0001279569-12-000624.txt : 20120511 0001279569-12-000624.hdr.sgml : 20120511 20120511121539 ACCESSION NUMBER: 0001279569-12-000624 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120511 DATE AS OF CHANGE: 20120511 EFFECTIVENESS DATE: 20120511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLUSKIN SHEFF & ASSOC INC CENTRAL INDEX KEY: 0000905790 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13431 FILM NUMBER: 12833088 BUSINESS ADDRESS: STREET 1: BAY ADELAIDE CENTRE, 333 BAY STREET STREET 2: SUITE 5100 CITY: TORONTO STATE: A6 ZIP: M5H 2R2 BUSINESS PHONE: 4166816000 MAIL ADDRESS: STREET 1: BAY ADELAIDE CENTRE, 333 BAY STREET STREET 2: SUITE 5100 CITY: TORONTO STATE: A6 ZIP: M5H 2R2 13F-HR 1 v312919_13f.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [_]; Amendment Number: ______ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gluskin Sheff + Associates Inc. Address: Bay Adelaide Centre, Suite 5100 333 Bay Street, Toronto, ON M5H 2R2 Canada Form 13F File Number: 28-13431 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Amy Aubin Title: Chief Compliance Officer Phone: 416-681-8013 Signature, Place, and Date of Signing: /s/ Amy Aubin Toronto, Ontario, Canada May 11, 2012 ------------------------ ------------------------ ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-_________________ NOT APPLICABLE [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NONE ---------------------- Form 13F Information Table Entry Total: 121 ---------------------- Form 13F Information Table Value Total: 610,226 (in thousands) ---------------------- List of Other Included Managers: NOT APPLICABLE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name NONE 28-NONE NONE [Repeat as necessary.] GLUSKIN SHEFF + ASSOCIATES INC. U.S. SECURITY HOLDINGS
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ ----------------- --------- -------- ------------------ ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ ----------------- --------- -------- --------- --- ---- ---------- -------- ---- ------ ---- ABBOTT LABORATORIES COM 002824100 7,356.0 120,020 SH SOLE ACCENTURE LTD. - CLASS 'A' SHS CLASS A G1151C101 2,042.1 31,660 SH SOLE ADVANCE AUTO PARTS INC COM 00751Y106 1,640.3 18,520 SH SOLE ALLIANCE DATA SYSTEMS CORP COM 018581108 2,638.9 20,950 SH SOLE ALTRIA GROUP INC. COM 02209S103 4,293.1 139,070 SH SOLE AMERICAN EXPRESS COMPANY COM 025816109 3,100.7 53,590 SH SOLE AMERICAN TOWER CORP. COM 03027X100 20,007.0 317,470 SH SOLE ANHEUSER-BUSCH INBEV SPN ADR SPONSORED ADR 03524A108 3,475.3 47,790 SH SOLE APACHE CORP. COMMON COM 037411105 1,619.1 16,120 SH SOLE APPLE INC. COM 037833100 16,434.9 27,412 SH SOLE ASCENA RETAIL GROUP INC COM 04351G101 524.7 11,840 SH SOLE ASHLAND INC. COM 044209104 5,568.7 91,200 SH SOLE AUTOMATIC DATA PROCESSING COM 053015103 6,734.3 122,020 SH SOLE BABCOCK & WILCOX CO/THE COM 05615F102 2,549.3 99,000 SH SOLE BEAM INC. COM 073730103 3,344.3 57,100 SH SOLE BERKSHIRE HATHAWAY INC. CL B CL B NEW 084670702 14,478.8 178,420 SH SOLE BHP BILLITON LTD-SPON ADR SPONSORED ADR 088606108 1,846.2 25,500 SH SOLE BIOMED REALTY TR COM 09063H107 9,350.7 492,660 SH SOLE BLACKROCK INC. COM 09247X101 1,930.2 9,420 SH SOLE BRISTOL MYERS SQUIBB COMPANY COM 110122108 5,830.0 172,740 SH SOLE BROOKFIELD INFRASTRUCTURE P LP LP INT UNIT G16252101 24,448.0 773,670 SH SOLE BROOKFIELD RESIDENTIAL PROP.IN COM 11283W104 599.5 56,666 SH SOLE CABOT OIL & GAS CORP. COM 127097103 1,977.7 63,450 SH SOLE CAPITAL ONE FINANCIAL CORP. COM 14040H105 8,154.2 146,290 SH SOLE CARDINAL HEALTH INC. COM 14149Y108 5,444.4 126,290 SH SOLE CEMEX SA SPONS ADR NEW SPON ADR NEW 151290889 93.1 12,000 SH SOLE CHART INDUSTRIES INC COM PAR $0.01 16115Q308 4,094.0 55,830 SH SOLE CHECK POINT SOFTWARE TECH ORD M22465104 1,729.4 27,090 SH SOLE CHEESECAKE FACTORY INC/THE COM 163072101 1,136.5 38,670 SH SOLE CHEVRON CORP. COM 166764100 2,445.5 22,804 SH SOLE CHICAGO BRIDGE & IRON N Y REGISTRY SH 167250109 2,003.6 46,390 SH SOLE CINEDIGM DIGITAL CINEMA - A COM 172407108 36.1 21,351 SH SOLE CINEMARK HOLDINGS INC COM 17243V102 9,180.1 418,230 SH SOLE COMCAST CORPORATION 'A' CL A 20030N101 2,070.1 68,980 SH SOLE COMCAST CORPORATION SPECIAL A CL A SPL 20030N200 3,436.1 116,440 SH SOLE COPA HOLDINGS SA 'A' CL A P31076105 7,813.1 98,650 SH SOLE COST PLUS INC. COM 221485105 460.2 25,710 SH SOLE COVIDIEN PLC SHS G2554F113 2,940.7 53,780 SH SOLE CVS/CAREMARK CORPORATION COM 126650100 802.4 17,910 SH SOLE DST SYSTEMS INC COM 233326107 1,077.0 19,860 SH SOLE ECOLAB INC. COM 278865100 5,372.1 87,040 SH SOLE EXXON MOBIL CORPORATION COM 30231G102 4,766.8 54,961 SH SOLE EZCORP INC. 'A' CL A NON VTG 302301106 1,660.4 51,160 SH SOLE FLOWSERVE CORP. COM 34354P105 12,710.7 110,040 SH SOLE FLUOR CORPORATION COM 343412102 811.7 13,520 SH SOLE FORD MOTOR COMPANY COM PAR $0.01 345370860 4,346.6 348,010 SH SOLE FOREST OIL CORP COM PAR $0.01 346091705 1,857.3 153,240 SH SOLE GENERAL GROWTH PROPERTIES COM 370023103 3,212.6 189,090 SH SOLE GENERAL MOTORS 4.75% PFD B JR PFD CNV SRB 37045V209 3,091.5 73,870 SH SOLE GLAXOSMITHKLINE PLC SPONS ADR SPONSORED ADR 37733W105 1,257.5 28,000 SH SOLE GOODRICH PETROLEUM CORP. COM NEW 382410405 1,743.2 91,650 SH SOLE GOOGLE INC. 'A' CL A 38259P508 4,886.2 7,620 SH SOLE GRAINGER W W INC. COM 384802104 2,371.5 11,040 SH SOLE HERCULES OFFSHORE INC COM 427093109 2,445.2 516,960 SH SOLE HERSHEY COMPANY COM 427866108 6,610.8 107,790 SH SOLE HOME DEPOT INC. COM 437076102 8,820.9 175,330 SH SOLE HSN INC COM 404303109 3,927.4 103,270 SH SOLE INT'L. BUSINESS MACHINES COM 459200101 8,427.0 40,388 SH SOLE INTUIT INC. COM 461202103 5,480.0 91,090 SH SOLE ISHARES COMEX GOLD TRUST ISHARES 464285105 2,556.7 157,140 SH SOLE JOHNSON & JOHNSON COM 478160104 10,912.8 165,445 SH SOLE JP MORGAN CHASE & CO. COM 46625H100 3,252.5 70,738 SH SOLE KELLOGG COMPANY COM 487836108 8,548.1 159,390 SH SOLE KRAFT FOODS INC - CLASS A CL A 50075N104 10,855.3 285,590 SH SOLE LAMAR ADVERTISING COMPANY 'A' CL A 512815101 1,211.5 37,380 SH SOLE LAREDO PETROLEUM HOLDINGS INC. COM 516806106 2,506.2 106,918 SH SOLE LKQ CORP COM 501889208 4,622.5 148,300 SH SOLE LUMBER LIQUIDATOR HOLDINGS COM 55003T107 300.3 11,960 SH SOLE MAGNUM HUNTER RESOURCES CORP COM 55973B102 2,046.0 319,190 SH SOLE MARATHON PETROLEUM CORP COMMON COM 56585A102 4,052.4 93,460 SH SOLE MATTEL INC. COM 577081102 3,971.9 118,000 SH SOLE MCDONALDS CORP. COM 580135101 28,929.8 294,901 SH SOLE MEAD JOHNSON NUTRITION CO. COM 582839106 11,689.1 141,720 SH SOLE MELCO CROWN ENTERTAINMENT ADR 585464100 1,705.0 125,000 SH SOLE MI DEVELOPMENTS INC. COM 55304X104 14,856.4 429,500 SH SOLE MORGAN STANLEY CHINA A SHARE COM 617468103 1,894.4 96,700 SH SOLE NATIONAL OILWELL VARCO INC. COM 637071101 4,180.9 52,610 SH SOLE NORFOLK SOUTHERN CORP. COM 655844108 8,877.8 134,860 SH SOLE OASIS PETROLEUM INC. COM 674215108 1,930.0 62,600 SH SOLE PEPSICO INC. COM 713448108 3,067.2 46,228 SH SOLE PFIZER INC. COM 717081103 10,790.4 476,186 SH SOLE PHILIP MORRIS INT'L INC. COM 718172109 3,766.8 42,510 SH SOLE POLARIS INDUSTRIES, INC. COM 731068102 5,786.4 80,200 SH SOLE PROCTER & GAMBLE COMPANY COM 742718109 9,464.5 140,820 SH SOLE QUALCOMM INC. COM 747525103 5,900.1 86,690 SH SOLE RANGE RESOURCES CORP COM 75281A109 1,824.4 31,380 SH SOLE REINSURANCE GROUP OF AMERICA A COM NEW 759351604 1,003.8 16,879 SH SOLE RESEARCH IN MOTION COM 760975102 507.9 34,550 SH SOLE RIO TINTO PLC - SPON ADR SPONSORED ADR 767204100 211.2 3,800 SH SOLE RUTH'S HOSPITALITY GROUP INC. COM 783332109 1,478.2 194,760 SH SOLE RYANAIR HLDGS PLC-SP ADR SPONSORED ADR 783513104 4,750.1 130,930 SH SOLE S & P DEPOSITARY RECEIPT TR UNIT 78462F103 16,469.1 116,960 SH SOLE SANDRIDGE ENERGY INC. COM 80007P307 1,705.5 217,810 SH SOLE SCHLUMBERGER LTD. COM 806857108 1,436.4 20,540 SH SOLE SIGMA-ALDRICH CORP. COM 826552101 1,752.0 23,980 SH SOLE SLM CORP. COM 78442P106 2,048.0 129,950 SH SOLE SPDR GOLD TRUST GOLD SHS 78463V107 1,060.6 6,542 SH SOLE STARBUCKS CORP. COM 855244109 11,913.5 213,160 SH SOLE TAIWAN SEMICONDUCTOR MFG ADR SPONSORED ADR 874039100 1,904.8 124,660 SH SOLE TARGET CORP. COM 87612E106 4,413.4 75,740 SH SOLE TIME WARNER INC. COM NEW 887317303 8,610.8 228,100 SH SOLE TORCHMARK CORP COM 891027104 1,777.7 35,660 SH SOLE TORO CO COM 891092108 4,858.2 68,320 SH SOLE TRIPADVISOR INC. COM 896945201 1,485.8 41,655 SH SOLE TWIN DISC INC COM 901476101 495.7 19,000 SH SOLE TYCO INTERNATIONAL LTD. SHS H89128104 10,765.8 191,630 SH SOLE ULTRA PETROLEUM CORP. COM 903914109 2,027.0 89,570 SH SOLE UNITED TECHNOLOGIES CORP COM 913017109 4,513.9 54,424 SH SOLE VODAFONE GROUP PLC SP ADR SPONS ADR NEW 92857W209 15,896.7 574,510 SH SOLE VORNADO REALTY TRUST SH BEN INT 929042109 13,530.1 160,690 SH SOLE WAL-MART STORES INC. COM 931142103 6,734.8 110,045 SH SOLE WALT DISNEY CO. COM DISNEY 254687106 8,093.2 184,860 SH SOLE WALTER ENERGY INC. COM 93317Q105 2,436.5 41,150 SH SOLE WATERS CORP. COM 941848103 1,750.3 18,890 SH SOLE WELLS FARGO COMPANY COM 949746101 1,777.2 52,055 SH SOLE WESTPORT INNOVATIONS INC. COM NEW 960908309 1,223.5 29,900 SH SOLE WHIRLPOOL CORP. COM 963320106 4,154.3 54,050 SH SOLE WILLIAMS COS INC COM 969457100 12,839.5 416,730 SH SOLE WPX ENERGY INC. COM 98212B103 2,218.3 123,170 SH SOLE WYNN RESORTS LTD. COM 983134107 5,217.5 41,780 SH SOLE YAHOO! INC. COM 984332106 1,160.1 76,220 SH SOLE $ VALUE (IN THOUSANDS) 610,226 # SECURITIES 121