0001062993-23-017962.txt : 20230912 0001062993-23-017962.hdr.sgml : 20230912 20230912185024 ACCESSION NUMBER: 0001062993-23-017962 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230911 FILED AS OF DATE: 20230912 DATE AS OF CHANGE: 20230912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROUHANA WILLIAM J JR CENTRAL INDEX KEY: 0000904523 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38125 FILM NUMBER: 231251260 MAIL ADDRESS: STREET 1: C/O WINSTAR COMMUNICATIONS INC STREET 2: 230 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10169 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chicken Soup for the Soul Holdings, LLC CENTRAL INDEX KEY: 0001714518 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38125 FILM NUMBER: 231251259 BUSINESS ADDRESS: STREET 1: 132 E. PUTNAM AVENUE, FLOOR 2W CITY: COS COB STATE: CT ZIP: 06807 BUSINESS PHONE: 855-398-0443 MAIL ADDRESS: STREET 1: P.O. BOX 700 CITY: COS COB STATE: CT ZIP: 06807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chicken Soup for the Soul Productions, LLC CENTRAL INDEX KEY: 0001714509 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38125 FILM NUMBER: 231251258 BUSINESS ADDRESS: STREET 1: 132 E. PUTNAM AVENUE, FLOOR 2W CITY: COS COB STATE: CT ZIP: 06807 BUSINESS PHONE: 855-398-0443 MAIL ADDRESS: STREET 1: P.O. BOX 700 CITY: COS COB STATE: CT ZIP: 06807 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Chicken Soup for the Soul Entertainment, Inc. CENTRAL INDEX KEY: 0001679063 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ALLIED TO MOTION PICTURE PRODUCTION [7819] IRS NUMBER: 812560811 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 132 E. PUTNAM AVE CITY: COS COB STATE: CT ZIP: 06807 BUSINESS PHONE: 203-861-4000 MAIL ADDRESS: STREET 1: PO BOX 700 CITY: COS COB STATE: CT ZIP: 06807 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-09-11 0001679063 Chicken Soup for the Soul Entertainment, Inc. CSSE 0000904523 ROUHANA WILLIAM J JR C/O CHICKEN SOUP FOR THE SOUL ENTERTAINM 132 E. PUTNAM AVENUE, FL. 2 COS COB CT 06807 1 1 1 0 Chief Executive Officer 0001714518 Chicken Soup for the Soul Holdings, LLC C/O CHICKEN SOUP FOR THE SOUL ENTERTAINM 132 E. PUTNAM AVENUE, FL. 2 COS COB CT 06807 0 0 1 0 0001714509 Chicken Soup for the Soul Productions, LLC C/O CHICKEN SOUP FOR THE SOUL ENTERTAINM 132 E. PUTNAM AVENUE, FL. 2 COS COB CT 06807 0 0 1 0 0 Class A Common Stock 2023-09-11 4 J 0 403799 A 3688070 I by Chicken Soup for the Soul, LLC Class A Common Stock 510108 I by Trema, LLC Class B Common Stock Class A Common Stock 7654506 7654506 I by Chicken Soup for the Soul, LLC Represents shares of the Issuer's Class A common stock issued to Chicken Soup for the Soul, LLC pursuant to the CSS Agreements Modification dated March 30, 2023. Chicken Soup for the Soul, LLC, immediate parent of the Issuer, is an entity controlled by reporting person, William J. Rouhana, Jr., the Chief Executive Officer and a Director of the Issuer. This entity was formerly known as Chicken Soup for the Soul Productions, LLC. Chicken Soup for the Soul, LLC is owned by Chicken Soup for the Soul Holdings, LLC, which is also an entity controlled by Mr. Rouhana. Trema, LLC is an entity controlled by Mr. Rouhana. The Class B Common Stock is convertible into the Issuer's Class A Common Stock as described under the heading "Description of Securities - Common Stock" in the Issuer's offering statement on Form 1-A (File No. 024-10704). The Class B Common Stock has no expiration date. William J. Rouhana, Jr. 2023-09-12 William J. Rouhana, Jr., as managing member of Chicken Soup for the Soul, LLC fka Chicken Soup for the Soul Productions, LLC 2023-09-12 William J. Rouhana, Jr., as managing member of Chicken Soup for the Soul Holdings, LLC 2023-09-12