2011-05-24 Common Stock 1125939 I Investment Adviser Warrants for Common Stock 1.2947 2007-07-25 2011-07-25 Common Stock 892098 I Investment Adviser This filing is to reflect the appointment of Sterling Phillips to the Board of Directors of the Issuer, effective April 2, 2008, to replace Richard Heitzmann who resigned as director effective the same date. Sterling Phillips is an employee of Pequot Capital Management, Inc. ("Pequot") and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest. Pequot is an investment advisor registered under Section 203 of the Investment Advisers Act of 1940 and has voting and investment power with respect to securities in its clients' accounts. Pequot disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Pequot is, for the purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of such securities. The details regarding the shares noted herein were reported on Forms 4 previously filed by Pequot with the Securities and Exchange Commission with respect to the Issuer's securities. Sterling Phillips, Director (1) 2008-04-10 -----END PRIVACY-ENHANCED MESSAGE-----