0001387131-11-000934.txt : 20110518 0001387131-11-000934.hdr.sgml : 20110518 20110518115031 ACCESSION NUMBER: 0001387131-11-000934 CONFORMED SUBMISSION TYPE: 10-Q/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110518 DATE AS OF CHANGE: 20110518 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Eco-Trade Corp CENTRAL INDEX KEY: 0000905428 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 133696015 STATE OF INCORPORATION: DE FISCAL YEAR END: 1208 FILING VALUES: FORM TYPE: 10-Q/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12000 FILM NUMBER: 11853965 BUSINESS ADDRESS: STREET 1: 9270 TWO NOTCH ROAD STREET 2: SUITE 4 CITY: COLUMBIA STATE: SC ZIP: 29223 BUSINESS PHONE: (803) 699-4940 MAIL ADDRESS: STREET 1: 9270 TWO NOTCH ROAD STREET 2: SUITE 4 CITY: COLUMBIA STATE: SC ZIP: 29223 FORMER COMPANY: FORMER CONFORMED NAME: Yasheng Eco-Trade Corp DATE OF NAME CHANGE: 20090715 FORMER COMPANY: FORMER CONFORMED NAME: VORTEX RESOURCES CORP. DATE OF NAME CHANGE: 20080903 FORMER COMPANY: FORMER CONFORMED NAME: EMVELCO CORP. DATE OF NAME CHANGE: 20070123 10-Q/A 1 eco-trade10qa_0517.htm AMENDMENT TO QUARTERLY REPORT eco-trade10qa_0517.htm



United States
Securities and Exchange Commission
Washington, D.C. 20549

Form 10-Q
(AMENDMENT NO. 1)


(Mark One)
 
x
QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
   
 
For the quarterly period ended March 31, 2011
   
o
TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Commissions file number 001-12000

ECO-TRADE CORP.
(Exact name of registrant - registrant as specified in its charter)

Delaware
 
13-3696015
(State or other jurisdiction of incorporation or organization)
 
(I.R.S. Employer Identification No.)
c/o SMIRNOV HOLDINGS, LTD
410 Park Avenue
Suite 1530
New York, NY 10022
(Address of principal executive offices)

(917) 310-5810
Issuer’s telephone number

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.  Yes  x   No  o

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes  x   No  o

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

Large accelerated filer o
Accelerated filer o     
 
Non accelerated filer o  (Do not check if a smaller reporting company)
Smaller reporting company x
 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of Exchange Act). Yes o  No x

State the number of shares outstanding of each of the issuer's classes of common equity, as of the latest practicable date:

Common Stock, $0.001 par value
1,802,718
(Class)
(Outstanding at May 12, 2011)
 
 
 

 
 
Explanatory Note

The purpose of this Amendment No. 1 to Eco-Trade Corp.’s Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2011, filed with the Securities and Exchange Commission on May 16, 2011 (the “Form 10-Q”), is solely to amend to provide the proper cover page to the Form 10-Q.
 
No other changes have been made to the Form 10-Q.  This Amendment No. 1 to the Form 10-Q speaks as of the original filing date of the Form 10-Q, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way disclosures made in the original Form 10-Q.
 
 
 

 

ITEM 6. EXHIBITS
 
Exhibit No.
 
Description
     
     
3.1
 
Certificate of Incorporation filed November 9, 1992 (1)
     
3.2
 
Amendment to Certificate of Incorporation filed July 9, 1997 (2)
     
3.3
 
Bylaws(1)
     
3.4
 
Certificate of Designation of Preferences, Rights, and Limitations of Series A Preferred Stock (3)
     
3.5
 
Certificate of Designation of Preferences, Rights and Limitations of Series B Preferred Stock (4)
     
3.6
 
Restated Certificate of Incorporation (5)
     
3.7
 
Certificate of Amendment to the Restated Certificate of Incorporation, dated July 29, 2008 (6)
     
3.8
 
Certificate of Ownership of Emvelco Corp. and Vortex Resources Corp.(7)
     
3.9
 
Certificate of Amendment to the Certificate of Incorporation , dated February 24, 2009 (8)
     
3.10
 
Form of Common Stock Certificate (1)
  
    
3.11
 
3.12
 
3.13
 
 
Amendment No. 1 to the Series E Certificate (11)
 
Certificate of Designation – Series E Preferred Stock (9)
 
Certificate of Designation – Series F Preferred Stock (9)
 
10.1
 
10.2
 
10.3
 
Joint Venture Agreement by and between Yasheng Eco-Trade Corp. and CMARK International, Inc., dated June 30, 2010. (10)  
 
Form of Agreement entered between Yasheng Eco Trade Corp. and each of the directors of the Company. (9)
 
Director Agreement by and between Eco-Trade Corp. and Alexander Smirnov (11)
     
31.1
 
Certification of the Chief Executive Officer and Principal Financial Officer of Eco-Trade Corp. pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
     
32.1
 
Certification of the Chief Executive Officer and Principal Financial Officer of Eco-Trade Corp. Pursuant to 18 U.S.C. Section 1350, As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
     
(1) Incorporated by reference to Registrant’s Registration Statement on Form SB-2 dated May 12, 1993 (Registration No. 33-62672-NY, as amended)
 
(2) Incorporated by reference to the exhibit filed with the Registrant’s Form 10-QSB for quarter ended June 30, 1998.
 
(3) Incorporated by reference to the exhibit filed with the Registrant’s Current Report on Form 8-K on  June 17, 2008
 
(4) Incorporated by reference to the exhibit filed with the Registrant’s Current Report on Form 8-K on  December 5, 2008

(5) Incorporated by reference to the exhibit filed with the Registrant’s Current Report on Form 8-K on  March 9, 2004

(6) Incorporated by reference to the exhibit filed with the Registrant’s Current Report on Form 8-K on  August 1, 2008

(7) Incorporated by reference to the exhibit filed with the Registrant’s Current Report on Form 8-K on  September 4, 2008
 
(8) Incorporated by reference to the exhibit filed with the Registrant’s Current Report on Form 8-K on  February 25, 2009
 
(9) Incorporated by reference to the Form 8-K Current report filed with the Securities and Exchange Commission on August 11, 2010.

(10) Incorporated by reference to the Form 8-K Current report filed with the Securities and Exchange Commission on July 7, 2010.

(11) Incorporated by reference to the Form 8-K Current report filed with the Securities and Exchange Commission on May 5, 2011.

 
 

 

SIGNATURES

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, New York, on May 18, 2011.
 
     
 
ECO-TRADE CORP.
 
  
 
  
 
  
 
By:  
/s/William Lieberman
 
William Lieberman
 
Acting President (Principal Executive, Financial and Accounting Officer)
EX-31.1 2 ex-31_1.htm CERTIFICATION OF PRINCIPAL EXECUTIVE, FINANCIAL AND ACCOUNTING OFFICER ex-31_1.htm


Exhibit 31.1
 
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER
AND PRINCIPAL FINANCIAL OFFICER
PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002
 
I, William Lieberman, certify that:
 
1.
I have reviewed this quarterly report on Form 10-Q/A of Eco-Trade Corp.;
 
2.  
Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
 
3.  
Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
 
4.  
The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:
 
 
(a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
 
 
(b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
 
 
(c) Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
 
 
(d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and
 
5.  
The registrant’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):
 
 
(a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonable likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and
 
 
(b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal controls over financial reporting.
 
Date: May 18, 2011
/s/ William Lieberman    
William Lieberman
Acting President (Principal Executive, Financial and Accounting Officer)
EX-32.1 3 ex-32_1.htm CERTIFICATION OF PRINCIPAL EXECUTIVE, FINANCIAL AND ACCOUNTING OFFICER ex-32_1.htm


Exhibit 32.1
 
Certification Pursuant to 18 U.S.C. Section 1350, As Adopted
Pursuant to Section 906 of The Sarbanes-Oxley Act of 2002
 

I, William Lieberman, Acting President of Eco-Trade Corp. (the “Company”), certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350, that to the best of my knowledge:

(1)
the Quarterly Report on Form 10-Q/A of the Company for the fiscal quarter ended March 31, 2011 (the “Report”) fully complies with the requirements of Section 13 (a) or 15 (d) of the Securities Exchange Act of 1934 (15 U.S.C. 78m or 78o(d)); and


(2)
the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
 

Dated: May 18, 2011    
 
/s/William Lieberman            
William Lieberman
Acting President (Principal Executive, Financial and Accounting Officer)