0001062993-23-008466.txt : 20230404 0001062993-23-008466.hdr.sgml : 20230404 20230404160340 ACCESSION NUMBER: 0001062993-23-008466 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230403 FILED AS OF DATE: 20230404 DATE AS OF CHANGE: 20230404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROUHANA WILLIAM J JR CENTRAL INDEX KEY: 0000904523 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38125 FILM NUMBER: 23797230 MAIL ADDRESS: STREET 1: C/O WINSTAR COMMUNICATIONS INC STREET 2: 230 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10169 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chicken Soup for the Soul Holdings, LLC CENTRAL INDEX KEY: 0001714518 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38125 FILM NUMBER: 23797229 BUSINESS ADDRESS: STREET 1: 132 E. PUTNAM AVENUE, FLOOR 2W CITY: COS COB STATE: CT ZIP: 06807 BUSINESS PHONE: 855-398-0443 MAIL ADDRESS: STREET 1: P.O. BOX 700 CITY: COS COB STATE: CT ZIP: 06807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chicken Soup for the Soul Productions, LLC CENTRAL INDEX KEY: 0001714509 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38125 FILM NUMBER: 23797228 BUSINESS ADDRESS: STREET 1: 132 E. PUTNAM AVENUE, FLOOR 2W CITY: COS COB STATE: CT ZIP: 06807 BUSINESS PHONE: 855-398-0443 MAIL ADDRESS: STREET 1: P.O. BOX 700 CITY: COS COB STATE: CT ZIP: 06807 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Chicken Soup for the Soul Entertainment, Inc. CENTRAL INDEX KEY: 0001679063 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ALLIED TO MOTION PICTURE PRODUCTION [7819] IRS NUMBER: 812560811 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 132 E. PUTNAM AVE CITY: COS COB STATE: CT ZIP: 06807 BUSINESS PHONE: 203-861-4000 MAIL ADDRESS: STREET 1: PO BOX 700 CITY: COS COB STATE: CT ZIP: 06807 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0407 4 2023-04-03 0001679063 Chicken Soup for the Soul Entertainment, Inc. CSSE 0000904523 ROUHANA WILLIAM J JR C/O CHICKEN SOUP FOR THE SOUL ENTERTAINM 132 E. PUTNAM AVENUE, FL. 2 COS COB CT 06807 1 1 1 0 Chief Executive Officer 0001714518 Chicken Soup for the Soul Holdings, LLC C/O CHICKEN SOUP FOR THE SOUL ENTERTAINM 132 E. PUTNAM AVENUE, FL. 2 COS COB CT 06807 0 0 1 0 0001714509 Chicken Soup for the Soul Productions, LLC C/O CHICKEN SOUP FOR THE SOUL ENTERTAINM 132 E. PUTNAM AVENUE, FL. 2 COS COB CT 06807 0 0 1 0 0 Class A Common Stock 2023-04-03 4 P 0 217000 2.30 A 510108 I by Trema, LLC Class A Common Stock 2023-04-03 4 P 0 1643015 2.30 A 2153123 I by Chicken Soup for the Soul, LLC Class A Common Stock 2023-04-03 4 A 0 1131148 3.05 A 3284271 I by Chicken Soup for the Soul, LLC Class B Common Stock Class A Common Stock 7654506 7654506 I By Chicken Soup for the Soul, LLC Class W Warrants 7.50 2017-08-17 2023-06-30 Class A Common Stock 135608 135608 I By Trema, LLC Represents shares of the Issuer's Class A Common Stock purchased as part of the offering of shares made by the Issuer on April 3, 2023. Trema, LLC is an entity controlled by Mr. Rouhana. Represents shares of the Issuer's Class A Common Stock purchased as part of the offering of shares made by the Issuer on April 3, 2023. Chicken Soup for the Soul, LLC is an entity controlled by Mr. Rouhana. This entity was formerly known as "Chicken Soup for the Soul Productions, LLC". Represents shares of the Issuer's Class A Common Stock issued to Chicken Soup for the Soul, LLC pursuant to the CSS Agreements Modification dated March 30, 2023. The Class B Common Stock is convertible into the Issuer's Class A Common Stock as described under the heading "Description of Securities - Common Stock" in the Issuer's offering statement on Form 1-A (File No. 024-10704). The Class B Common Stock has no expiration date. William J. Rouhana, Jr. 2023-04-03