0001279569-12-001020.txt : 20120813
0001279569-12-001020.hdr.sgml : 20120813
20120813141825
ACCESSION NUMBER: 0001279569-12-001020
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120813
DATE AS OF CHANGE: 20120813
EFFECTIVENESS DATE: 20120813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLUSKIN SHEFF & ASSOC INC
CENTRAL INDEX KEY: 0000905790
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13431
FILM NUMBER: 121027116
BUSINESS ADDRESS:
STREET 1: BAY ADELAIDE CENTRE, 333 BAY STREET
STREET 2: SUITE 5100
CITY: TORONTO
STATE: A6
ZIP: M5H 2R2
BUSINESS PHONE: 4166816000
MAIL ADDRESS:
STREET 1: BAY ADELAIDE CENTRE, 333 BAY STREET
STREET 2: SUITE 5100
CITY: TORONTO
STATE: A6
ZIP: M5H 2R2
13F-HR
1
v321248_13f.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2012
Check here if Amendment [_]; Amendment Number: ______
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Gluskin Sheff + Associates Inc.
Address: Bay Adelaide Centre, Suite 5100
333 Bay Street, Toronto, ON M5H 2R2
Canada
Form 13F File Number: 28-13431
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Amy Aubin
Title: Chief Compliance Officer
Phone: 416-681-8013
Signature, Place, and Date of Signing:
/s/ Amy Aubin Toronto, Ontario, Canada August 13, 2012
------------------------ ------------------------ ------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: [If there are no entries in
this list, omit this section.]
Form 13F File Number Name
28-_________________ NOT APPLICABLE
[Repeat as necessary.]
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: NONE
----------------------
Form 13F Information Table Entry Total: 107
----------------------
Form 13F Information Table Value Total: 710,666 (in thousands)
----------------------
List of Other Included Managers: NOT APPLICABLE
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
headings and list entries.]
No. Form 13F File Number Name
NONE 28-NONE NONE
[Repeat as necessary.]
GLUSKIN SHEFF + ASSOCIATES INC. U.S. SECURITY HOLDINGS
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------ ----------------- --------- -------- ------------------ ---------- -------- ----------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------ ----------------- --------- -------- --------- --- ---- ---------- -------- ---- ------ ----
ABBOTT LABORATORIES COM 002824100 8,534.5 129,930 SH SOLE
ACCENTURE LTD. - CLASS 'A' SHS CLASS A G1151C101 13,645.9 222,890 SH SOLE
ALLIANCE DATA SYSTEMS CORP COM 018581108 4,439.9 32,280 SH SOLE
ALTRIA GROUP INC. COM 02209S103 9,523.0 270,530 SH SOLE
AMERICAN EXPRESS COMPANY COM 025816109 1,384.2 23,340 SH SOLE
AMERICAN TOWER REIT INC. COM 03027X100 23,780.8 333,870 SH SOLE
ANADARKO PETROLEUM CORP. COM 032511107 2,174.5 32,240 SH SOLE
ANDERSONS INC/THE COM 034164103 1,470.8 33,840 SH SOLE
ANHEUSER-BUSCH INBEV SPN ADR SPONSORED ADR 03524A108 2,982.3 36,750 SH SOLE
APPLE INC. COM 037833100 26,504.0 44,544 SH SOLE
ASCENA RETAIL GROUP INC COM 04351G101 449.2 23,680 SH SOLE
ASHLAND INC. COM 044209104 9,925.1 140,550 SH SOLE
AUTOMATIC DATA PROCESSING COM 053015103 9,647.4 170,120 SH SOLE
AUTONATION INC. COM 05329W102 1,335.4 37,150 SH SOLE
AVAGO TECHNOLOGIES LTD SHS Y0486S104 2,156.6 58,960 SH SOLE
BABCOCK & WILCOX CO/THE COM 05615F102 1,398.4 56,020 SH SOLE
BEAM INC. COM 073730103 3,944.2 61,950 SH SOLE
BERKSHIRE HATHAWAY INC. CL B CL B NEW 084670702 19,242.7 226,650 SH SOLE
BHP BILLITON LTD-SPON ADR SPONSORED ADR 088606108 1,111.1 16,700 SH SOLE
BRISTOL MYERS SQUIBB COMPANY COM 110122108 13,727.7 374,790 SH SOLE
BROOKFIELD INFRASTRUCTURE P LP LP INT UNIT G16252101 23,076.3 674,690 SH SOLE
BROOKFIELD RESIDENTIAL PROP.IN COM 11283W104 1,249.0 112,466 SH SOLE
CABOT OIL & GAS CORP. COM 127097103 773.5 19,270 SH SOLE
CAPITAL ONE FINANCIAL CORP. COM 14040H105 2,561.2 45,990 SH SOLE
CARDINAL HEALTH INC. COM 14149Y108 7,526.2 175,880 SH SOLE
CBS CORPORATION CL B 124857202 6,715.3 201,070 SH SOLE
CINEDIGM DIGITAL CINEMA - A COM 172407108 32.6 21,351 SH SOLE
CINEMARK HOLDINGS INC COM 17243V102 5,603.2 240,680 SH SOLE
COMCAST CORPORATION 'A' CL A 20030N101 2,246.9 68,980 SH SOLE
COMCAST CORPORATION SPECIAL A CL A SPL 20030N200 8,211.3 256,670 SH SOLE
COPA HOLDINGS SA 'A' CL A P31076105 9,050.5 107,700 SH SOLE
COPART INC COM 217204106 2,101.8 87,080 SH SOLE
COVIDIEN PLC SHS G2554F113 7,352.6 134,890 SH SOLE
DIGITAL REALTY TRUST INC COM 253868103 6,450.0 84,330 SH SOLE
DST SYSTEMS INC COM 233326107 1,098.9 19,860 SH SOLE
EBAY INC COM 278642103 2,506.5 58,560 SH SOLE
ECOLAB INC. COM 278865100 7,440.2 106,560 SH SOLE
EXPRESS SCRIPTS INC. COM 30219G108 11,105.7 195,240 SH SOLE
EXXON MOBIL CORPORATION COM 30231G102 4,791.7 54,961 SH SOLE
EZCORP INC. 'A' CL A NON VTG 302301106 1,221.2 51,090 SH SOLE
FIRST REPUBLIC BANK/CA COM 33616C100 2,225.9 65,020 SH SOLE
FLOWSERVE CORP. COM 34354P105 10,653.1 91,120 SH SOLE
GENERAL GROWTH PROPERTIES COM 370023103 15,843.1 859,590 SH SOLE
GENERAL MOTORS 4.75% PFD B JR PFD CNV SRB 37045V209 6,624.8 195,850 SH SOLE
GLAXOSMITHKLINE PLC SPONS ADR SPONSORED ADR 37733W105 1,300.0 28,000 SH SOLE
HERSHEY COMPANY COM 427866108 13,344.8 181,840 SH SOLE
HOME DEPOT INC. COM 437076102 24,246.4 449,100 SH SOLE
HSN INC COM 404303109 3,463.2 84,240 SH SOLE
INT'L. BUSINESS MACHINES COM 459200101 13,374.4 67,118 SH SOLE
INTUIT INC. COM 461202103 4,532.7 74,960 SH SOLE
IPATH S&P500 VIX S/T $19 PUT 0 PUT VXX712P19 427.9 1,000 SH SOLE
ISHARES COMEX GOLD TRUST ISHARES 464285105 1,745.4 110,100 SH SOLE
JOHNSON & JOHNSON COM 478160104 9,930.3 144,265 SH SOLE
JP MORGAN CHASE & CO. COM 46625H100 1,645.7 45,208 SH SOLE
KRAFT FOODS INC - CLASS A CL A 50075N104 29,581.4 751,790 SH SOLE
LKQ CORP COM 501889208 7,673.4 225,730 SH SOLE
MACY'S INC COM 55616P104 3,506.7 100,200 SH SOLE
MAGNUM HUNTER RESOURCES CORP COM 55973B102 891.3 209,280 SH SOLE
MARATHON PETROLEUM CORP COMMON COM 56585A102 1,376.2 30,070 SH SOLE
MATTEL INC. COM 577081102 4,824.5 145,970 SH SOLE
MCDONALDS CORP. COM 580135101 23,586.1 261,491 SH SOLE
MEAD JOHNSON NUTRITION CO. COM 582839106 9,338.0 113,840 SH SOLE
MELCO CROWN ENTERTAINMENT ADR 585464100 1,725.4 147,000 SH SOLE
MICROSOFT CORPORATION COM 594918104 9,276.1 297,630 SH SOLE
MORGAN STANLEY CHINA A SHARE COM 617468103 2,718.1 138,300 SH SOLE
MOTOROLA SOLUTIONS INCM COM NEW 620076307 9,681.3 197,510 SH SOLE
NATIONAL OILWELL VARCO INC. COM 637071101 3,060.8 46,620 SH SOLE
NORFOLK SOUTHERN CORP. COM 655844108 15,412.1 210,770 SH SOLE
OAKTREE CAPITAL GROUP LLC UNIT 99/99/9999 674001201 6,340.3 176,041 SH SOLE
OASIS PETROLEUM INC. COM 674215108 1,125.1 45,670 SH SOLE
PFIZER INC. COM 717081103 15,408.1 657,526 SH SOLE
PHILIP MORRIS INT'L INC. COM 718172109 2,754.3 30,980 SH SOLE
PHILLIPS 66 COM 718546104 802.3 23,690 SH SOLE
POLARIS INDUSTRIES, INC. COM 731068102 6,515.1 89,460 SH SOLE
PROSHARES SHORT S&P500 PSHS SHRT S&P500 74347R503 200.6 5,400 SH SOLE
QUALCOMM INC. COM 747525103 1,295.1 22,830 SH SOLE
RANGE RESOURCES CORP COM 75281A109 4,892.9 77,620 SH SOLE
REINSURANCE GROUP OF AMERICA A COM NEW 759351604 915.1 16,879 SH SOLE
RESEARCH IN MOTION COM 760975102 842.2 111,860 SH SOLE
REX ENERGY CORP. COM 761565100 1,653.7 144,790 SH SOLE
RIO TINTO PLC - SPON ADR SPONSORED ADR 767204100 1,169.1 24,000 SH SOLE
RUTH'S HOSPITALITY GROUP INC. COM 783332109 503.5 74,870 SH SOLE
SANCHEZ ENERGY CORP. COM 79970Y105 1,428.6 67,414 SH SOLE
SM ENERGY CO. COM 78454L100 1,387.0 27,720 SH SOLE
SOUTHWEST AIRLINES CO. COM 844741108 3,427.9 364,910 SH SOLE
SPDR GOLD TRUST GOLD SHS 78463V107 1,111.9 7,032 SH SOLE
SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 196.1 13,960 SH SOLE
STARBUCKS CORP. COM 855244109 17,902.3 329,540 SH SOLE
TARGET CORP. COM 87612E106 12,166.8 205,220 SH SOLE
TEVA PHARMACEUTICAL INDS.ADR ADR 881624209 843.9 21,000 SH SOLE
THE CARLYLE GROUP COM UTS LTD PTN 14309L102 1,197.5 52,400 SH SOLE
TIME WARNER INC. COM NEW 887317303 9,678.9 246,750 SH SOLE
TORCHMARK CORP COM 891027104 2,815.1 54,660 SH SOLE
TORO CO COM 891092108 6,586.8 88,210 SH SOLE
TYCO INTERNATIONAL LTD. SHS H89128104 13,927.3 258,650 SH SOLE
ULTRA PETROLEUM CORP. COM 903914109 983.7 41,850 SH SOLE
VIACOM INC. 'B' CL B 92553P201 9,167.8 191,370 SH SOLE
VODAFONE GROUP PLC SP ADR SPONS ADR NEW 92857W209 21,689.0 755,420 SH SOLE
VORNADO REALTY TRUST SH BEN INT 929042109 11,077.8 129,470 SH SOLE
WAL-MART STORES INC. COM 931142103 4,898.2 68,955 SH SOLE
WALT DISNEY CO. COM DISNEY 254687106 12,540.8 253,790 SH SOLE
WALTER ENERGY INC. COM 93317Q105 753.2 16,740 SH SOLE
WATERS CORP. COM 941848103 1,779.7 21,980 SH SOLE
WILLIAMS COS INC COM 969457100 12,153.1 413,890 SH SOLE
WPX ENERGY INC. COM 98212B103 1,918.7 116,390 SH SOLE
WYNN RESORTS LTD. COM 983134107 14,203.8 134,410 SH SOLE
YAHOO! INC. COM 984332106 1,911.7 118,530 SH SOLE
$ VALUE (IN THOUSANDS) 710,666 # SECURITIES 107