-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LEGusQyPSAbvbswnwLLXsILItknU0Z8E5B7ke5zdGMhIQWZTnXlxPcqmMkiiJpWN M9quju+HD0QvVyrq6NhtQQ== 0000904211-99-000001.txt : 19990403 0000904211-99-000001.hdr.sgml : 19990403 ACCESSION NUMBER: 0000904211-99-000001 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990401 GROUP MEMBERS: DAVIS JEROME H GROUP MEMBERS: SUSAN B. DAVIS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WHG BANCSHARES CORP CENTRAL INDEX KEY: 0001005018 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 521953867 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-48981 FILM NUMBER: 99585991 BUSINESS ADDRESS: STREET 1: 1505 YORK RD CITY: LUTHERVILLE STATE: MD ZIP: 21093 BUSINESS PHONE: 4105838700 MAIL ADDRESS: STREET 1: 1505 YORK ROAD CITY: LUTHERVILLE STATE: MD ZIP: 21093 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DAVIS JEROME H CENTRAL INDEX KEY: 0000904211 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 103309811 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 11 BALDWIN FARMS NORTH CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: 2036221177 MAIL ADDRESS: STREET 1: 11 BALDWIN FARMS NORTH CITY: GREENWICH STATE: CT ZIP: 06831 SC 13D/A 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) Under the Securities Exchange Act of 1934 (Amendment No. 8) WHG Bancshares Corporation (Name of Issuer) Common Stock, par value $.10 per share (Title of Class of Securities) 928949106 (CUSIP Number) Jerome H. Davis c/o David M. Perlmutter, Esq. 200 Park Ave., Suite 4515, New York, NY 10166 (212) 986-4900 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 23, 1999 (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1 (e)(f) or (g), check the following box / /. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-7(b) for other parties to whom copies are to be sent. (Continued on following pages) _________________________ 1 The remainder of this cover page shall be filled out for a reporting person's initial filing of this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 7 Pages CUSIP No. 928949106 _________________________________________________________________ 1. Name of Reporting Person Jerome H. Davis _________________________________________________________________ S.S. or I.R.S. Identification ###-##-#### No. of Above Person _________________________________________________________________ 2. Check the Appropriate Box (a)______ if a Member of a Group (b)___X__ (See Instructions) _________________________________________________________________ 3. SEC Use Only _________________________________________________________________ 4. Source of Funds (See Instructions) PF _________________________________________________________________ 5. Check Box if Disclosure of Legal Proceedings is Required / / Pursuant to Items 2(d) or 2(e) _________________________________________________________________ 6. Citizenship or Place of Organization United States _________________________________________________________________ Number of 7. Sole Voting Power -0- Shares 8. Shared Voting Beneficially Power 81,048* Owned by 9. Sole Dispositive Each Report- Power -0- ing Person 10. Shared Dispositive with Power 81,048* _________________________________________________________________ 11. Aggregate Amount Beneficially Owned by Each Reporting Person 81,048* _________________________________________________________________ 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain / / Shares (See Instructions) _________________________________________________________________ 13. Percent of Class Represented by amount in Row (11) 5.98% _________________________________________________________________ 14. Type of Reporting Person IN (See Instructions) _________________________________________________________________ * See Items 5(a) and 5(b) of this Statement. Page 2 of 7 Pages CUSIP No. 928949106 _________________________________________________________________ 1. Name of Reporting Person Susan B. Davis _________________________________________________________________ S.S. or I.R.S. Identification ###-##-#### No. of Above Person _________________________________________________________________ 2. Check the Appropriate Box (a)______ if a Member of a Group (b)___X__ (See Instructions) _________________________________________________________________ 3. SEC Use Only _________________________________________________________________ 4. Source of Funds (See Instructions) PF _________________________________________________________________ 5. Check Box if Disclosure of Legal Proceedings is Required / / Pursuant to Items 2(d) or 2(e) _________________________________________________________________ 6. Citizenship or Place of Organization United States _________________________________________________________________ Number of 7. Sole Voting Power -0- Shares 8. Shared Voting Beneficially Power 81,048* Owned by 9. Sole Dispositive Each Report- Power -0- ing Person 10. Shared Dispositive with Power 81,048* ________________________________________________________________ 11. Aggregate Amount Beneficially Owned by Each Reporting Person 81,048* _________________________________________________________________ 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain / / Shares (See Instructions) _________________________________________________________________ 13. Percent of Class Represented by amount in Row (11) 5.98% _________________________________________________________________ 14. Type of Reporting Person IN (See Instructions) _________________________________________________________________ * See Items 5(a) and 5(b) of this Statement. Page 3 of 7 Pages The Statement on Schedule 13D (this "Statement") of Jerome H. Davis with respect to the Common Stock, par value $.10 per share ("Common Stock") of WHG Bancshares Corporation, a Maryland corporation ("WHG"), is hereby amended as set forth below. Item 4. PURPOSE OF TRANSACTION. Item 4 is hereby supplemented by the addition of the following: "The disposition of Common Stock, as set forth on Schedule A hereto, reflects investment decisions consistent with the purpose for which the shares were acquired. Mr. and Mrs. Davis may, at any time and from time to time, review or reconsider their position with respect to WHG and may acquire and/or dispose of additional shares of Common Stock of WHG for investment purposes and/or formulate plans or proposals which have not been previously disclosed with respect to any of such matters, but have no present intention to do so." Item 5. INTEREST IN SECURITIES OF THE ISSUER. A. Paragraphs (a) and (b) of Item 5 of the Statement are amended and restated in their entirety to read as follows: (a) The aggregate number of shares of Common Stock deemed to be beneficially owned by Mr. and Mrs. Davis for the purposes of this Statement is 81,048 shares, representing 5.98 percent of the outstanding shares of Common Stock based on 1,353,109 shares of Common Stock disclosed by WHG as outstanding on March 26, 1999. (b) Subject to the matters referred to in paragraph (a) hereof, Mr. and Mrs. Davis have shared power to vote or direct the vote and shared power to dispose or direct the disposition of the 81,048 shares of Common Stock jointly owned by them. Page 4 of 7 Pages B. Paragraph (c) of Item 5 is hereby supplemented by the addition of the following: "Mr. Davis sold 5,000 shares of Common Stock beneficially owned by him through standard brokerage accounts maintained by him and received consideration of $57,187.50. The amount, date and other information with respect to such sale is listed on Schedule A attached hereto." "Mr. and Mrs. Davis sold an aggregate of 24,400 shares of Common Stock beneficially owned by them through standard brokerage accounts maintained by them and received an aggregate consideration of $283,700.06. The amount, date and other information with respect to such sales are listed on Schedule A attached hereto." Page 5 of 7 Pages Signature. After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certify that the information set forth in this amendment is true, complete and correct. 3/31/99 Jerome H. Davis Date (Signature) 3/31/99 Susan B. Davis Date (Signature) Page 6 of 7 Pages Schedule A Information with Respect to Transactions in the Common Stock of WHG Bancshares Corporation ("WHG") Jerome H. Davis and Susan B. Davis
Date of No. of Shrs Price Per Shr Where How Transa- Purchased (excl. commis- Trans- Trans- tion (Sold) sions) acted acted Jerome H. Davis (IRA Account): 1. 3/23/99 (5,000) $11.4375 OTC * Jerome H. Davis and Susan B. Davis: 2. 2/19/99 (1,800) $11.875 OTC * 3. 2/25/99 (2,600) $11.8125 OTC * 4. 3/2/99 (4,000) $11.9375 OTC * 5. 3/17/99 (1,000) $11.9375 OTC * 6. 3/19/99 (3,000) $11.5 OTC * 7. 3/22/99 (2,000) $11.50938 OTC * 8. 3/23/99 (10,000) $11.44063 OTC * __________________________________ * Transaction effected in the over-the-counter market ("OTC") through a standard brokerage account maintained by Mr. and/or Mrs. Davis.
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