-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EcED1h9xwvKlK6/rUCu4mtE2XsvjZcI2Y9ox9PjUwOnPxM0bGmkkhldSik9Oxz+W KA/7dkTPQ4D9s+xnvu8ljg== 0000904211-97-000003.txt : 19970123 0000904211-97-000003.hdr.sgml : 19970123 ACCESSION NUMBER: 0000904211-97-000003 CONFORMED SUBMISSION TYPE: SC 13D/A CONFIRMING COPY: PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970122 SROS: NASD GROUP MEMBERS: DAVIS JEROME H GROUP MEMBERS: SUSAN B. DAVIS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SUBURBAN BANCORP INC CENTRAL INDEX KEY: 0000356981 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 363150316 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-33934 FILM NUMBER: 00000000 BUSINESS ADDRESS: STREET 1: 10869 MONTGOMERY RD STREET 2: C/O EDWARD C MURAWSKI CITY: CINCINNATI STATE: OH ZIP: 45242 BUSINESS PHONE: 5134894888 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DAVIS JEROME H CENTRAL INDEX KEY: 0000904211 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 11 BALDWIN FARMS NORTH CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: 2036221177 MAIL ADDRESS: STREET 1: 11 BALDWIN FARMS NORTH CITY: GREENWICH STATE: CT ZIP: 06831 SC 13D/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Suburban Bancorporation, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 864348107 (CUSIP Number) Jerome H. Davis c/o David M. Perlmutter, Esq. 200 Park Ave., Suite 4515, New York, NY 10166 (212) 986-4900 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 13, 1996 (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box / /. Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class). (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing of this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 864348107 1. Name of Reporting Person Jerome H. Davis S.S. or I.R.S. Identification ###-##-#### No. of Above Person 2. Check the Appropriate Box (a) if a Member of a Group (b) X (See Instructions) 3. SEC Use Only 4. Source of Funds (See Instructions) PF 5. Check Box if Disclosure of Legal Proceedings is Required / / Pursuant to Items 2(d) or 2(e) 6. Citizenship or Place of Organization United States Number of 7. Sole Voting Power 9,000 Shares 8. Shared Voting Beneficially Power 78,800* Owned by 9. Sole Dispositive Each Report- Power 9,000 ing Person 10. Shared Dispositive with Power 78,800* 11. Aggregate Amount Beneficially Owned by Each Reporting Person 87,800* 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain / / Shares (See Instructions) 13. Percent of Class Represented by amount in Row (11) 5.95% 14. Type of Reporting Person IN (See Instructions) * See Items 5(a) and 5(b) of this Statement. Page 2 of 7 Pages CUSIP No. 864348107 1. Name of Reporting Person Susan B. Davis S.S. or I.R.S. Identification ###-##-#### No. of Above Person 2. Check the Appropriate Box (a) if a Member of a Group (b) X (See Instructions) 3. SEC Use Only 4. Source of Funds (See Instructions) PF 5. Check Box if Disclosure of Legal Proceedings is Required / / Pursuant to Items 2(d) or 2(e) 6. Citizenship or Place of Organization United States Number of 7. Sole Voting Power -0- Shares 8. Shared Voting Beneficially Power 87,800* Owned by 9. Sole Dispositive Each Report- Power -0- ing Person 10. Shared Dispositive with Power 87,800* 11. Aggregate Amount Beneficially Owned by Each Reporting Person 87,800* 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain / / Shares (See Instructions) 13. Percent of Class Represented by amount in Row (11) 5.95% 14. Type of Reporting Person IN (See Instructions) * See Items 5(a) and 5(b) of this Statement. For purposes of this Statement, Susan B. Davis may be deemed, pursuant to Rules 13d-3(a)(1) and 13d-3(a)(2) under the Securities Exchange Act of 1934, as amended, to be the beneficial owner of 9,000 shares of the Company's Common Stock, par value $.01 per share, held in the name of her husband, Jerome H. Davis. Page 3 of 7 Pages The Statement on Schedule 13D (the "Statement") of Jerome H. Davis, with respect to the Common Stock, par value $.01 per share (the "Common Stock"), of Suburban Bancorporation, Inc., a Delaware corporation ("Suburban") is hereby amended as set forth below. Item 4. Purpose of Transaction. Item 4 of the Statement is hereby supplemented by the addition of the following: "The disposition of Common Stock, as set forth on Schedule A hereto, reflects investment decisions consistent with the purpose for which the shares of Common Stock were acquired. Mr. and Mrs. Davis may make further dispositions of any or all of the shares of Common Stock held by them at any time depending upon price and market conditions, evaluation of alternative investments, and other factors." Item 5. Interest in Securities of the Issuer. A. Paragraphs (a) and (b) of Item 5 of the Statement are amended and restated in their entirety to read as follows: "(a) The aggregate number of shares of Common Stock deemed to be beneficially owned by Mr. and Mrs. Davis for the purposes of this Statement is 87,800 shares, representing 5.95% percent of the outstanding shares of Common Stock based on 1,474,932 shares of Common Stock disclosed by Suburban as outstanding on November 18, 1996. Of such shares, 9,000 (.61%) are held in the name of Mr. Davis, and 78,800 (5.34%) are held in the name of Mr. and Mrs. Davis. (b) (i) Subject to the matters referred to in paragraph (a) hereof, Mr. Davis has sole power to vote or direct the vote and sole power to dispose or direct the disposition of the 9,000 shares of Common Stock owned by him, and shared power to vote or direct the vote and shared power to dispose or direct the disposition of the 78,800 shares of Common Stock jointly owned by him and Mrs. Davis. (ii) Subject to the matter referred to in paragraphs (a) and (b)(i) hereof, Mrs. Davis has shared power to vote or to direct the vote and shared power to dispose or direct the disposition of the 78,800 shares of Common Stock jointly owned by her and Mr. Davis, and may be deemed to have shared power to vote or direct the vote and shared power to dispose or direct the disposition of the 9,000 shares of Common Stock owned by Mr. Davis." Page 4 of 7 Pages B. Item 5(c) is hereby supplemented by the addition of the following: "Mr. Davis directed the sale of an aggregate of 20,700 shares of Common Stock beneficially owned by Mr. and Mrs. Davis, and received aggregate consideration of $331,112.50. A description of all transactions in the shares of Common Stock which have been effected jointly or separately by Mr. and Mrs. Davis since October 24, 1995 (the date of the most recent amendment to the Statement) is set forth in Schedule A attached hereto and is incorporated herein by reference." Page 5 of 7 Pages Signature. After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certify that the information set forth in this amendment is true, complete and correct. 11/18/96 Jerome H. Davis Date (Signature) 11/18/96 Susan B. Davis Date (Signature) Page 6 of 7 Pages Schedule A Information with Respect to Transactions in the Common Stock of Suburban Bancorporation, Inc. By Jerome H. Davis and Susan B. Davis
Date of Number of Shares Price Per Share Where How Transaction Purchased (Sold) (excluding commissions) Transacted Transacted Jerome H. Davis: 1. September 18, 1996 (2,000) $16.50 OTC * 2. November 8, 1996 (2,000) 15.875 OTC * Susan B. and Jerome H. Davis: 3. August 27, 1996 (1,000) 16.25 OTC * 4. August 27, 1996 (2,000) 16.25 OTC * 5. September 3, 1996 (700) 16.50 OTC * 6. September 16, 1996 (2,000) 16.50 OTC * 7. November 12, 1996 (1,000) 15.875 OTC * 8. November 13, 1996 (7,500) 15.875 OTC * 9. November 15, 1996 (2,500) 15.25 OTC * * Transaction effected in the over-the-counter market ("OTC") through a standard brokerage account maintained by Mr. and Mrs. Davis. Page 7 of 7 Pages
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