0001127602-19-000100.txt : 20190102 0001127602-19-000100.hdr.sgml : 20190102 20190102133412 ACCESSION NUMBER: 0001127602-19-000100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181228 FILED AS OF DATE: 20190102 DATE AS OF CHANGE: 20190102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN ALFRED M ET AL CENTRAL INDEX KEY: 0000904532 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54799 FILM NUMBER: 19500894 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC. CENTRAL INDEX KEY: 0001173514 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 311637659 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 FORMER COMPANY: FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC. DATE OF NAME CHANGE: 20120628 FORMER COMPANY: FORMER CONFORMED NAME: NMHG HOLDING CO DATE OF NAME CHANGE: 20020515 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-12-28 0001173514 HYSTER-YALE MATERIALS HANDLING, INC. HY 0000904532 RANKIN ALFRED M ET AL 5875 LANDERBROOK DRIVE MAYFIELD HEIGHTS OH 44124 1 1 Chairman Class A Common Stock 2018-12-28 4 P 0 95 61.09 A 112716 I Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams Class A Common Stock 2018-12-28 4 P 0 94 61.63 A 112810 I Reporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler Class A Common Stock 2018-12-28 4 P 0 94 61.63 A 112810 I Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams Class A Common Stock 2018-12-28 4 P 0 1 61.63 A 246 I Represents the proportionate interest in shares held by RAVI Class A Common Stock 2018-12-28 4 P 0 2 61.63 A 534 I Spouse's proportionate interest in shares held by RA VI Class A Common Stock 2018-12-28 4 P 0 3 61.63 A 535 I Brother's Proportionate interest in share held by Rankin Associates VI Class A Common Stock 2018-12-31 4 P 0 301 61.9539 A 13543 I Serves as trustee of trust for the benefit of Clara Rankin Class A Common Stock 2018-12-31 4 P 0 603 61.9539 A 126909 I Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr. Class A Common Stock 2018-12-31 4 P 0 1206 61.9539 A 75194 I spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin Class A Common Stock 2018-12-31 4 P 0 904 61.9539 A 40662 I Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin Class A Common Stock 2018-12-31 4 P 0 1 61.81 A 69 I Proportionate Interest in shares held by RA5 held by Rankin Management Inc. Class A Common Stock 2018-12-31 4 P 0 83 61.81 A 14601 I Serves as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA5 Class A Common Stock 2018-12-31 4 P 0 4 61.81 A 585 I Represents the proportionate interest in shares held by RA5 Class A Common Stock 2018-12-31 4 P 0 84 61.81 A 112894 I Reporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler Class A Common Stock 2018-12-31 4 P 0 84 61.81 A 112894 I Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams Class A Common Stock 2018-12-31 4 P 0 30 62.35 A 14631 I Serves as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA5 Class A Common Stock 2018-12-31 4 P 0 1 62.35 A 586 I Represents the proportionate interest in shares held by RA5 Class A Common Stock 21920 I Represents the proportionate limited partnership interest in shares held by AMR Associates LP Class A Common Stock 14752 I Held in an Individual Retirement Account for the benefit of the Reporting Person. Class A Common Stock 10271 I proportionate LP interest in shares held by RA I in qualified annuity interest trust-benefit of AMR Class A Common Stock 541 I Represents the proportionate limited partnership interest in shares held by Rankin Associates II, LP Class A Common Stock 19 I proportionate general partnership interest shares held by RAIV Class A Common Stock 1087 I Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P Class A Common Stock 1975 I proportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner Class A Common Stock 85 I Proportionate Interest in shares held by RA6 held by Rankin Management Inc. Class A Common Stock 18625 I Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Class A Common Stock 42666 I proportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin Class A Common Stock 25099 I proportionate LP interest in shares held by RA II LP held in trust for benefit of Bruce Rankin Class A Common Stock 46182 I Trustee of a Trust for the benefit of Bruce T Rankin, Trust's proportionate interest of RAIV Class A Common Stock 9600 I Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren Class B Common Stock Class A Common Stock 25524 25524 I Represents the proportionate limited partnership interest in shares held by AMR Associates LP Class B Common Stock Class A Common Stock 14160 14160 I Held in an Individual Retirement Account for the benefit of the Reporting Person. Class B Common Stock Class A Common Stock 17556 17556 I Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr. Class B Common Stock Class A Common Stock 18373 18373 I proportionate LP intrst in shares held by RA I LP in qualified annuity interest trust-benefit of AMR Class B Common Stock Class A Common Stock 541 541 I Represents the proportionate limited partnership interest in shares held by Rankin Associates II, LP Class B Common Stock Class A Common Stock 31 31 I proportionate general partnership interest shares held by RAIV Class B Common Stock Class A Common Stock 1721 1721 I Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P Class B Common Stock Class A Common Stock 1975 1975 I proportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner Class B Common Stock Class A Common Stock 18625 18625 I Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Class B Common Stock Class A Common Stock 76330 76330 I proportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin Class B Common Stock Class A Common Stock 25099 25099 I proportionate LP interest in shares held by RA II LP held in trust for benefit of Bruce Rankin Class B Common Stock Class A Common Stock 73166 73166 I Trustee of a Trust for the benefit of Bruce T Rankin, Trust's proportionate interest of RAIV Class B Common Stock Class A Common Stock 747 747 I Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin Class B Common Stock Class A Common Stock 9600 9600 I Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren Class B Common Stock Class A Common Stock 94809 94809 I Reporting Person Serves as Trustee GSTs for the Benefit of Clara R. Williams Class B Common Stock Class A Common Stock 94809 94809 I Reporting Person Serves as Trustee of GSTs for the benefit of Helen R. Butler Class B Common Stock Class A Common Stock 21006 21006 I spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin Shares purchased pursuant to 10b5-1 plan 2018-Dec-28 -Block 1 Weighted Average- Share Price represents average price between $60.50 and $61.49. 2018-Dec-28 -Block 2 Weighted Average- Share Price represents average price between $61.50 and $62.09. Reporting person serves as Trust for Clara L.T. Rankin Trust Reporting Person disclaims beneficial ownership of all such shares. 2018-Dec-31 -Block 1 Weighted Average- Share Price represents average price between $61.20 and $62.19. 2018-Dec-31 -Block 2 Weighted Average- Share Price represents average price between $62.25 and $62.45. N/A /s/ Suzanne S. Taylor, attorney-in-fact 2019-01-02