0001062993-23-008466.txt : 20230404
0001062993-23-008466.hdr.sgml : 20230404
20230404160340
ACCESSION NUMBER: 0001062993-23-008466
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230403
FILED AS OF DATE: 20230404
DATE AS OF CHANGE: 20230404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROUHANA WILLIAM J JR
CENTRAL INDEX KEY: 0000904523
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38125
FILM NUMBER: 23797230
MAIL ADDRESS:
STREET 1: C/O WINSTAR COMMUNICATIONS INC
STREET 2: 230 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10169
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chicken Soup for the Soul Holdings, LLC
CENTRAL INDEX KEY: 0001714518
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38125
FILM NUMBER: 23797229
BUSINESS ADDRESS:
STREET 1: 132 E. PUTNAM AVENUE, FLOOR 2W
CITY: COS COB
STATE: CT
ZIP: 06807
BUSINESS PHONE: 855-398-0443
MAIL ADDRESS:
STREET 1: P.O. BOX 700
CITY: COS COB
STATE: CT
ZIP: 06807
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chicken Soup for the Soul Productions, LLC
CENTRAL INDEX KEY: 0001714509
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38125
FILM NUMBER: 23797228
BUSINESS ADDRESS:
STREET 1: 132 E. PUTNAM AVENUE, FLOOR 2W
CITY: COS COB
STATE: CT
ZIP: 06807
BUSINESS PHONE: 855-398-0443
MAIL ADDRESS:
STREET 1: P.O. BOX 700
CITY: COS COB
STATE: CT
ZIP: 06807
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Chicken Soup for the Soul Entertainment, Inc.
CENTRAL INDEX KEY: 0001679063
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ALLIED TO MOTION PICTURE PRODUCTION [7819]
IRS NUMBER: 812560811
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 132 E. PUTNAM AVE
CITY: COS COB
STATE: CT
ZIP: 06807
BUSINESS PHONE: 203-861-4000
MAIL ADDRESS:
STREET 1: PO BOX 700
CITY: COS COB
STATE: CT
ZIP: 06807
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0407
4
2023-04-03
0001679063
Chicken Soup for the Soul Entertainment, Inc.
CSSE
0000904523
ROUHANA WILLIAM J JR
C/O CHICKEN SOUP FOR THE SOUL ENTERTAINM
132 E. PUTNAM AVENUE, FL. 2
COS COB
CT
06807
1
1
1
0
Chief Executive Officer
0001714518
Chicken Soup for the Soul Holdings, LLC
C/O CHICKEN SOUP FOR THE SOUL ENTERTAINM
132 E. PUTNAM AVENUE, FL. 2
COS COB
CT
06807
0
0
1
0
0001714509
Chicken Soup for the Soul Productions, LLC
C/O CHICKEN SOUP FOR THE SOUL ENTERTAINM
132 E. PUTNAM AVENUE, FL. 2
COS COB
CT
06807
0
0
1
0
0
Class A Common Stock
2023-04-03
4
P
0
217000
2.30
A
510108
I
by Trema, LLC
Class A Common Stock
2023-04-03
4
P
0
1643015
2.30
A
2153123
I
by Chicken Soup for the Soul, LLC
Class A Common Stock
2023-04-03
4
A
0
1131148
3.05
A
3284271
I
by Chicken Soup for the Soul, LLC
Class B Common Stock
Class A Common Stock
7654506
7654506
I
By Chicken Soup for the Soul, LLC
Class W Warrants
7.50
2017-08-17
2023-06-30
Class A Common Stock
135608
135608
I
By Trema, LLC
Represents shares of the Issuer's Class A Common Stock purchased as part of the offering of shares made by the Issuer on April 3, 2023.
Trema, LLC is an entity controlled by Mr. Rouhana.
Represents shares of the Issuer's Class A Common Stock purchased as part of the offering of shares made by the Issuer on April 3, 2023.
Chicken Soup for the Soul, LLC is an entity controlled by Mr. Rouhana. This entity was formerly known as "Chicken Soup for the Soul Productions, LLC".
Represents shares of the Issuer's Class A Common Stock issued to Chicken Soup for the Soul, LLC pursuant to the CSS Agreements Modification dated March 30, 2023.
The Class B Common Stock is convertible into the Issuer's Class A Common Stock as described under the heading "Description of Securities - Common Stock" in the Issuer's offering statement on Form 1-A (File No. 024-10704). The Class B Common Stock has no expiration date.
William J. Rouhana, Jr.
2023-04-03