0001415889-21-001749.txt : 20210401 0001415889-21-001749.hdr.sgml : 20210401 20210401161931 ACCESSION NUMBER: 0001415889-21-001749 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210330 FILED AS OF DATE: 20210401 DATE AS OF CHANGE: 20210401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ERGEN CHARLES W CENTRAL INDEX KEY: 0000904548 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39144 FILM NUMBER: 21798310 MAIL ADDRESS: STREET 1: 9601 S. MERIDIAN BLVD. CITY: ENGLEWOOD STATE: CO ZIP: 80112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ERGEN CANTEY CENTRAL INDEX KEY: 0001138538 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39144 FILM NUMBER: 21798309 MAIL ADDRESS: STREET 1: 9601 S. MERIDIAN BLVD. CITY: ENGLEWOOD STATE: CO ZIP: 80112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DISH Network CORP CENTRAL INDEX KEY: 0001001082 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 880336997 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9601 S. MERIDIAN BLVD. CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 3037231000 MAIL ADDRESS: STREET 1: 9601 S. MERIDIAN BLVD. CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: ECHOSTAR COMMUNICATIONS CORP DATE OF NAME CHANGE: 19950919 4 1 form4-04012021_010409.xml X0306 4 2021-03-30 0001001082 DISH Network CORP DISH 0000904548 ERGEN CHARLES W 9601 S. MERIDIAN BLVD. ENGLEWOOD CO 80112 true true true false CHAIRMAN 0001138538 ERGEN CANTEY 9601 S. MERIDIAN BLVD. ENGLEWOOD CO 80112 1 0 1 1 SENIOR ADVISOR Class A Common Stock 3260499 D Class A Common Stock 322 I I Class A Common Stock 21324 I I Class A Common Stock 2658 I I Class A Common Stock 10957 I I Class A Common Stock 2168975 I I Class A Common Stock 22890835 I I Class A Common Stock 6699489 I I Class B Common Stock 2021-03-30 5 G 0 10000000 0 D Class A Common Stock 10000000 17719 D Class B Common Stock 2021-03-30 5 G 0 10000000 0 A Class A Common Stock 10000000 10000000 I I Class B Common Stock Class A Common Stock 22159284 22159284 I I Class B Common Stock Class A Common Stock 14132316 14132316 I I Class B Common Stock Class A Common Stock 18488257 18488257 I I Class B Common Stock Class A Common Stock 60000000 60000000 I I Class B Common Stock Class A Common Stock 42000000 42000000 I I Class B Common Stock Class A Common Stock 7465039 7465039 I I Class B Common Stock Class A Common Stock 63790620 63790620 I I Held by Mrs. Cantey M. Ergen, Mr. Ergen's spouse. Held by Mr. Charles W. Ergen in a 401(k) account. Held by Mrs. Cantey M. Ergen in a 401(k) account. The shares are owned beneficially by the reporting persons' child. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein. The shares are held by a charitable foundation. The reporting persons are officers of the charitable foundation and share voting and dispositive power for the foundation. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein. The Ergen Two-Year March 2020 DISH GRAT holds 22,890,835 Class A shares and 7,465,039 Class B shares and is scheduled to expire in accordance with its terms on March 16, 2022. Mrs. Cantey M. Ergen serves as the trustee of such GRAT. The shares are held by Telluray Holdings, LLC. Mr. Ergen and Mrs. Ergen are the managers of Telluray Holdings, LLC. Mrs. Ergen, as a manager of Telluray Holdings, LLC, has sole voting power over the Class A shares and Class B shares held by Telluray Holdings, LLC, and Mr. Ergen and Mrs. Ergen, as the managers of Telluray Holdings, LLC, share dispositive power over the Class A shares and Class B shares held by Telluray Holdings, LLC. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein. The holder of the shares of Class B stock may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. On March 30, 2021, Charles W. Ergen established the Ergen Two-Year March 2021 DISH GRAT (the "Two-Year March 2021 GRAT") and contributed 10,000,000 Class B shares to the Two-Year March 2021 GRAT. The Two-Year March 2021 GRAT may elect to convert any or all of its Class B shares into an equal number of Class A shares at any time for no additional consideration. The Two-Year March 2021 GRAT is scheduled to expire in accordance with its terms on March 30, 2023. Mrs. Cantey M. Ergen serves as the trustee of such GRAT. The Ergen Two-Year May 2019 DISH GRAT holds 22,159,284 Class B shares and is scheduled to expire in accordance with its terms on May 20, 2021. Mrs. Cantey M. Ergen serves as the trustee of such GRAT. The Ergen Two-Year 2019 DISH GRAT II holds 14,132,316 Class B shares and is scheduled to expire in accordance with its terms on May 30, 2021. Mrs. Cantey M. Ergen serves as the trustee of such GRAT. The Ergen Two-Year December 2019 DISH GRAT holds 18,488,257 Class B shares and is scheduled to expire in accordance with its terms on December 3, 2021. Mrs. Cantey M. Ergen serves as the trustee of such GRAT. The Ergen Two-Year June 2020 DISH GRAT holds 60,000,000 Class B shares and is scheduled to expire in accordance with its terms on June 2, 2022. Mrs. Cantey M. Ergen serves as the trustee of such GRAT. The Ergen Two-Year December 2020 DISH GRAT holds 42,000,000 Class B Shares and is scheduled to expire in accordance with its terms on December 22, 2022. Mrs. Cantey M. Ergen serves as the trustee of such GRAT. /s/ Charles W. Ergen by Brandon Ehrhart, Attorney-in-Fact 2021-04-01 /s/ Cantey M. Ergen by Brandon Ehrhart, Attorney-in-Fact 2021-04-01