SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
RANKIN ALFRED M ET AL

(Last) (First) (Middle)
5875 LANDERBROOK DRIVE

(Street)
MAYFIELD HEIGHTS OH 44124

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman
3. Date of Earliest Transaction (Month/Day/Year)
11/20/2018
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 11/20/2018 P 1(1) A $64.99 202 I Represents the proportionate interest in shares held by RAVI
Class A Common Stock 11/20/2018 P 14(1) A $64.99 107,481 I Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams
Class A Common Stock 11/20/2018 P 14(1) A $64.99 107,481 I Reporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler
Class A Common Stock 11/20/2018 P 1(1) A $64.99 69 I Proportionate Interest in shares held by RA6 held by Rankin Management Inc.
Class A Common Stock 11/20/2018 P 2(1) A $63.99(2) 438 I Brother's Proportionate interest in share held by Rankin Associates VI
Class A Common Stock 11/20/2018 P 2(1) A $63.99(2) 437 I Spouse's proportionate interest in shares held by RA VI
Class A Common Stock 11/20/2018 P 1(1) A $63.99(2) 201 I Represents the proportionate interest in shares held by RAVI
Class A Common Stock 11/20/2018 P 74(1) A $63.99(2) 107,467 I Reporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams
Class A Common Stock 21,920 I Represents the proportionate limited partnership interest in shares held by AMR Associates LP
Class A Common Stock 14,752 I Held in an Individual Retirement Account for the benefit of the Reporting Person.
Class A Common Stock 116,101 I Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.
Class A Common Stock 10,271 I proportionate LP interest in shares held by RA I in qualified annuity interest trust-benefit of AMR
Class A Common Stock 541 I Represents the proportionate limited partnership interest in shares held by Rankin Associates II, LP
Class A Common Stock 19 I proportionate general partnership interest shares held by RAIV
Class A Common Stock 1,087 I Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stock 505 I Represents the proportionate interest in shares held by RA5
Class A Common Stock 1,975 I proportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner
Class A Common Stock 60 I Proportionate Interest in shares held by RA5 held by Rankin Management Inc.
Class A Common Stock 18,625 I Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.(3)
Class A Common Stock 42,666 I proportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin(3)
Class A Common Stock 25,099 I proportionate LP interest in shares held by RA II LP held in trust for benefit of Bruce Rankin(3)
Class A Common Stock 46,182 I Trustee of a Trust for the benefit of Bruce T Rankin, Trust's proportionate interest of RAIV(3)
Class A Common Stock 24,449 I Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin(3)
Class A Common Stock 12,611 I Serves as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA5
Class A Common Stock 8,141 I Serves as trustee of trust for the benefit of Clara Rankin(4)
Class A Common Stock 9,600 I Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren(3)
Class A Common Stock 53,580 I spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock (5) (5) (5) Class A Common Stock 25,524 25,524 I Represents the proportionate limited partnership interest in shares held by AMR Associates LP
Class B Common Stock (5) (5) (5) Class A Common Stock 14,160 14,160 I Held in an Individual Retirement Account for the benefit of the Reporting Person.
Class B Common Stock (5) (5) (5) Class A Common Stock 17,556 17,556 I Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.
Class B Common Stock (5) (5) (5) Class A Common Stock 18,373 18,373 I proportionate LP intrst in shares held by RA I LP in qualified annuity interest trust-benefit of AMR
Class B Common Stock (5) (5) (5) Class A Common Stock 541 541 I Represents the proportionate limited partnership interest in shares held by Rankin Associates II, LP
Class B Common Stock (5) (5) (5) Class A Common Stock 31 31 I proportionate general partnership interest shares held by RAIV
Class B Common Stock (5) (5) (5) Class A Common Stock 1,721 1,721 I Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class B Common Stock (5) (5) (5) Class A Common Stock 1,975 1,975 I proportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner
Class B Common Stock (5) (5) (5) Class A Common Stock 18,625 18,625 I Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.(3)
Class B Common Stock (5) (5) (5) Class A Common Stock 76,330 76,330 I proportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin(3)
Class B Common Stock (5) (5) (5) Class A Common Stock 25,099 25,099 I proportionate LP interest in shares held by RA II LP held in trust for benefit of Bruce Rankin(3)
Class B Common Stock (5) (5) (5) Class A Common Stock 73,166 73,166 I Trustee of a Trust for the benefit of Bruce T Rankin, Trust's proportionate interest of RAIV
Class B Common Stock (5) (5) (5) Class A Common Stock 747 747 I Reporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin(3)
Class B Common Stock (5) (5) (5) Class A Common Stock 9,600 9,600 I Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren(3)
Class B Common Stock (5) (5) (5) Class A Common Stock 94,809 94,809 I Reporting Person Serves as Trustee GSTs for the Benefit of Clara R. Williams
Class B Common Stock (5) (5) (5) Class A Common Stock 94,809 94,809 I Reporting Person Serves as Trustee of GSTs for the benefit of Helen R. Butler
Class B Common Stock (5) (5) (5) Class A Common Stock 21,006 21,006 I spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin(3)
Explanation of Responses:
1. Shares purchased pursuant to 10b5-1 plan
2. 2018-Nov-20-Weighted Average - Share Price represents average price between $63.79 and $64.07.
3. Reporting Person disclaims beneficial ownership of all such shares.
4. Reporting person serves as Trust for Clara L.T. Rankin Trust
5. N/A
/s/ Suzanne S. Taylor, attorney-in-fact 11/21/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.