-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DKfAk1KcXnUHTxMiqVHbPDAxU5/n3rmGvAuYxwCtYW6Ni4w1ioUrJXaLFLUPUui/ DOPD7f7KKnjswvFTVlNIuw== 0001260568-06-000004.txt : 20060914 0001260568-06-000004.hdr.sgml : 20060914 20060914162524 ACCESSION NUMBER: 0001260568-06-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060912 FILED AS OF DATE: 20060914 DATE AS OF CHANGE: 20060914 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FRMO CORP CENTRAL INDEX KEY: 0001042017 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133754422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 271 NORTH AVE STREET 2: SUITE 520 CITY: NEW ROCHELLE STATE: NY ZIP: 10801 BUSINESS PHONE: 9146363432 MAIL ADDRESS: STREET 1: 271 NORTH AVENUE STREET 2: SUITE 520 CITY: NEW ROCHELLE STATE: NY ZIP: 10801 FORMER COMPANY: FORMER CONFORMED NAME: FRM NEXUS INC DATE OF NAME CHANGE: 19970708 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SANTA MONICA PARTNERS LP CENTRAL INDEX KEY: 0000904793 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29346 FILM NUMBER: 061090963 BUSINESS ADDRESS: STREET 1: 1865 PALMER AVENUE CITY: LARCHMONT STATE: NY ZIP: 10538 BUSINESS PHONE: 9148330875 MAIL ADDRESS: STREET 1: 1865 PALMER AVENUE CITY: LARCHMONT STATE: NY ZIP: 10538 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-09-12 0 0001042017 FRMO CORP FRMO 0000904793 SANTA MONICA PARTNERS LP 1865 PALMER AVENUE LARCHMONT NY 10538 1 0 0 0 FRMO Corp 2006-09-12 4 P 0 2000 4 A 2590269 I Both direct and indirect FRMO Corp 2006-09-14 4 P 0 1500 4 A 2591769 I Both Direct and Indirect FRMO Corp 2006-09-13 4 P 0 1000 4 A 2591769 I Both Direct and Indirect 1 Ownership Breakdown: Lawrence J. Goldstein is the beneficial and direct owner of 1,936,756 shares. Lawrence J. Goldstein, IRA is the beneficial and direct owner of 2,500 shares. Lawrence J. Goldstein is the President of SMP Asset Management, LLC which is the General Partner of Santa Monica Partners, LP, the beneficial owner of 647,513 shares. Lawrence J. Goldstein is the President of Santa Monica Partners Asset Management, LLC which is the General Partner of Santa Monica Partners II, LP, the beneficial owner of 5,000 shares. Lawrence J. Goldstein 2006-09-14 -----END PRIVACY-ENHANCED MESSAGE-----