0001144204-12-008154.txt : 20120214 0001144204-12-008154.hdr.sgml : 20120214 20120214091137 ACCESSION NUMBER: 0001144204-12-008154 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLUSKIN SHEFF & ASSOC INC CENTRAL INDEX KEY: 0000905790 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13431 FILM NUMBER: 12602910 BUSINESS ADDRESS: STREET 1: 181 BAY STREET, SUITE 4600 STREET 2: P.O. BOX 774 CITY: TORONTO STATE: A6 ZIP: M5J 2T3 BUSINESS PHONE: 4166816000 MAIL ADDRESS: STREET 1: 181 BAY STREET, SUITE 4600 STREET 2: P.O. BOX 774 CITY: TORONTO STATE: A6 ZIP: M5J 2T3 13F-HR 1 v302277_13f.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [_]; Amendment Number: ______ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gluskin Sheff + Associates Inc. Address: Bay Adelaide Centre, Suite 5100 333 Bay Street, Toronto, ON M5H 2R2 Canada Form 13F File Number: 28-13431 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James Simmonds Title: Chief Compliance Officer Phone: 416-681-6077 Signature, Place, and Date of Signing: /s/ James Simmonds Toronto, Ontario, Canada February 10, 2012 ------------------------ ------------------------ ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-_________________ NOT APPLICABLE [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NONE Form 13F Information Table Entry Total: 101 Form 13F Information Table Value Total: 422,033 (in thousands) ---------------------- List of Other Included Managers: NOT APPLICABLE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name NONE 28-NONE NONE [Repeat as necessary.] GLUSKIN SHEFF + ASSOCIATES INC. U.S. SECURITY HOLDINGS
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ ----------------- --------- -------- ------------------ ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ ----------------- --------- -------- --------- --- ---- ---------- -------- ---- ------ ---- ADVANCE AUTO PARTS INC COM 00751Y106 1,970.0 27,820 SH SOLE ALTERA CORPORATION COM 021441100 998.4 26,460 SH SOLE ALTRIA GROUP INC. COM 02209S103 10,184.6 337,750 SH SOLE AMERICAN TOWER CORP-CL A CL A 029912201 12,573.5 206,020 SH SOLE ANADARKO PETROLEUM CORP. COM 032511107 820.5 10,570 SH SOLE ANHEUSER-BUSCH INBEV SPN ADR SPONSORED ADR 03524A108 1,252.3 20,190 SH SOLE APACHE CORP. COMMON COM 037411105 936.9 10,170 SH SOLE APPLE INC. COM 037833100 15,540.1 37,729 SH SOLE ASHLAND INC. COM 044209104 8,078.6 138,970 SH SOLE AT&T INC. COM 00206R102 1,046.6 34,030 SH SOLE AVAGO TECHNOLOGIES LTD SHS Y0486S104 828.6 28,230 SH SOLE BEAM INC. COM 073730103 6,984.7 134,060 SH SOLE BHP BILLITON LTD-SPON ADR SPONSORED ADR 088606108 1,508.5 21,000 SH SOLE BRISTOL MYERS SQUIBB COMPANY COM 110122108 3,386.8 94,500 SH SOLE BROOKFIELD INFRASTRUCTURE P LP LP INT UNIT G16252101 19,598.0 695,680 SH SOLE BROOKFIELD RESIDENTIAL PROP.IN COM 11283W104 1,153.4 145,213 SH SOLE CABOT OIL & GAS CORP. COM 127097103 3,395.6 43,990 SH SOLE CEMEX SA SPONS ADR NEW SPON ADR NEW 151290889 65.8 12,000 SH SOLE CHECK POINT SOFTWARE TECH ORD M22465104 1,257.3 23,530 SH SOLE CHEVRON CORP. COM 166764100 1,955.8 18,074 SH SOLE CHICAGO BRIDGE & IRON N Y REGISTRY SH 167250109 963.0 25,050 SH SOLE CIMAREX ENERGY CO COM 171798101 330.5 5,250 SH SOLE CINEDIGM DIGITAL CINEMA - A COM 172407108 29.7 21,351 SH SOLE CINEMARK HOLDINGS INC COM 17243V102 6,042.8 321,350 SH SOLE COCA-COLA COMPANY COM 191216100 3,442.0 48,370 SH SOLE COMCAST CORPORATION 'A' CL A 20030N101 2,797.9 116,030 SH SOLE CVS/CAREMARK CORPORATION COM 126650100 4,530.6 109,240 SH SOLE DIRECTV CL A COM CL A 25490A101 1,122.0 25,800 SH SOLE DISCOVER FINANCIAL SERVICES COM 254709108 1,115.2 45,690 SH SOLE DUPONT (E.I.) DE NEMOURS COM 263534109 1,312.0 28,180 SH SOLE ECOLAB INC. COM 278865100 6,345.5 107,930 SH SOLE ELI LILLY & CO. COM 532457108 2,713.4 64,196 SH SOLE EQT CORP. COM 26884L109 2,695.3 48,370 SH SOLE EXPEDIA INC. COM 30212P105 1,555.7 52,710 SH SOLE EXXON MOBIL CORPORATION COM 30231G102 4,737.7 54,961 SH SOLE EZCORP INC. 'A' CL A NON VTG 302301106 1,434.2 53,480 SH SOLE FAIRFAX FINANCIAL HOLDINGS LTD SUB VTG 303901102 2,850.5 6,500 SH SOLE FAMILY DOLLAR STORES COM 307000109 1,651.9 28,170 SH SOLE FLOWSERVE CORP. COM 34354P105 16,831.1 166,630 SH SOLE FORD MOTOR COMPANY COM PAR $0.01 345370860 1,226.6 112,090 SH SOLE FORTUNE BRANDS HOME & SECURITY COM 34964C106 869.1 50,180 SH SOLE FRANCO - NEVADA CORP COM 351858105 753.8 19,470 SH SOLE FXCM INC. 'A' COM CL A 302693106 460.7 46,460 SH SOLE GENERAL GROWTH PROPERTIES COM 370023103 763.1 49,954 SH SOLE GENERAL MOTORS 4.75% PFD B JR PFD CNV SRB 37045V209 3,408.4 97,850 SH SOLE GLAXOSMITHKLINE PLC SPONS ADR SPONSORED ADR 37733W105 394.5 8,500 SH SOLE GOOGLE INC. 'A' CL A 38259P508 5,767.4 8,780 SH SOLE GRAINGER W W INC. COM 384802104 1,157.5 6,080 SH SOLE HERSHEY COMPANY COM 427866108 7,227.4 115,030 SH SOLE HOME DEPOT INC. COM 437076102 14,231.0 332,850 SH SOLE HSN INC COM 404303109 3,399.7 92,190 SH SOLE INTERXION HOLDING NV SHS N47279109 492.2 35,980 SH SOLE INT'L. BUSINESS MACHINES COM 459200101 4,914.2 26,278 SH SOLE INTUIT INC. COM 461202103 5,476.3 102,390 SH SOLE ISHARES COMEX GOLD TRUST ISHARES 464285105 2,749.9 177,540 SH SOLE JP MORGAN CHASE & CO. COM 46625H100 1,857.4 54,928 SH SOLE KRAFT FOODS INC - CLASS A CL A 50075N104 15,643.8 411,730 SH SOLE LAMAR ADVERTISING COMPANY 'A' CL A 512815101 784.2 28,040 SH SOLE LKQ CORP COM 501889208 4,266.0 139,450 SH SOLE LORILLARD INC. COM 544147101 1,238.2 10,680 SH SOLE MAGNUM HUNTER RESOURCES CORP COM 55973B102 408.2 74,460 SH SOLE MATTEL INC. COM 577081102 1,206.9 42,750 SH SOLE MCCORMICK & CO-NON VTG SHRS COM NON VTG 579780206 1,263.0 24,630 SH SOLE MCDONALDS CORP. COM 580135101 26,037.7 255,181 SH SOLE MEAD JOHNSON NUTRITION CO. COM 582839106 3,499.1 50,060 SH SOLE MELCO CROWN ENTERTAINMENT ADR 585464100 1,966.4 200,990 SH SOLE MI DEVELOPMENTS INC. COM 55304X104 16,191.0 497,820 SH SOLE MORGAN STANLEY CHINA A SHARE COM 617468103 570.7 29,000 SH SOLE NATIONAL OILWELL VARCO INC. COM 637071101 1,139.5 16,480 SH SOLE NEWELL RUBBERMAID INC COM 651229106 2,242.6 136,540 SH SOLE NEWS CORP - B CL B 65248E203 1,013.0 54,790 SH SOLE NOKIA CORP. - SPON ADR SPONSORED ADR 654902204 58.8 12,000 SH SOLE NVR INC. COM 62944T105 1,262.8 1,810 SH SOLE PEPSICO INC. COM 713448108 1,424.3 21,108 SH SOLE PFIZER INC. COM 717081103 3,804.9 172,886 SH SOLE PHILIP MORRIS INT'L INC. COM 718172109 1,388.8 17,400 SH SOLE POLARIS INDUSTRIES, INC. COM 731068102 4,114.5 72,270 SH SOLE PRICESMART INC COM 741511109 1,948.4 27,530 SH SOLE PROSHARES SHORT S&P500 PSHS SHRT S&P500 74347R503 221.9 5,400 SH SOLE QUALCOMM INC. COM 747525103 3,238.2 58,210 SH SOLE RAM ENERGY RESOURCES INC COM 75130P109 679.8 213,570 SH SOLE RANGE RESOURCES CORP COM 75281A109 2,197.8 34,890 SH SOLE REGAL ENTERTAINMENT GROUP 'A' CL A 758766109 4,130.1 340,120 SH SOLE REINSURANCE GROUP OF AMERICA A COM NEW 759351604 896.9 16,879 SH SOLE RIO TINTO PLC - SPON ADR SPONSORED ADR 767204100 1,194.0 24,000 SH SOLE RYANAIR HLDGS PLC-SP ADR SPONSORED ADR 783513104 4,201.6 148,290 SH SOLE SCORPIO TANKERS INC. COM Y7542C106 528.9 106,354 SH SOLE SLM CORP. COM 78442P106 2,116.0 155,270 SH SOLE SPDR DJIA TRUST UT SER 1 78467X109 51,359.5 414,450 SH SOLE SPDR GOLD TRUST GOLD SHS 78463V107 1,011.2 6,542 SH SOLE STARBUCKS CORP. COM 855244109 9,306.5 198,890 SH SOLE TORO CO COM 891092108 2,827.3 45,830 SH SOLE TRIPADVISOR INC. COM 896945201 1,351.4 52,710 SH SOLE ULTRA PETROLEUM CORP. COM 903914109 339.3 11,260 SH SOLE UNITED TECHNOLOGIES CORP COM 913017109 2,648.8 35,634 SH SOLE VODAFONE GROUP PLC SP ADR SPONS ADR NEW 92857W209 4,431.1 155,440 SH SOLE VORNADO REALTY TRUST SH BEN INT 929042109 2,347.4 30,030 SH SOLE WALT DISNEY CO. COM DISNEY 254687106 8,183.6 214,580 SH SOLE WALTER ENERGY INC. COM 93317Q105 1,526.8 24,790 SH SOLE WATERS CORP. COM 941848103 704.1 9,350 SH SOLE WILLIAMS COS INC COM 969457100 13,932.6 414,890 SH SOLE $ Value (in thousands) 422,033 # Securities 101