0001279569-13-000587.txt : 20130506
0001279569-13-000587.hdr.sgml : 20130506
20130506143105
ACCESSION NUMBER: 0001279569-13-000587
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130506
DATE AS OF CHANGE: 20130506
EFFECTIVENESS DATE: 20130506
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLUSKIN SHEFF & ASSOC INC
CENTRAL INDEX KEY: 0000905790
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13431
FILM NUMBER: 13815567
BUSINESS ADDRESS:
STREET 1: BAY ADELAIDE CENTRE, 333 BAY STREET
STREET 2: SUITE 5100
CITY: TORONTO
STATE: A6
ZIP: M5H 2R2
BUSINESS PHONE: 4166816000
MAIL ADDRESS:
STREET 1: BAY ADELAIDE CENTRE, 333 BAY STREET
STREET 2: SUITE 5100
CITY: TORONTO
STATE: A6
ZIP: M5H 2R2
13F-HR
1
v343976_13f.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
Check here if Amendment [_]; Amendment Number: ______
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Gluskin Sheff + Associates Inc.
Address: Bay Adelaide Centre, Suite 5100
333 Bay Street, Toronto, ON M5H 2R2
Canada
Form 13F File Number: 28-13431
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Amy Aubin
Title: Chief Compliance Officer
Phone: 416-681-8013
Signature, Place, and Date of Signing:
/s/ Amy Aubin Toronto, Ontario, Canada May 6, 2013
------------------------ ------------------------ ------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: [If there are no entries in
this list, omit this section.]
Form 13F File Number Name
28-_________________ NOT APPLICABLE
[Repeat as necessary.]
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: NONE
------------------------
Form 13F Information Table Entry Total: 121
------------------------
Form 13F Information Table Value Total: 1,337,549 (in thousands)
------------------------
List of Other Included Managers: NOT APPLICABLE
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
headings and list entries.]
No. Form 13F File Number Name
NONE 28-NONE NONE
[Repeat as necessary.]
GLUSKIN SHEFF + ASSOCIATES INC. U.S. SECURITY HOLDINGS
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------ ----------------- --------- -------- ------------------ ---------- -------- ----------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------ ----------------- --------- -------- --------- --- ---- ---------- -------- ---- ------ ----
ALICO INC COM 016230104 728.7 15,768 SH SOLE
ALLIANCE DATA SYSTEMS CORP COM 18581108 1,658.1 10,250 SH SOLE
ALPHA NATURAL RESOURCES INC. COM 02076X102 3,167.9 386,160 SH SOLE
AMAZON.COM INC. COM 023135106 4,222.9 15,859 SH SOLE
AMDOCS LIMITED ORD G02602103 8,873.5 244,980 SH SOLE
AMERICAN EXPRESS COMPANY COM 25816109 5,551.6 82,360 SH SOLE
AMERICAN INTERNATIONAL GROUP COM NEW 26874784 14,450.5 372,540 SH SOLE
AMERICAN TOWER REIT INC. COM 03027X100 24,513.4 318,940 SH SOLE
ANADARKO PETROLEUM CORP. COM 032511107 3,160.6 36,170 SH SOLE
ANHEUSER-BUSCH INBEV SPN ADR SPONSORED ADR 03524A108 8,858.9 89,060 SH SOLE
APACHE CORP. COMMON COM 037411105 3,081.8 39,972 SH SOLE
APPLE INC. COM 37833100 59,958.6 135,558 SH SOLE
BANK OF AMERICA CORP. COM 060505104 19,853.4 1,631,290 SH SOLE
BERKSHIRE HATHAWAY INC. CL B CL B NEW 84670702 44,627.9 428,630 SH SOLE
BJ'S RESTAURANT INC. COM 09180C106 5,078.2 152,710 SH SOLE
BLOOMIN BRANDS INC COM 94235108 5,986.4 335,450 SH SOLE
BROOKFIELD INFRASTRUCTURE P LP LP INT UNIT G16252101 25,757.5 677,296 SH SOLE
BROOKFIELD RESIDENTIAL PROP.IN COM 11283W104 8,445.8 347,266 SH SOLE
CABOT OIL & GAS CORP. COM 127097103 1,424.8 21,090 SH SOLE
CBS CORPORATION CL B 124857202 17,356.3 372,030 SH SOLE
CINEDIGM DIGITAL CINEMA - A COM 172407108 33.3 21,351 SH SOLE
CITIGROUP INC. COM NEW 172967424 7,572.8 171,310 SH SOLE
CLEAR CHANNEL OUTDOOR 'A' CL A 18451C109 3,574.3 477,590 SH SOLE
COBALT INTERNATIONAL ENERGY COM 19075F106 674.0 23,920 SH SOLE
COCA-COLA COMPANY COM 191216100 15,888.8 393,210 SH SOLE
COMCAST CORPORATION 'A' CL A 20030N101 3,376.5 80,495 SH SOLE
COMCAST CORPORATION SPECIAL A CL A SPL 20030N200 29,165.1 736,890 SH SOLE
COMMONWEALTH REIT COM SH BEN INT 203233101 7,565.3 337,400 SH SOLE
COVIDIEN PLC SHS G2554F113 25,669.3 378,680 SH SOLE
CREDICORP LTD COM G2519Y108 1,543.0 9,300 SH SOLE
CRIMSON EXPLORATION INC. COM NEW 22662K207 545.2 190,770 SH SOLE
CVS/CAREMARK CORPORATION COM 126650100 19,927.4 362,670 SH SOLE
DANAHER CORP. COM 235851102 4,330.3 69,730 SH SOLE
DIAGEO PLC-SPONS ADR SPON ADR NEW 25243Q205 2,288.5 18,200 SH SOLE
DISCOVER FINANCIAL SERVICES COM 254709108 3,633.2 81,090 SH SOLE
ECOLAB INC. COM 278865100 12,741.7 159,040 SH SOLE
ENERGY SELECT SECTOR SPDR FUND SBI INT-ENERGY 81369Y506 4,134.3 52,170 SH SOLE
ENI SPA-SPONSORED ADR SPONSORED ADR 26874R108 2,193.4 48,900 SH SOLE
EOG RESOURCES INC. COM 26875p101 2,915.1 22,780 SH SOLE
EXXON MOBIL CORPORATION COM 30231G102 2,647.4 29,403 SH SOLE
FIRST REPUBLIC BANK/CA COM 33616C100 9,926.7 257,240 SH SOLE
FORTUNE BRANDS HOME & SECURITY COM 34964C106 6,419.8 171,650 SH SOLE
GENERAL GROWTH PROPERTIES COM 370023103 6,866.3 345,660 SH SOLE
GENERAL MOTORS 4.75% PFD B JR PFD CNV SRB 37045V209 13,257.1 308,980 SH SOLE
GENESCO INC. COM 371532102 1,485.4 24,740 SH SOLE
GOLDMAN SACHS GROUP INC. COM 38141G104 13,209.5 89,840 SH SOLE
GOOGLE INC. 'A' CL A 38259P508 11,803.4 14,874 SH SOLE
HALCON RESOURCES CORP COM NEW 40537Q209 615.5 79,080 SH SOLE
HALLIBURTON COMPANY COM 406216101 4,370.5 108,240 SH SOLE
HEICO CORP- CLASS A CL A 422806208 8,970.1 261,650 SH SOLE
HELIX ENERGY SOLUTIONS GROUP COM 42330P107 562.4 24,600 SH SOLE
HOLLYFRONTIER CORP COM 436106108 1,138.2 22,140 SH SOLE
HOME DEPOT INC. COM 437076102 22,091.6 316,840 SH SOLE
HORSEHEAD HOLDING CORP. COM 440694305 967.0 88,950 SH SOLE
HSBC HOLDINGS PLC-SPONS ADR SPON ADR NEW 404280406 1,492.3 28,000 SH SOLE
INT'L. BUSINESS MACHINES COM 459200101 20,977.6 98,426 SH SOLE
JOHNSON & JOHNSON COM 478160104 48,349.6 593,499 SH SOLE
JP MORGAN CHASE & CO. COM 46625H100 4,598.0 96,958 SH SOLE
KINDER MORGAN INC COM 49456B101 3,329.3 86,140 SH SOLE
KRAFT FOODS GROUP INC. COM 50076Q106 36,933.8 717,312 SH SOLE
LAS VEGAS SANDS CORP COM 517834107 16,168.1 287,150 SH SOLE
LIONS GATE ENTERTAINMENT CORP. COM NEW 535919203 446.9 18,818 SH SOLE
LKQ CORP. COM 501889208 9,361.8 430,570 SH SOLE
MARATHON OIL CORP. COM 565849106 1,159.7 34,420 SH SOLE
MARTIN MARIETTA MATERIALS COM 573284106 6,318.2 61,980 SH SOLE
MATTEL INC. COM 577081102 7,415.3 169,550 SH SOLE
MELCO CROWN ENTERTAINMENT ADR 585464100 5,226.3 224,000 SH SOLE
MERCK & CO. INC. COM 58933Y105 45,545.5 1,030,559 SH SOLE
MERITAGE HOMES CORP. COM 59001A102 1,312.4 28,030 SH SOLE
MICHAEL KORS HLDGS LTD SHS G60754101 6,192.0 109,120 SH SOLE
MONDELEZ INTERNATIONAL INC.CL CL A 609207105 5,972.8 195,250 SH SOLE
MOODY'S CORP COM 615369105 14,164.4 265,860 SH SOLE
MOSAIC CO COM 61945C103 1,028.1 17,260 SH SOLE
NATIONAL OILWELL VARCO INC. COM 637071101 22,926.0 324,300 SH SOLE
NCR CORPORATION COM 62886E108 31,416.9 1,140,850 SH SOLE
NOVO NORDISK A/S ADR ADR 670100205 2,743.3 17,000 SH SOLE
OAKTREE CAPITAL GROUP LLC UNIT 99/99/9999 674001201 29,511.9 578,897 SH SOLE
OASIS PETROLEUM INC. COM 674215108 1,167.8 30,700 SH SOLE
OCCIDENTAL PETROLEUM CORP COM 674599105 13,293.6 169,760 SH SOLE
OMNICARE INC. COM 681904108 4,131.4 101,540 SH SOLE
PBF ENERGY INC CL A 69318G106 1,144.3 30,810 SH SOLE
PFIZER INC. COM 717081103 29,308.5 1,016,345 SH SOLE
POLARIS INDUSTRIES, INC. COM 731068102 2,109.9 22,830 SH SOLE
PROCTER & GAMBLE COMPANY COM 742718109 22,028.6 286,090 SH SOLE
QUALCOMM INC. COM 747525103 26,090.6 390,070 SH SOLE
RANGE RESOURCES CORP COM 75281A109 1,152.3 14,230 SH SOLE
REINSURANCE GROUP OF AMERICA A COM NEW 759351604 1,006.4 16,879 SH SOLE
RETAIL OPPORTUNITY INVESTMENT COM 76131N101 9,584.7 684,430 SH SOLE
ROCK-TENN COMPANY CL A CL A 772739207 5,821.7 62,790 SH SOLE
SAFEWAY INC. COM NEW 786514208 15,464.4 587,350 SH SOLE
SAN JUAN BASIN ROYALTY TRUST UNIT BEN INT 798241105 378.0 25,000 SH SOLE
SANOFI ADR SPONSORED ADR 80105N105 3,133.8 61,400 SH SOLE
SIGNET JEWELERS LTD SHS G81276100 7,512.1 112,210 SH SOLE
SIMON PROPERTY GROUP INC COM 828806109 8,767.8 55,340 SH SOLE
SIRIUS XM RADIO INC. COM 82967N108 13,309.0 4,324,540 SH SOLE
SPDR GOLD TRUST GOLD SHS 78463V107 1,072.3 6,947 SH SOLE
SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 188.7 13,960 SH SOLE
STANLEY BLACK & DECKER INC. COM 854502101 2,500.8 30,910 SH SOLE
STARBUCKS CORP. COM 855244109 8,844.7 155,430 SH SOLE
SYNGENTA AG - ADR SPONSORED ADR 87160A100 2,008.4 24,000 SH SOLE
TAIWAN SEMICONDUCTOR MFG ADR SPONSORED ADR 874039100 1,339.8 78,000 SH SOLE
TERADYNE INC. COM 880770102 2,961.7 182,740 SH SOLE
TESORO CORP COM 881609101 7,361.5 125,830 SH SOLE
THE ADT CORPORATION COM 00101J106 42,581.0 870,755 SH SOLE
THE BLACKSTONE GROUP LP COM UNIT LTD 09253U108 18,130.2 917,320 SH SOLE
THE CARLYLE GROUP COM UTS LTD PTN 14309L102 16,488.5 545,508 SH SOLE
TORO CO COM 891092108 7,266.3 157,950 SH SOLE
TOYOTA MTR CORP ADR SP ADR REP2COM 892331307 1,487.1 14,500 SH SOLE
TRONOX LTD 'A' SHS CL A Q9235V101 638.0 32,230 SH SOLE
UBS AG - REG SHS NEW H89231338 1,261.0 82,000 SH SOLE
UNITED TECHNOLOGIES CORP COM 913017109 10,350.8 110,875 SH SOLE
US BANCORP COM NEW 902973304 6,878.6 202,890 SH SOLE
US SILICA HOLDINGS INC. COM 90346E103 1,236.5 52,480 SH SOLE
VIACOM INC. 'B' CL B 92553P201 29,112.3 473,900 SH SOLE
VODAFONE GROUP PLC SP ADR SPONS ADR NEW 92857W209 45,733.8 1,611,620 SH SOLE
VORNADO REALTY TRUST SH BEN INT 929042109 8,934.0 106,900 SH SOLE
WALT DISNEY CO. COM DISNEY 254687106 15,777.9 278,000 SH SOLE
WALTER ENERGY INC. COM 93317Q105 535.9 18,820 SH SOLE
WELLS FARGO COMPANY COM 949746101 31,892.7 862,882 SH SOLE
WYNN RESORTS LTD. COM 983134107 42,286.8 338,130 SH SOLE
YAHOO! INC. COM 984332106 23,825.6 1,013,410 SH SOLE
$ VALUE (IN THOUSANDS) 1,337,549 # SECURITIES 121