SC 13G/A 1 frmo13gamendment6.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ---------------- SCHEDULE 13G/A Amendment No. 6 (Rule 13d-101) Under the Securities Exchange Act of 1934 FRMO CORP. ----------------------------------------------------------- (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 PER SHARE ----------------------------------------------------------- (Title of Class of Securities) 0001042017 ----------------------------------------------------------- (CUSIP Number) February 14, 2012 ----------------------------------------------------------- (Date of Event that Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ X ] Rule 13d-1(c) [ ] Rule 13d-1(d) 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) LAWRENCE J. GOLDSTEIN ___________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] ___________________________________________________________ 3 SEC USE ONLY ___________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION NEW YORK (USA) ___________________________________________________________ 5 SOLE VOTING POWER NUMBER OF 2,769,554 SHARES -------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 0 EACH REPORTING -------------------------------------- PERSON WITH 7 SOLE DISPOSITIVE POWER 2,769,554 -------------------------------------- 8 SHARED DISPOSITIVE POWER 16,000 _____________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,512,199 ______________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN SHARES [X] ___________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7) 7.1% ___________________________________________________________ 12 TYPE OF REPORTING PERSON IN __________________________________________________________ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Barbara J. & Lawrence J. Goldstein Do Good Foundation Inc. 13-3915414 ___________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] ___________________________________________________________ 3 SEC USE ONLY ___________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION NEW YORK 5 SOLE VOTING POWER NUMBER OF 3,000 SHARES -------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 0 EACH REPORTING -------------------------------------- PERSON WITH 7 SOLE DISPOSITIVE POWER 3,000 -------------------------------------- 8 SHARED DISPOSITIVE POWER 0 _____________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,000 ______________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN SHARES [ ] ___________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7) 0.0% ___________________________________________________________ 12 TYPE OF REPORTING PERSON CO ___________________________________________________________ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) La'Dadande Limited Partnership 27-1810605 ________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] ___________________________________________________________ 3 SEC USE ONLY ___________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION NEW YORK ___________________________________________________________ 5 SOLE VOTING POWER NUMBER OF 518,586 SHARES -------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 0 EACH REPORTING -------------------------------------- PERSON WITH 7 SOLE DISPOSITIVE POWER 518,586 -------------------------------------- 8 SHARED DISPOSITIVE POWER 0 _____________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 518,586 _____________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN SHARES [ ] _____________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7) 1.3% ____________________________________________________________ 12 TYPE OF REPORTING PERSON PN ___________________________________________________________ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) La'Dadande Corp. 27-1582109 _______________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] ___________________________________________________________ 3 SEC USE ONLY ___________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION NEW YORK ___________________________________________________________ 5 SOLE VOTING POWER NUMBER OF 518,586 SHARES -------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 0 EACH REPORTING -------------------------------------- PERSON WITH 7 SOLE DISPOSITIVE POWER 518,586 -------------------------------------- 8 SHARED DISPOSITIVE POWER 0 _____________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 518,586 ______________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN SHARES [ ] ___________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7) 1.3% ___________________________________________________________ 12 TYPE OF REPORTING PERSON CO ___________________________________________________________ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) SANTA MONICA PARTNERS, L.P. 13-3100474 _______________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] ___________________________________________________________ 3 SEC USE ONLY ___________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION NEW YORK ___________________________________________________________ 5 SOLE VOTING POWER NUMBER OF 735,769 SHARES -------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 0 EACH REPORTING -------------------------------------- PERSON WITH 7 SOLE DISPOSITIVE POWER 735,769 -------------------------------------- 8 SHARED DISPOSITIVE POWER 0 _____________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 735,769 ______________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN SHARES [ ] ___________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7) 1.9% ___________________________________________________________ 12 TYPE OF REPORTING PERSON PN ___________________________________________________________ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) SMP ASSET MANAGEMENT, LLC 42-1582561 ___________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] ___________________________________________________________ FRMO CORP. SCHEDULE 13G #6 CUSIP No. 0001042017 3 SEC USE ONLY ___________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE ___________________________________________________________ 5 SOLE VOTING POWER NUMBER OF 735,769 SHARES -------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 0 EACH REPORTING -------------------------------------- PERSON WITH 7 SOLE DISPOSITIVE POWER 735,769 -------------------------------------- 8 SHARED DISPOSITIVE POWER 0 _____________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 735,769 ______________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN SHARES [ ] ___________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7) 1.9% ___________________________________________________________ 12 TYPE OF REPORTING PERSON OO (LLC) ___________________________________________________________ Item 1. (a) FRMO CORP. (b) 320 Manville Road, Pleasantville, New York 10570 Item 2. Identity and Background. (a) This Statement is being filed by Lawrence J. Goldstein, an individual investor. Mr. Goldstein is also sole managing member and sole owner of SMP Asset Management, LLC a Delaware limited liability company ("SMP Asset Management"), which is the general partner of Santa Monica Partners, L.P., a New York limited partnership ("Santa Monica Partners"). He is also the Chairman of the Barbara J. and Lawrence J. Goldstein Do Good Foundation, Inc. ("Do Good Foundation"), limited partner of La'Dadande Limited Partnership, a Delaware limited partnership ("La'Dadande LP") and President of La'Dadande Corp., a New York corporation ("La'Dadande Corp."), which is the general partner of La'Dadande LP. (b)(c) The principal business address of Mr. Goldstein, Santa Monica Partners, SMP Asset Management, the Do Good Foundation, La'Dadande LP and La'Dadande Corp. (collectively the "Reporting Persons") is 1865 Palmer Avenue, Larchmont, New York 10538. Mr. Goldstein is a citizen of the United States. (d) Title of Class of Securities: Common Stock (e) CUSIP: 0001042017 Item 3. N/A Item 4. Ownership Lawrence J. Goldstein (a) Amount beneficially owned: 1,512,199 (b) Percent of class: 3.9% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 2,769,554 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 2,769,554 (iv) Shared power to dispose or to direct the disposition of: 16,000 Barbara J. & Lawrence J. Goldstein Do Good Foundation, Inc. (a) Amount beneficially owned: 3,000 (b) Percent of class: 0.0% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 3,000 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 3,000 (iv) Shared power to dispose or to direct the disposition of: 0 La'Dadande Limited Partnership (a) Amount beneficially owned: 518,586 (b) Percent of class: 1.3% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 518,586 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 518,586 (iv) Shared power to dispose or to direct the disposition of: 0 La'Dadande Corp. (a) Amount beneficially owned: 518,586 (b) Percent of class: 1.3% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 518,586 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 518,586 (iv) Shared power to dispose or to direct the disposition of: 0 Santa Monica Partners, L.P. (a) Amount beneficially owned: 735,769 (b) Percent of class: 1.9% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 735,769 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 739,769 (iv) Shared power to dispose or to direct the disposition of: 0 SMP Asset Management, LLC (a) Amount beneficially owned: 735,769 (b) Percent of class: 1.9% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 735,769 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 735,769 (iv) Shared power to dispose or to direct the disposition of: 0 The filing of this statement made by each of the Reporting Persons shall not be construed as an admission that any of such persons is, for purposes of Section 13(d) of the Securities Exchange Act of 1934, the beneficial owner of any other securities covered by this statement. Lawrence J. Goldstein expressly disclaims the beneficial ownership of 16,000 shares held by his children, for which he has reported shared dispositive power herein and 1,500 shares held by his wife, which are not reported herein. All shares previously reported by Santa Monica Partners II, L.P., Santa Monica Partners Asset Management, LLC and Humonica Asset Management, LLC have been liquidated. Item 5. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following |_| Item 6. Not applicable Item 7. Not applicable Item 8. Not applicable Item 9. Not applicable Item 10. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 2012 /s/LAWRENCE J. GOLDSTEIN -------------------------------------- Lawrence J. Goldstein February 14, 2012 BARBARA J. & LAWRENCE J. GOLDSTEIN DO GOOD FOUNDATION, INC. By: /s/LAWRENCE J. GOLDSTEIN -------------------------------------- Lawrence J. Goldstein, Chairman February 14, 2012 La'Dadande Limited Partnership By: LA'DADANDE CORP., GENERAL PARTNER By: /s/LAWRENCE J. GOLDSTEIN -------------------------------------- Lawrence J. Goldstein, President February 14, 2012 La'Dadande Corp. By: /s/LAWRENCE J. GOLDSTEIN -------------------------------------- Lawrence J. Goldstein, President February 14, 2012 SANTA MONICA PARTNERS, L.P. By: SMP ASSET MANAGEMENT, LLC, GENERAL PARTNER By: /s/LAWRENCE J.GOLDSTEIN ---------------------------------------- Lawrence J. Goldstein, Sole Managing Member February 14, 2012 SMP ASSET MANAGEMENT, LLC By: /s/LAWRENCE J. GOLDSTEIN ---------------------------------------- Lawrence J. Goldstein, Sole Managing Member