0001094891-20-000169.txt : 20201130 0001094891-20-000169.hdr.sgml : 20201130 20201130200634 ACCESSION NUMBER: 0001094891-20-000169 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201127 FILED AS OF DATE: 20201130 DATE AS OF CHANGE: 20201130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chicken Soup for the Soul Holdings, LLC CENTRAL INDEX KEY: 0001714518 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38125 FILM NUMBER: 201359522 BUSINESS ADDRESS: STREET 1: 132 E. PUTNAM AVENUE, FLOOR 2W CITY: COS COB STATE: CT ZIP: 06807 BUSINESS PHONE: 855-398-0443 MAIL ADDRESS: STREET 1: P.O. BOX 700 CITY: COS COB STATE: CT ZIP: 06807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chicken Soup for the Soul Productions, LLC CENTRAL INDEX KEY: 0001714509 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38125 FILM NUMBER: 201359523 BUSINESS ADDRESS: STREET 1: 132 E. PUTNAM AVENUE, FLOOR 2W CITY: COS COB STATE: CT ZIP: 06807 BUSINESS PHONE: 855-398-0443 MAIL ADDRESS: STREET 1: P.O. BOX 700 CITY: COS COB STATE: CT ZIP: 06807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROUHANA WILLIAM J JR CENTRAL INDEX KEY: 0000904523 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38125 FILM NUMBER: 201359524 MAIL ADDRESS: STREET 1: C/O WINSTAR COMMUNICATIONS INC STREET 2: 230 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10169 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Chicken Soup for the Soul Entertainment, Inc. CENTRAL INDEX KEY: 0001679063 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ALLIED TO MOTION PICTURE PRODUCTION [7819] IRS NUMBER: 812560811 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 132 E. PUTNAM AVE CITY: COS COB STATE: CT ZIP: 06807 BUSINESS PHONE: 203-861-4000 MAIL ADDRESS: STREET 1: PO BOX 700 CITY: COS COB STATE: CT ZIP: 06807 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-11-27 0001679063 Chicken Soup for the Soul Entertainment, Inc. CSSE 0000904523 ROUHANA WILLIAM J JR 132 E. PUTNAM AVENUE FLOOR 2W COS COB CT 06807 1 1 1 0 Chief Executive Officer 0001714509 Chicken Soup for the Soul Productions, LLC 132 E. PUTNAM AVENUE FLOOR 2W COS COB CT 06807 0 0 1 0 0001714518 Chicken Soup for the Soul Holdings, LLC 132 E. PUTNAM AVENUE FLOOR 2W COS COB CT 06807 0 0 1 0 Class A Common Stock 2020-11-27 4 C 0 159432 A 159432 I By Trema, LLC Class B Common Stock 2020-11-27 4 C 0 159432 D Class A Common Stock 159432 0 I By Trema, LLC Class B Common Stock Class A Common Stock 7654506 7654506 I By Chicken Soup for the Soul Productions, LLC Class W Warrants 7.50 2020-11-27 4 J 0 21892 7.50 D 2017-08-17 2023-06-30 Class A Common Stock 21892 135608 I By Trema, LLC Trema, LLC is an entity controlled by Mr. Rouhana. The Class B Common Stock is convertible into the Issuer's Class A Common Stock as described under the heading "Description of Securities - Common Stock" in the Issuer's offering statement on Form 1-A (File No. 024-10704). The Class B Common Stock has no expiration date. Distribution to the members of Trema, LLC, an entity controlled by Mr. Rouhana. Chicken Soup for the Soul Productions, LLC is controlled by Chicken Soup for the Soul, LLC, which is controlled by Chicken Soup for the Soul Holdings, LLC, which is controlled by E Brands LLC, which is controlled by Trema, LLC, which is controlled by Mr. Rouhana. William J. Rouhana, Jr. 2020-11-30 William J. Rouhana, Jr., CEO 2020-11-30 William J. Rouhana, Jr., CEO 2020-11-30