0001209191-20-014033.txt : 20200228 0001209191-20-014033.hdr.sgml : 20200228 20200228171743 ACCESSION NUMBER: 0001209191-20-014033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200226 FILED AS OF DATE: 20200228 DATE AS OF CHANGE: 20200228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAESGEN DIETER CENTRAL INDEX KEY: 0001237322 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21964 FILM NUMBER: 20672279 MAIL ADDRESS: STREET 1: 5903 GRAFTON RD CITY: VALLEY CITY STATE: OH ZIP: 44280 FORMER NAME: FORMER CONFORMED NAME: KAESGAN DIETER DATE OF NAME CHANGE: 20030531 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SHILOH INDUSTRIES INC CENTRAL INDEX KEY: 0000904979 STANDARD INDUSTRIAL CLASSIFICATION: METAL FORGING & STAMPINGS [3460] IRS NUMBER: 510347683 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 880 STEEL DRIVE CITY: VALLEY CITY STATE: OH ZIP: 44280 BUSINESS PHONE: 3305582600 MAIL ADDRESS: STREET 1: 880 STEEL DRIVE CITY: VALLEY CITY STATE: OH ZIP: 44280 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-26 0 0000904979 SHILOH INDUSTRIES INC SHLO 0001237322 KAESGEN DIETER 880 STEEL DRIVE VALLEY CITY OH 44280 1 0 0 0 Common Stock 2020-02-26 4 A 0 17931 0.00 A 96481 D Common Stock 7300866 I By Corporation Common Stock 20000 I By Foundation Grant of restricted stock under the Shiloh Industries, Inc. 2019 Equity and Incentive Compensation Plan. These shares are owned of record by Oak Tree Archway LLC and indirectly owned by Oak Tree Holdings LLC. Mr. Kaesgen is a director of Oak Tree Holdings LLC. These shares are held by the Jochum Moll Foundation, a charitable organization in which Mr. Kaesgen shares voting and investment power over all of the foundation's assets. /s/ Amy Floraday, as attorney-in-fact 2020-02-28