MA-I 0000090608 XXXXXXXX kcarroll@hjsims.com 561-620-2138 kcarroll@hjsims.com kcarroll@hjsims.com vhebert@hjsims.com N N AKSHAI JOTIKUMAR PATEL 7070739 N 1 0000090608 HERBERT J. SIMS & CO, INC. 03-19-2024 N 867-01435 LOCATED 04-02-2025 SUPERVISED 11-19-2024 11140 ROCKVILLE PIKE, SUITE 630 ROCKVILLE MD 20852 03-2024 HERBERT J SIMS & CO., INC. ROCKVILLE MD 20852 Y Y EXECUTIVE VICE PRESIDENT 01-2019 03-2024 RBC CAPITAL MARKETS, LLC PHOENIX AZ 85016 Y Y INVESTMENT BANKER 07-2018 01-2019 ASU PREPARATORY ACADEMY TEMPE AZ 85281 N N CHIEF STRATEGY OFFICER 07-2009 06-2018 PHOENIX COLLEGIATE ACADEMY PHOENIX AZ 85013 N N CO-FOUNDER & COO & CEO Y 01-2011 DEANSLIST 175 VARICK STREET NEW YORK NY 10014 N N EDUCATIONAL SOFTWARE PRODUCTS BOARD MEMBER & MINORITY OWNER 5 ANNUAL RETREAT & USERS CONFERENCE 08-2019 ASU SCHOOL OF PUBLIC SERVICE 411 N CENTRAL AVE PHOENIX AZ 85004 N N UNIVERSITY INSTRUCTOR 4 INSTRUCT UNDERGRADUATE COURSE ON CIVIC LEADERSHIP 03-2017 PHOENIX PUBLIC LIBRARY 200 W WASHINGTON ST PHOENIX AZ 85003 N N PUBLIC LIBRARY BOARD MEMBER 5 RAISING MONEY FOR PROGRAMMING FOR KIDS 07-2020 AZ STATE BOARD FOR CHARTER SCHOOLS 1700 W. WASHINGTON ST PHOENIX AZ 85007 N N STATE AGENCY TECHNICAL REVIEW PANEL MEMBER 15 REVIEW CHARTER APPLICATIONS 12-2021 ESLP GROUP 2781 N OAKMONT DR FLAGSTAFF AZ 86004 N N ENTITY WILL BE CREATED TO HOLD A SECOND HOME PROPERTY WHICH WILL BE RENTED FOR SHORT TERM STAYS INTERMITTENTLY WHEN NOT IN PERSONAL USE OWNER 0 SHORT-TERM RENTAL OF PROPERTY 05-2022 AGES AZ GOODWILL EDUCATION SERVICES 2626 W. BERYL AVE PHOENIX AZ 85021 N N NONPROFIT CHARTER SCHOOL DESIGNED TO ALLOW ADULT LEARNERS TO EARN A HIGH SCHOOL DIPLOMA AND WORKFORCE CREDENTIALS BOARD MEMBER 2 QUARTERLY MEETINGS AND STANDARD DUTIES OF NON-PROFIT BOARD MEMBERS - STRATEGIC GUIDANCE, FINANCIAL STEWARDSHIP AND ADVOCACY TO ENSURE THE ORGANIZATION FULFILLS ITS MISSION EFFECTIVELY. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-27-2026 KAREN CARROLL COMPLIANCE ANALYST