X0306 4 2020-12-31 0000789933 NACCO INDUSTRIES INC NC 0000904532 RANKIN ALFRED M ET AL NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 220 MAYFIELD HEIGHTS OH 44124 1 1 1 Chairman Group Member Class A Common Stock 2021-01-22 4 S 0 21916 15.1859 D 0 I BTR - RAII Class A Common Stock 14160 I AMR - IRA Class A Common Stock 1975 I AMR - RMI (Delaware) Class A Common Stock 18625 I AMR - Trust2 (SR) Class A Common Stock 9600 I AMR - Trust3 (Grandchildren) Class A Common Stock 262174 I AMR Main Trust(A) Class A Common Stock 14313 I BTR - Class A Trust Class A Common Stock 34936 I VGR - Trust Class B Common Stock 0 2020-12-31 5 G 0 E 1222 D Class A Common Stock 1222 17672 I BTR RAI/B Class B Common Stock 0 2020-12-31 5 G 0 E 1222 D Class A Common Stock 1222 16450 I BTR RAI/B Class B Common Stock 0 2020-12-31 5 G 0 E 1221 D Class A Common Stock 1221 15229 I BTR RAI/B Class B Common Stock 0 2020-12-31 5 G 0 E 1221 D Class A Common Stock 1221 14008 I BTR RAI/B Class B Common Stock 0 2020-12-31 5 G 0 E 1221 D Class A Common Stock 1221 12787 I BTR RAI/B Class B Common Stock 0 2020-12-31 5 G 0 E 1222 D Class A Common Stock 1222 11565 I BTR RAI/B Class B Common Stock 0 2020-12-31 5 G 0 E 1222 D Class A Common Stock 1222 10343 I BTR RAI/B Class B Common Stock 0 2020-12-31 5 G 0 E 1222 D Class A Common Stock 1222 9121 I BTR RAI/B Class B Common Stock 0 2020-12-31 5 G 0 E 1222 D Class A Common Stock 1222 7899 I BTR RAI/B Class B Common Stock 0 2020-12-31 5 G 0 E 1222 D Class A Common Stock 1222 6677 I BTR RAI/B Class B Common Stock 0 2021-01-22 4 S 0 6677 15.1859 D Class A Common Stock 6677 0 I BTR RAI/B Class B Common Stock 2021-01-22 4 S 0 12322 15.1859 D Class A Common Stock 12322 2000 I AMR-RAI/B Class B Common Stock 0 2021-01-22 4 S 0 59675 15.1859 D Class A Common Stock 59675 0 I BTR - RAIV Class B Common Stock 0 2021-01-22 4 S 0 1404 15.1859 D Class A Common Stock 1404 0 I AMR - RAIV Class B Common Stock Class A Common Stock 134209 134209 I AMR - Trust - B Class B Common Stock Class A Common Stock 25 25 I AMR RAIV - GP Class B Common Stock Class A Common Stock 9431 9431 I By Trust/Daughter 2 Class B Common Stock Class A Common Stock 9431 9431 I By Trust/Daughter 1 BTR RAII -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family. Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Held in an Individual Retirement Account for the benefit of the Reporting Person. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. ("RMI"), as general partner. Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims bene ficial ownership of all such shares. Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Reporting Person disclaims beneficial ownership of all such shares. N/A Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. BTR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family. AMR RAI -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $919,615.17 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family. Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Reporting Person. BTR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $890,720.11 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family. (BTR) Reporting Person serves as Trustee of brother's trust. The Trust includes proportionate limited partnership interest in shares held by Rankin Associates I, II and IV L.P. and Class A and B Common Stock; all of which are held in a Trust for the benefit of Reporting Person's brother, Bruce T. Rankin. Reporting Person disclaims beneficial ownership of all such shares. AMR RAIV -- The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes each in the principal amount of $104,771.62 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among members of the Rankin family. Represents Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting person serves as trustee of BTR 2012 GST for the benefit of Clara Williams. Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Helen R. Butler. /s/ Matthew J. Dilluvio, attorney-in-fact 2021-01-26