0001140361-16-060707.txt : 20160408 0001140361-16-060707.hdr.sgml : 20160408 20160408180346 ACCESSION NUMBER: 0001140361-16-060707 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160406 FILED AS OF DATE: 20160408 DATE AS OF CHANGE: 20160408 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KEY TECHNOLOGY INC CENTRAL INDEX KEY: 0000906193 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 930822509 STATE OF INCORPORATION: OR FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 150 AVERY ST CITY: WALLA WALLA STATE: WA ZIP: 99362 BUSINESS PHONE: 5095292161 MAIL ADDRESS: STREET 1: 150 AVERY STREET CITY: WALLA WALLA STATE: WA ZIP: 99362 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PACIFIC VIEW ASSET MANAGEMENT (UK) LLP CENTRAL INDEX KEY: 0001601068 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33919 FILM NUMBER: 161563580 BUSINESS ADDRESS: STREET 1: NORTH HALL FARM ROAD, NORTH HALL ROAD CITY: QUENDON, ESSEX STATE: X0 ZIP: CB113XP BUSINESS PHONE: 44-0-1534-500417 MAIL ADDRESS: STREET 1: NORTH HALL FARM ROAD, NORTH HALL ROAD CITY: QUENDON, ESSEX STATE: X0 ZIP: CB113XP FORMER NAME: FORMER CONFORMED NAME: PERLUS INVESTMENT MANAGEMENT LLP DATE OF NAME CHANGE: 20140225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PVAM HOLDINGS LTD. CENTRAL INDEX KEY: 0001620047 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33919 FILM NUMBER: 161563581 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: 6TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-318-5805 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: 6TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PVAM Perlus Microcap Fund, L.P. CENTRAL INDEX KEY: 0001472885 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33919 FILM NUMBER: 161563582 BUSINESS ADDRESS: STREET 1: 5TH FLOOR, 37 ESPLANADE STREET 2: ST HELIER CITY: JERSEY, CHANNEL ISLANDS STATE: Y9 ZIP: JE1 2TR BUSINESS PHONE: 00 44 1534 500400 MAIL ADDRESS: STREET 1: 5TH FLOOR, 37 ESPLANADE STREET 2: ST HELIER CITY: JERSEY, CHANNEL ISLANDS STATE: Y9 ZIP: JE1 2TR FORMER NAME: FORMER CONFORMED NAME: PVAM Perlus Microcap Fund L.P. DATE OF NAME CHANGE: 20140923 FORMER NAME: FORMER CONFORMED NAME: Perlus Microcap Fund L.P. DATE OF NAME CHANGE: 20091027 FORMER NAME: FORMER CONFORMED NAME: Perlus Ltd as General Partner to The Perlus Microcap Fund L.P. DATE OF NAME CHANGE: 20090923 4 1 doc1.xml FORM 4 X0306 4 2016-04-06 0 0000906193 KEY TECHNOLOGY INC KTEC 0001472885 PVAM Perlus Microcap Fund, L.P. FIFTH FLOOR, 37 ESPLANADE ST HELIER JERSEY, CHANNEL ISLANDS X0 JE1 2TR UNITED KINGDOM 0 0 1 0 0001620047 PVAM HOLDINGS LTD. 600 MONTGOMERY STREET 6TH FLOOR SAN FRANCISCO CA 94111 0 0 1 0 0001601068 PACIFIC VIEW ASSET MANAGEMENT (UK) LLP NORTH HALL FARM ROAD, NORTH HALL ROAD QUENDON, ESSEX X0 CB113XP UNITED KINGDOM 0 0 1 0 Common Stock 684352 D Common Stock 2016-04-06 4 P 0 6302 7.45 A 690654 D Common Stock 2016-04-07 4 P 0 900 7.25 A 691554 D Common Stock 2016-04-08 4 P 0 969 7.25 A 692523 D PVAM Perlus Microcap Fund L.P. (formerly The Perlus Microcap Fund L.P.) is the beneficial owner of the shares of common stock of Key Technology, Inc. (the "Shares"). The Shares are held in the account of PVAM Perlus Microcap Fund L.P., the investments of which are managed by Pacific View Asset Management (UK) LLP (formerly Perlus Investment Management LLP) of which PVAM Holdings Ltd. ("PVAM") is the managing member. Pacific View Asset Management (UK) LLP ("PVAM LLP") exercises voting power and shares dispositive control over the Shares and PVAM shares indirect voting and dispositive power over the Shares. Each of PVAM and PVAM LLP disclaims beneficial ownership of the Shares, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that either PVAM or PVAM LLP is a beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose. /s/ Steven Druskin 2016-04-08