0001127602-17-030819.txt : 20171101 0001127602-17-030819.hdr.sgml : 20171101 20171101171149 ACCESSION NUMBER: 0001127602-17-030819 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171030 FILED AS OF DATE: 20171101 DATE AS OF CHANGE: 20171101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZELL SAMUEL CENTRAL INDEX KEY: 0001024193 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12252 FILM NUMBER: 171169851 MAIL ADDRESS: STREET 1: TWO N RIVERSIDE PLAZA STREET 2: SUITE 600 CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITY RESIDENTIAL CENTRAL INDEX KEY: 0000906107 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 363877868 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EQUITY RESIDENTIAL STREET 2: TWO NORTH RIVERSIDE PLAZA, SUITE 400 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129281178 MAIL ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLAZA STREET 2: SUITE 400 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: EQUITY RESIDENTIAL PROPERTIES TRUST DATE OF NAME CHANGE: 19930524 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-10-30 0000906107 EQUITY RESIDENTIAL EQR 0001024193 ZELL SAMUEL TWO NORTH RIVERSIDE PLAZA, SUITE 600 CHICAGO IL 60606 1 1 Chairman of the Board Common Shares Of Beneficial Interest 2017-10-30 4 M 0 51614 32.87 A 93996 D Common Shares Of Beneficial Interest 2017-10-30 4 S 0 51614 67.301 D 42382 D Common Shares Of Beneficial Interest 2017-10-30 4 M 0 40037 32.87 A 82419 D Common Shares Of Beneficial Interest 2017-10-30 4 S 0 40037 67.01 D 42382 D Common Shares Of Beneficial Interest 2017-10-30 4 M 0 95331 32.87 A 137713 D Common Shares Of Beneficial Interest 600 I By Spouse, Trustee for Helen Zell Revocable Trust Common Shares Of Beneficial Interest 1206968 I Samstock, L.L.C. Common Shares Of Beneficial Interest 2267873 I Samuel Zell Revocable Trust Common Shares Of Beneficial Interest 689643 I SERP Account Common Shares Of Beneficial Interest 1246 I SZ JoAnn Trust Common Shares Of Beneficial Interest 1246 I SZ Kellie Trust Common Shares Of Beneficial Interest 1246 I SZ Matthew Trust Common Shares Of Beneficial Interest 154480 I Zell Family Foundation Non-qualified Stock Option (Right to Buy) 32.87 2017-10-30 4 M 0 51614 0 D 2018-02-07 Common Shares Of Beneficial Interest 51614 135368 D Non-qualified Stock Option (Right to Buy) 32.87 2017-10-30 4 M 0 40037 0 D 2018-02-07 Common Shares Of Beneficial Interest 40037 95331 D Non-qualified Stock Option (Right to Buy) 32.87 2017-10-30 4 M 0 95331 0 D 2018-02-07 Common Shares Of Beneficial Interest 95331 0 D Direct total includes restricted shares of the Company scheduled to vest in the future. Excludes 2,229,427 shares previously owned directly by the reporting person which were transferred to the Samuel Zell Revocable Trust, of which Mr. Zell is the sole trustee and beneficiary. The price represents the weighted average price of the shares sold. The shares were sold within a range of $67.20 to $67.42. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. The price represents the weighted average price of the shares sold. The shares were sold within a range of $67.00 to $67.06. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. Shares reported herein are beneficially owned by the Helen Zell Revocable Trust ("HZRT"). Mr. Zell's spouse, Helen Zell, is the trustee of HZRT. Mr. Zell disclaims beneficial ownership of the shares reported as beneficially owned by him except to the extent of any pecuniary interest therein. Shares reported herein are beneficially owned by Samstock, L.L.C. ("Samstock"). The sole member of Samstock is SZ Investments, L.L.C. ("SZ"). The managing member of SZ is Chai Trust Company, LLC ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein. Shares reported herein are owned by the Samuel Zell Revocable Trust. Mr. Zell is the sole trustee and beneficiary of the Samuel Zell Revocable Trust, and, as such, he is the beneficial owner of the shares reported herein. Includes 2,229,427 shares previously held directly by the reporting person. Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person. Shares reported herein are beneficially owned by the SZ JoAnn Trust ("SZJT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein. Shares reported herein are beneficially owned by the SZ Kellie Trust ("SZKT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein. Shares reported herein are beneficially owned by the SZ Matthew Trust ("SZMT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein. Shares reported herein are beneficially owned by the Zell Family Foundation ("Foundation"). Mr. Zell is a director of the Foundation; however, Mr. Zell does not have voting or dispositive power over such shares, or any pecuniary interest therein, and therefore disclaims beneficial ownership of such shares. Represents share options which vested in approximately three equal installments on February 7, 2009, February 7, 2010 and February 7, 2011. s/ By: Jane Matz, Attorney-in-fact 2017-11-01