-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OPH48TJDiz0Dgh7DiiMB+KIvjBvMcJQdn/WT3Oc2fq3hcceQQIYbri3KCJ+qTz60 Y+mrwCtp2SbBTUzUa6KMZg== 0001104659-07-003670.txt : 20070122 0001104659-07-003670.hdr.sgml : 20070122 20070122143100 ACCESSION NUMBER: 0001104659-07-003670 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070118 FILED AS OF DATE: 20070122 DATE AS OF CHANGE: 20070122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUN HEALTHCARE GROUP INC CENTRAL INDEX KEY: 0000904978 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SKILLED NURSING CARE FACILITIES [8051] IRS NUMBER: 850410612 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 SUN AVENUE N E CITY: ALBUQUERQUE STATE: NM ZIP: 87109 BUSINESS PHONE: 5058213355 MAIL ADDRESS: STREET 1: 101 SUN LANE N E CITY: ALBUQERQUE STATE: NM ZIP: 87109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Parsons James A CENTRAL INDEX KEY: 0001319568 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12040 FILM NUMBER: 07543061 BUSINESS ADDRESS: BUSINESS PHONE: 203-966-2800 MAIL ADDRESS: STREET 1: 36 GROVE STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Landis Howard C CENTRAL INDEX KEY: 0001319570 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12040 FILM NUMBER: 07543062 BUSINESS ADDRESS: BUSINESS PHONE: 203-966-2800 MAIL ADDRESS: STREET 1: 36 GROVE STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOSTER MICHAEL J CENTRAL INDEX KEY: 0001145246 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12040 FILM NUMBER: 07543063 MAIL ADDRESS: STREET 1: 36 GROVE STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RFE Associates VI SBIC, LLC CENTRAL INDEX KEY: 0001319565 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12040 FILM NUMBER: 07543065 BUSINESS ADDRESS: STREET 1: 36 GROVE STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 BUSINESS PHONE: 203-966-2800 MAIL ADDRESS: STREET 1: 36 GROVE STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RFE INVESTMENT PARTNERS VI L P CENTRAL INDEX KEY: 0001063962 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12040 FILM NUMBER: 07543067 BUSINESS ADDRESS: STREET 1: 36 GROVE STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 BUSINESS PHONE: 2039662800 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RFE Associates V, L.P. CENTRAL INDEX KEY: 0001319567 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12040 FILM NUMBER: 07543068 BUSINESS ADDRESS: STREET 1: 36 GROVE STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 BUSINESS PHONE: 203-966-2800 MAIL ADDRESS: STREET 1: 36 GROVE STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RFE MANAGEMENT CORP CENTRAL INDEX KEY: 0000903106 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12040 FILM NUMBER: 07543070 BUSINESS ADDRESS: STREET 1: 36 GROVE STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 BUSINESS PHONE: 2039662800 MAIL ADDRESS: STREET 1: 36 GROVE STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 FORMER NAME: FORMER CONFORMED NAME: RFE MANAGEMENT CORP/RFE III LP/RFE ASSOC III LP ET AL DATE OF NAME CHANGE: 19930503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RFE Investment Partners V, L.P. CENTRAL INDEX KEY: 0001319564 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12040 FILM NUMBER: 07543069 BUSINESS ADDRESS: STREET 1: 36 GROVE STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 BUSINESS PHONE: 203-966-2800 MAIL ADDRESS: STREET 1: 36 GROVE STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RFE Associates VI, LLC CENTRAL INDEX KEY: 0001319566 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12040 FILM NUMBER: 07543064 BUSINESS ADDRESS: STREET 1: 36 GROVE STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 BUSINESS PHONE: 203-966-2800 MAIL ADDRESS: STREET 1: 36 GROVE STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RFE VI SBIC, L.P. CENTRAL INDEX KEY: 0001319563 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12040 FILM NUMBER: 07543066 BUSINESS ADDRESS: STREET 1: 36 GROVE STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 BUSINESS PHONE: 203-966-2800 MAIL ADDRESS: STREET 1: 36 GROVE STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 4 1 a4.xml 4 X0202 4 2007-01-18 0 0000904978 SUN HEALTHCARE GROUP INC SUNH 0000903106 RFE MANAGEMENT CORP C/O RFE MANAGEMENT CORP. 36 GROVE STREET NEW CANAAN CT 06840 0 0 1 0 0001319564 RFE Investment Partners V, L.P. C/O RFE MANAGEMENT CORP. 36 GROVE STREET NEW CANAAN CT 06840 0 0 1 0 0001319567 RFE Associates V, L.P. C/O RFE MANAGEMENT CORP. 36 GROVE STREET NEW CANAAN CT 06840 0 0 1 0 0001063962 RFE INVESTMENT PARTNERS VI L P C/O RFE MANAGEMENT CORP. 36 GROVE STREET NEW CANAAN CT 06840 0 0 1 0 0001319563 RFE VI SBIC, L.P. C/O RFE MANAGEMENT CORP. 36 GROVE STREET NEW CANAAN CT 06840 0 0 1 0 0001319565 RFE Associates VI SBIC, LLC C/O RFE MANAGEMENT CORP. 36 GROVE STREET NEW CANAAN CT 06840 0 0 1 0 0001319566 RFE Associates VI, LLC C/O RFE MANAGEMENT CORP. 36 GROVE STREET NEW CANAAN CT 06840 0 0 1 0 0001145246 FOSTER MICHAEL J C/O RFE MANAGEMENT CORP. 36 GROVE STREET NEW CANAAN CT 06840 1 0 1 0 0001319570 Landis Howard C C/O RFE MANAGEMENT CORP. 36 GROVE STREET NEW CANAAN CT 06840 0 0 1 0 0001319568 Parsons James A C/O RFE MANAGEMENT CORP. 36 GROVE STREET NEW CANAAN CT 06840 0 0 1 0 Common Stock 2007-01-18 4 S 0 68500 12.5541 D 2557583 D Common Stock 2007-01-18 4 S 0 68500 12.5541 D 2568324 D Common Stock 2007-01-19 4 S 0 31250 12.5159 D 2526333 D Common Stock 2007-01-19 4 S 0 31250 12.5159 D 2537074 D Common Stock 1432 I See Common Stock 1433 I See Sale of shares pursuant to Rule 10b5-1 Plan adopted on December 8, 2006. Includes stock units comprised of 1,432 shares of Common Stock which are held by Michael J. Foster, a director of the Issuer, on behalf of RFE Investment Partners V, L.P. ("RFE V"), which restricted stock units may be deemed to be indirectly owned by RFE V RFE Associates V, L.P. ("RFE V Associates") is the general partner of RFE V. RFE Associates VI SBIC, LLC ("RFE Associates VI SBIC") is the general partner of RFE VI SBIC. RFE Investment Partners VI, L.P. ("RFE VI") is the sole member of RFE Associates VI SBIC. RFE Associates VI, LLC ("RFE Associates VI") is the general partner of RFE VI. RFE Management Corp. ("RFE Management") is an investment manager. Messrs. Michael J. Foster, Howard C. Landis and James A. Parsons are general partners and/or managing members of RFE Associates V and RFE Associates VI and officers and/or directors of RFE Management. Mr. Foster is also a director of the Issuer. Includes stock units comprised of 1,433 shares of Common Stock which are held by Michael J. Foster, a director of the Issuer, on behalf of RFE VI SBIC, L.P. ("RFE VI SBIC"), which restricted stock units may be deemed to be indirectly owned by RFE VI SBIC. Shares are held directly by RFE V. Shares are held directly by RFE VI SBIC. /s/ James A. Parsons, by power of attorney, for RFE Magagement Corp. 2007-01-22 /s/ James A. Parsons, by power of attorney, for RFE Investment Partners V, L.P. 2007-01-22 /s/ James A. Parsons, by power of attorney, for RFE Associates V, L.P. 2007-01-22 /s/ James A. Parsons, by power of attorney, for RFE Investment Partners VI, L.P. 2007-01-22 /s/ James A. Parsons, by power of attorney, for RFE VI SBIC, L.P. 2007-01-22 /s/ James A. Parsons, by power of attorney, for RFE Associates VI SBIC, LLC 2007-01-22 /s/ James A. Parsons, by power of attorney, for RFE Associates VI, LLC 2007-01-22 /s/ James A. Parsons, by power of attorney, for Michael J. Foster 2007-01-22 /s/ James A. Parsons, by power of attorney, for Howard C. Landis 2007-01-22 /s/ James A. Parsons 2007-01-22 -----END PRIVACY-ENHANCED MESSAGE-----