0001260568-12-000002.txt : 20120214
0001260568-12-000002.hdr.sgml : 20120214
20120214170722
ACCESSION NUMBER: 0001260568-12-000002
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20120214
DATE AS OF CHANGE: 20120214
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: FRMO CORP
CENTRAL INDEX KEY: 0001042017
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 133754422
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0228
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-54983
FILM NUMBER: 12612337
BUSINESS ADDRESS:
STREET 1: 320 MANVILLE ROAD
CITY: PLEASANTVILLE
STATE: NY
ZIP: 10570
BUSINESS PHONE: 914-636-3430
MAIL ADDRESS:
STREET 1: 320 MANVILLE ROAD
CITY: PLEASANTVILLE
STATE: NY
ZIP: 10570
FORMER COMPANY:
FORMER CONFORMED NAME: FRM NEXUS INC
DATE OF NAME CHANGE: 19970708
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: SANTA MONICA PARTNERS LP
CENTRAL INDEX KEY: 0000904793
IRS NUMBER: 133100474
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: 1865 PALMER AVENUE
CITY: LARCHMONT
STATE: NY
ZIP: 10538
BUSINESS PHONE: 9148330875
MAIL ADDRESS:
STREET 1: 1865 PALMER AVENUE
CITY: LARCHMONT
STATE: NY
ZIP: 10538
SC 13G/A
1
frmo13gamendment6.txt
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
----------------
SCHEDULE 13G/A Amendment No. 6
(Rule 13d-101)
Under the Securities Exchange Act of 1934
FRMO CORP.
-----------------------------------------------------------
(Name of Issuer)
COMMON STOCK, PAR VALUE $0.01 PER SHARE
-----------------------------------------------------------
(Title of Class of Securities)
0001042017
-----------------------------------------------------------
(CUSIP Number)
February 14, 2012
-----------------------------------------------------------
(Date of Event that Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
[ ] Rule 13d-1(b)
[ X ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
LAWRENCE J. GOLDSTEIN
___________________________________________________________
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
___________________________________________________________
3 SEC USE ONLY
___________________________________________________________
4 CITIZENSHIP OR PLACE OF ORGANIZATION
NEW YORK (USA)
___________________________________________________________
5 SOLE VOTING POWER
NUMBER OF 2,769,554
SHARES --------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 0
EACH REPORTING --------------------------------------
PERSON WITH 7 SOLE DISPOSITIVE POWER
2,769,554
--------------------------------------
8 SHARED DISPOSITIVE POWER
16,000
_____________________________________________________________
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
1,512,199
______________________________________________________________
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7)
EXCLUDES CERTAIN SHARES [X]
___________________________________________________________
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7)
7.1%
___________________________________________________________
12 TYPE OF REPORTING PERSON
IN
__________________________________________________________
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Barbara J. & Lawrence J. Goldstein Do Good Foundation Inc.
13-3915414
___________________________________________________________
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
___________________________________________________________
3 SEC USE ONLY
___________________________________________________________
4 CITIZENSHIP OR PLACE OF ORGANIZATION
NEW YORK
5 SOLE VOTING POWER
NUMBER OF 3,000
SHARES --------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 0
EACH REPORTING --------------------------------------
PERSON WITH 7 SOLE DISPOSITIVE POWER
3,000
--------------------------------------
8 SHARED DISPOSITIVE POWER
0
_____________________________________________________________
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
3,000
______________________________________________________________
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7)
EXCLUDES CERTAIN SHARES [ ]
___________________________________________________________
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7)
0.0%
___________________________________________________________
12 TYPE OF REPORTING PERSON
CO
___________________________________________________________
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
La'Dadande Limited Partnership
27-1810605
________________________________________________________
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
___________________________________________________________
3 SEC USE ONLY
___________________________________________________________
4 CITIZENSHIP OR PLACE OF ORGANIZATION
NEW YORK
___________________________________________________________
5 SOLE VOTING POWER
NUMBER OF 518,586
SHARES --------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 0
EACH REPORTING --------------------------------------
PERSON WITH 7 SOLE DISPOSITIVE POWER
518,586
--------------------------------------
8 SHARED DISPOSITIVE POWER
0
_____________________________________________________________
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
518,586
_____________________________________________________________
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7)
EXCLUDES CERTAIN SHARES [ ]
_____________________________________________________________
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7)
1.3%
____________________________________________________________
12 TYPE OF REPORTING PERSON
PN
___________________________________________________________
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
La'Dadande Corp.
27-1582109
_______________________________________________________
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
___________________________________________________________
3 SEC USE ONLY
___________________________________________________________
4 CITIZENSHIP OR PLACE OF ORGANIZATION
NEW YORK
___________________________________________________________
5 SOLE VOTING POWER
NUMBER OF 518,586
SHARES --------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 0
EACH REPORTING --------------------------------------
PERSON WITH 7 SOLE DISPOSITIVE POWER
518,586
--------------------------------------
8 SHARED DISPOSITIVE POWER
0
_____________________________________________________________
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
518,586
______________________________________________________________
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7)
EXCLUDES CERTAIN SHARES [ ]
___________________________________________________________
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7)
1.3%
___________________________________________________________
12 TYPE OF REPORTING PERSON
CO
___________________________________________________________
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
SANTA MONICA PARTNERS, L.P.
13-3100474
_______________________________________________________
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
___________________________________________________________
3 SEC USE ONLY
___________________________________________________________
4 CITIZENSHIP OR PLACE OF ORGANIZATION
NEW YORK
___________________________________________________________
5 SOLE VOTING POWER
NUMBER OF 735,769
SHARES --------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 0
EACH REPORTING --------------------------------------
PERSON WITH 7 SOLE DISPOSITIVE POWER
735,769
--------------------------------------
8 SHARED DISPOSITIVE POWER
0
_____________________________________________________________
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
735,769
______________________________________________________________
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7)
EXCLUDES CERTAIN SHARES [ ]
___________________________________________________________
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7)
1.9%
___________________________________________________________
12 TYPE OF REPORTING PERSON
PN
___________________________________________________________
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
SMP ASSET MANAGEMENT, LLC
42-1582561
___________________________________________________________
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
___________________________________________________________
FRMO CORP. SCHEDULE 13G #6
CUSIP No. 0001042017
3 SEC USE ONLY
___________________________________________________________
4 CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
___________________________________________________________
5 SOLE VOTING POWER
NUMBER OF 735,769
SHARES --------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 0
EACH REPORTING --------------------------------------
PERSON WITH 7 SOLE DISPOSITIVE POWER
735,769
--------------------------------------
8 SHARED DISPOSITIVE POWER
0
_____________________________________________________________
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
735,769
______________________________________________________________
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (7)
EXCLUDES CERTAIN SHARES [ ]
___________________________________________________________
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7)
1.9%
___________________________________________________________
12 TYPE OF REPORTING PERSON
OO (LLC)
___________________________________________________________
Item 1.
(a) FRMO CORP.
(b) 320 Manville Road, Pleasantville, New York 10570
Item 2. Identity and Background.
(a) This Statement is being filed by Lawrence J. Goldstein, an
individual investor. Mr. Goldstein is also sole managing member
and sole owner of SMP Asset Management, LLC a Delaware limited
liability company ("SMP Asset Management"), which is the general
partner of Santa Monica Partners, L.P., a New York limited partnership
("Santa Monica Partners"). He is also the Chairman of the Barbara J.
and Lawrence J. Goldstein Do Good Foundation, Inc. ("Do Good Foundation"),
limited partner of La'Dadande Limited Partnership, a Delaware limited
partnership ("La'Dadande LP") and President of La'Dadande Corp., a New
York corporation ("La'Dadande Corp."), which is the general partner
of La'Dadande LP.
(b)(c) The principal business address of Mr. Goldstein, Santa Monica
Partners, SMP Asset Management, the Do Good Foundation, La'Dadande LP
and La'Dadande Corp. (collectively the "Reporting Persons") is 1865
Palmer Avenue, Larchmont, New York 10538. Mr. Goldstein is a citizen
of the United States.
(d) Title of Class of Securities: Common Stock
(e) CUSIP: 0001042017
Item 3.
N/A
Item 4. Ownership
Lawrence J. Goldstein
(a) Amount beneficially owned: 1,512,199
(b) Percent of class: 3.9%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 2,769,554
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the
disposition of: 2,769,554
(iv) Shared power to dispose or to direct the
disposition of: 16,000
Barbara J. & Lawrence J. Goldstein Do Good
Foundation, Inc.
(a) Amount beneficially owned: 3,000
(b) Percent of class: 0.0%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 3,000
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the
disposition of: 3,000
(iv) Shared power to dispose or to direct the
disposition of: 0
La'Dadande Limited Partnership
(a) Amount beneficially owned:
518,586
(b) Percent of class: 1.3%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 518,586
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the
disposition of: 518,586
(iv) Shared power to dispose or to direct the
disposition of: 0
La'Dadande Corp.
(a) Amount beneficially owned:
518,586
(b) Percent of class: 1.3%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 518,586
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the
disposition of: 518,586
(iv) Shared power to dispose or to direct the
disposition of: 0
Santa Monica Partners, L.P.
(a) Amount beneficially owned: 735,769
(b) Percent of class: 1.9%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote:
735,769
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the
disposition of: 739,769
(iv) Shared power to dispose or to direct the
disposition of: 0
SMP Asset Management, LLC
(a) Amount beneficially owned: 735,769
(b) Percent of class: 1.9%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote:
735,769
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the
disposition of: 735,769
(iv) Shared power to dispose or to direct the
disposition of: 0
The filing of this statement made by each of the Reporting
Persons shall not be construed as an admission that any of
such persons is, for purposes of Section 13(d) of the
Securities Exchange Act of 1934, the beneficial owner of
any other securities covered by this statement. Lawrence J.
Goldstein expressly disclaims the beneficial ownership of
16,000 shares held by his children, for which he has
reported shared dispositive power herein and 1,500 shares
held by his wife, which are not reported herein.
All shares previously reported by Santa Monica Partners II,
L.P., Santa Monica Partners Asset Management, LLC and Humonica
Asset Management, LLC have been liquidated.
Item 5.
If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial
owner of more than 5 percent of the class of securities, check the
following |_|
Item 6.
Not applicable
Item 7.
Not applicable
Item 8.
Not applicable
Item 9.
Not applicable
Item 10.
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and
are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in
this statement is true, complete and correct.
February 14, 2012
/s/LAWRENCE J. GOLDSTEIN
--------------------------------------
Lawrence J. Goldstein
February 14, 2012
BARBARA J. & LAWRENCE J. GOLDSTEIN
DO GOOD FOUNDATION, INC.
By: /s/LAWRENCE J. GOLDSTEIN
--------------------------------------
Lawrence J. Goldstein, Chairman
February 14, 2012
La'Dadande Limited Partnership
By: LA'DADANDE CORP., GENERAL PARTNER
By: /s/LAWRENCE J. GOLDSTEIN
--------------------------------------
Lawrence J. Goldstein, President
February 14, 2012
La'Dadande Corp.
By: /s/LAWRENCE J. GOLDSTEIN
--------------------------------------
Lawrence J. Goldstein, President
February 14, 2012
SANTA MONICA PARTNERS, L.P.
By: SMP ASSET MANAGEMENT, LLC, GENERAL PARTNER
By: /s/LAWRENCE J.GOLDSTEIN
----------------------------------------
Lawrence J. Goldstein, Sole Managing Member
February 14, 2012
SMP ASSET MANAGEMENT, LLC
By: /s/LAWRENCE J. GOLDSTEIN
----------------------------------------
Lawrence J. Goldstein, Sole Managing Member