0001279569-13-000587.txt : 20130506 0001279569-13-000587.hdr.sgml : 20130506 20130506143105 ACCESSION NUMBER: 0001279569-13-000587 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130506 DATE AS OF CHANGE: 20130506 EFFECTIVENESS DATE: 20130506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLUSKIN SHEFF & ASSOC INC CENTRAL INDEX KEY: 0000905790 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13431 FILM NUMBER: 13815567 BUSINESS ADDRESS: STREET 1: BAY ADELAIDE CENTRE, 333 BAY STREET STREET 2: SUITE 5100 CITY: TORONTO STATE: A6 ZIP: M5H 2R2 BUSINESS PHONE: 4166816000 MAIL ADDRESS: STREET 1: BAY ADELAIDE CENTRE, 333 BAY STREET STREET 2: SUITE 5100 CITY: TORONTO STATE: A6 ZIP: M5H 2R2 13F-HR 1 v343976_13f.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [_]; Amendment Number: ______ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gluskin Sheff + Associates Inc. Address: Bay Adelaide Centre, Suite 5100 333 Bay Street, Toronto, ON M5H 2R2 Canada Form 13F File Number: 28-13431 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Amy Aubin Title: Chief Compliance Officer Phone: 416-681-8013 Signature, Place, and Date of Signing: /s/ Amy Aubin Toronto, Ontario, Canada May 6, 2013 ------------------------ ------------------------ ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-_________________ NOT APPLICABLE [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NONE ------------------------ Form 13F Information Table Entry Total: 121 ------------------------ Form 13F Information Table Value Total: 1,337,549 (in thousands) ------------------------ List of Other Included Managers: NOT APPLICABLE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name NONE 28-NONE NONE [Repeat as necessary.] GLUSKIN SHEFF + ASSOCIATES INC. U.S. SECURITY HOLDINGS
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ ----------------- --------- -------- ------------------ ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ ----------------- --------- -------- --------- --- ---- ---------- -------- ---- ------ ---- ALICO INC COM 016230104 728.7 15,768 SH SOLE ALLIANCE DATA SYSTEMS CORP COM 18581108 1,658.1 10,250 SH SOLE ALPHA NATURAL RESOURCES INC. COM 02076X102 3,167.9 386,160 SH SOLE AMAZON.COM INC. COM 023135106 4,222.9 15,859 SH SOLE AMDOCS LIMITED ORD G02602103 8,873.5 244,980 SH SOLE AMERICAN EXPRESS COMPANY COM 25816109 5,551.6 82,360 SH SOLE AMERICAN INTERNATIONAL GROUP COM NEW 26874784 14,450.5 372,540 SH SOLE AMERICAN TOWER REIT INC. COM 03027X100 24,513.4 318,940 SH SOLE ANADARKO PETROLEUM CORP. COM 032511107 3,160.6 36,170 SH SOLE ANHEUSER-BUSCH INBEV SPN ADR SPONSORED ADR 03524A108 8,858.9 89,060 SH SOLE APACHE CORP. COMMON COM 037411105 3,081.8 39,972 SH SOLE APPLE INC. COM 37833100 59,958.6 135,558 SH SOLE BANK OF AMERICA CORP. COM 060505104 19,853.4 1,631,290 SH SOLE BERKSHIRE HATHAWAY INC. CL B CL B NEW 84670702 44,627.9 428,630 SH SOLE BJ'S RESTAURANT INC. COM 09180C106 5,078.2 152,710 SH SOLE BLOOMIN BRANDS INC COM 94235108 5,986.4 335,450 SH SOLE BROOKFIELD INFRASTRUCTURE P LP LP INT UNIT G16252101 25,757.5 677,296 SH SOLE BROOKFIELD RESIDENTIAL PROP.IN COM 11283W104 8,445.8 347,266 SH SOLE CABOT OIL & GAS CORP. COM 127097103 1,424.8 21,090 SH SOLE CBS CORPORATION CL B 124857202 17,356.3 372,030 SH SOLE CINEDIGM DIGITAL CINEMA - A COM 172407108 33.3 21,351 SH SOLE CITIGROUP INC. COM NEW 172967424 7,572.8 171,310 SH SOLE CLEAR CHANNEL OUTDOOR 'A' CL A 18451C109 3,574.3 477,590 SH SOLE COBALT INTERNATIONAL ENERGY COM 19075F106 674.0 23,920 SH SOLE COCA-COLA COMPANY COM 191216100 15,888.8 393,210 SH SOLE COMCAST CORPORATION 'A' CL A 20030N101 3,376.5 80,495 SH SOLE COMCAST CORPORATION SPECIAL A CL A SPL 20030N200 29,165.1 736,890 SH SOLE COMMONWEALTH REIT COM SH BEN INT 203233101 7,565.3 337,400 SH SOLE COVIDIEN PLC SHS G2554F113 25,669.3 378,680 SH SOLE CREDICORP LTD COM G2519Y108 1,543.0 9,300 SH SOLE CRIMSON EXPLORATION INC. COM NEW 22662K207 545.2 190,770 SH SOLE CVS/CAREMARK CORPORATION COM 126650100 19,927.4 362,670 SH SOLE DANAHER CORP. COM 235851102 4,330.3 69,730 SH SOLE DIAGEO PLC-SPONS ADR SPON ADR NEW 25243Q205 2,288.5 18,200 SH SOLE DISCOVER FINANCIAL SERVICES COM 254709108 3,633.2 81,090 SH SOLE ECOLAB INC. COM 278865100 12,741.7 159,040 SH SOLE ENERGY SELECT SECTOR SPDR FUND SBI INT-ENERGY 81369Y506 4,134.3 52,170 SH SOLE ENI SPA-SPONSORED ADR SPONSORED ADR 26874R108 2,193.4 48,900 SH SOLE EOG RESOURCES INC. COM 26875p101 2,915.1 22,780 SH SOLE EXXON MOBIL CORPORATION COM 30231G102 2,647.4 29,403 SH SOLE FIRST REPUBLIC BANK/CA COM 33616C100 9,926.7 257,240 SH SOLE FORTUNE BRANDS HOME & SECURITY COM 34964C106 6,419.8 171,650 SH SOLE GENERAL GROWTH PROPERTIES COM 370023103 6,866.3 345,660 SH SOLE GENERAL MOTORS 4.75% PFD B JR PFD CNV SRB 37045V209 13,257.1 308,980 SH SOLE GENESCO INC. COM 371532102 1,485.4 24,740 SH SOLE GOLDMAN SACHS GROUP INC. COM 38141G104 13,209.5 89,840 SH SOLE GOOGLE INC. 'A' CL A 38259P508 11,803.4 14,874 SH SOLE HALCON RESOURCES CORP COM NEW 40537Q209 615.5 79,080 SH SOLE HALLIBURTON COMPANY COM 406216101 4,370.5 108,240 SH SOLE HEICO CORP- CLASS A CL A 422806208 8,970.1 261,650 SH SOLE HELIX ENERGY SOLUTIONS GROUP COM 42330P107 562.4 24,600 SH SOLE HOLLYFRONTIER CORP COM 436106108 1,138.2 22,140 SH SOLE HOME DEPOT INC. COM 437076102 22,091.6 316,840 SH SOLE HORSEHEAD HOLDING CORP. COM 440694305 967.0 88,950 SH SOLE HSBC HOLDINGS PLC-SPONS ADR SPON ADR NEW 404280406 1,492.3 28,000 SH SOLE INT'L. BUSINESS MACHINES COM 459200101 20,977.6 98,426 SH SOLE JOHNSON & JOHNSON COM 478160104 48,349.6 593,499 SH SOLE JP MORGAN CHASE & CO. COM 46625H100 4,598.0 96,958 SH SOLE KINDER MORGAN INC COM 49456B101 3,329.3 86,140 SH SOLE KRAFT FOODS GROUP INC. COM 50076Q106 36,933.8 717,312 SH SOLE LAS VEGAS SANDS CORP COM 517834107 16,168.1 287,150 SH SOLE LIONS GATE ENTERTAINMENT CORP. COM NEW 535919203 446.9 18,818 SH SOLE LKQ CORP. COM 501889208 9,361.8 430,570 SH SOLE MARATHON OIL CORP. COM 565849106 1,159.7 34,420 SH SOLE MARTIN MARIETTA MATERIALS COM 573284106 6,318.2 61,980 SH SOLE MATTEL INC. COM 577081102 7,415.3 169,550 SH SOLE MELCO CROWN ENTERTAINMENT ADR 585464100 5,226.3 224,000 SH SOLE MERCK & CO. INC. COM 58933Y105 45,545.5 1,030,559 SH SOLE MERITAGE HOMES CORP. COM 59001A102 1,312.4 28,030 SH SOLE MICHAEL KORS HLDGS LTD SHS G60754101 6,192.0 109,120 SH SOLE MONDELEZ INTERNATIONAL INC.CL CL A 609207105 5,972.8 195,250 SH SOLE MOODY'S CORP COM 615369105 14,164.4 265,860 SH SOLE MOSAIC CO COM 61945C103 1,028.1 17,260 SH SOLE NATIONAL OILWELL VARCO INC. COM 637071101 22,926.0 324,300 SH SOLE NCR CORPORATION COM 62886E108 31,416.9 1,140,850 SH SOLE NOVO NORDISK A/S ADR ADR 670100205 2,743.3 17,000 SH SOLE OAKTREE CAPITAL GROUP LLC UNIT 99/99/9999 674001201 29,511.9 578,897 SH SOLE OASIS PETROLEUM INC. COM 674215108 1,167.8 30,700 SH SOLE OCCIDENTAL PETROLEUM CORP COM 674599105 13,293.6 169,760 SH SOLE OMNICARE INC. COM 681904108 4,131.4 101,540 SH SOLE PBF ENERGY INC CL A 69318G106 1,144.3 30,810 SH SOLE PFIZER INC. COM 717081103 29,308.5 1,016,345 SH SOLE POLARIS INDUSTRIES, INC. COM 731068102 2,109.9 22,830 SH SOLE PROCTER & GAMBLE COMPANY COM 742718109 22,028.6 286,090 SH SOLE QUALCOMM INC. COM 747525103 26,090.6 390,070 SH SOLE RANGE RESOURCES CORP COM 75281A109 1,152.3 14,230 SH SOLE REINSURANCE GROUP OF AMERICA A COM NEW 759351604 1,006.4 16,879 SH SOLE RETAIL OPPORTUNITY INVESTMENT COM 76131N101 9,584.7 684,430 SH SOLE ROCK-TENN COMPANY CL A CL A 772739207 5,821.7 62,790 SH SOLE SAFEWAY INC. COM NEW 786514208 15,464.4 587,350 SH SOLE SAN JUAN BASIN ROYALTY TRUST UNIT BEN INT 798241105 378.0 25,000 SH SOLE SANOFI ADR SPONSORED ADR 80105N105 3,133.8 61,400 SH SOLE SIGNET JEWELERS LTD SHS G81276100 7,512.1 112,210 SH SOLE SIMON PROPERTY GROUP INC COM 828806109 8,767.8 55,340 SH SOLE SIRIUS XM RADIO INC. COM 82967N108 13,309.0 4,324,540 SH SOLE SPDR GOLD TRUST GOLD SHS 78463V107 1,072.3 6,947 SH SOLE SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 188.7 13,960 SH SOLE STANLEY BLACK & DECKER INC. COM 854502101 2,500.8 30,910 SH SOLE STARBUCKS CORP. COM 855244109 8,844.7 155,430 SH SOLE SYNGENTA AG - ADR SPONSORED ADR 87160A100 2,008.4 24,000 SH SOLE TAIWAN SEMICONDUCTOR MFG ADR SPONSORED ADR 874039100 1,339.8 78,000 SH SOLE TERADYNE INC. COM 880770102 2,961.7 182,740 SH SOLE TESORO CORP COM 881609101 7,361.5 125,830 SH SOLE THE ADT CORPORATION COM 00101J106 42,581.0 870,755 SH SOLE THE BLACKSTONE GROUP LP COM UNIT LTD 09253U108 18,130.2 917,320 SH SOLE THE CARLYLE GROUP COM UTS LTD PTN 14309L102 16,488.5 545,508 SH SOLE TORO CO COM 891092108 7,266.3 157,950 SH SOLE TOYOTA MTR CORP ADR SP ADR REP2COM 892331307 1,487.1 14,500 SH SOLE TRONOX LTD 'A' SHS CL A Q9235V101 638.0 32,230 SH SOLE UBS AG - REG SHS NEW H89231338 1,261.0 82,000 SH SOLE UNITED TECHNOLOGIES CORP COM 913017109 10,350.8 110,875 SH SOLE US BANCORP COM NEW 902973304 6,878.6 202,890 SH SOLE US SILICA HOLDINGS INC. COM 90346E103 1,236.5 52,480 SH SOLE VIACOM INC. 'B' CL B 92553P201 29,112.3 473,900 SH SOLE VODAFONE GROUP PLC SP ADR SPONS ADR NEW 92857W209 45,733.8 1,611,620 SH SOLE VORNADO REALTY TRUST SH BEN INT 929042109 8,934.0 106,900 SH SOLE WALT DISNEY CO. COM DISNEY 254687106 15,777.9 278,000 SH SOLE WALTER ENERGY INC. COM 93317Q105 535.9 18,820 SH SOLE WELLS FARGO COMPANY COM 949746101 31,892.7 862,882 SH SOLE WYNN RESORTS LTD. COM 983134107 42,286.8 338,130 SH SOLE YAHOO! INC. COM 984332106 23,825.6 1,013,410 SH SOLE $ VALUE (IN THOUSANDS) 1,337,549 # SECURITIES 121