-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TT5nJglrlp39pqy8TBKD61NYOx4SFDIBlAGDG88SDoTgxxbcdsyMWq32ZDUUzJMt AeLJm/61V8LrQce3uh0vKA== /in/edgar/work/20000626/0000904211-00-000001/0000904211-00-000001.txt : 20000920 0000904211-00-000001.hdr.sgml : 20000920 ACCESSION NUMBER: 0000904211-00-000001 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000626 GROUP MEMBERS: DAVIS JEROME H GROUP MEMBERS: SUSAN B. DAVIS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OHIO STATE FINANCIAL SERVICES INC CENTRAL INDEX KEY: 0001039188 STANDARD INDUSTRIAL CLASSIFICATION: [6036 ] IRS NUMBER: 311529204 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-51801 FILM NUMBER: 660431 BUSINESS ADDRESS: STREET 1: 435 MAIN ST STREET 2: C/O BRIDGEPORT SAVINGS & LOAN ASSOCIATES CITY: BRIDGEPORT STATE: OH ZIP: 43912 BUSINESS PHONE: 7406350764 MAIL ADDRESS: STREET 1: 435 MAIN STREET STREET 2: C/O BRIDGEPORT SAVINGS & LOAN ASSOCIATES CITY: BRIDGEPORT STATE: OH ZIP: 43912 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DAVIS JEROME H CENTRAL INDEX KEY: 0000904211 STANDARD INDUSTRIAL CLASSIFICATION: [ ] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 11 BALDWIN FARMS NORTH CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: 2036221177 MAIL ADDRESS: STREET 1: 11 BALDWIN FARMS NORTH CITY: GREENWICH STATE: CT ZIP: 06831 SC 13D/A 1 0001.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) Under the Securities Exchange Act of 1934 (Amendment No. 1 ) Ohio State Financial Services, Inc. (Name of Issuer) Common Stock, having no par value (Title of Class of Securities) 677911109 (CUSIP Number) Jerome H. Davis c/o David M. Perlmutter, Esq. 200 Park Ave., Suite 4515, New York, NY 10166 (212) 986-4900 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 27, 2000 (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1 (b)(3) or (4), check the following box / /. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. (Continued on following pages) _________________________ 1 The remainder of this cover page shall be filled out for a reporting person's initial filing of this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 7 Pages CUSIP No. 677911109 _________________________________________________________________ 1. Name of Reporting Person Jerome H. Davis _________________________________________________________________ S.S. or I.R.S. Identification ###-##-#### No. of Above Person _________________________________________________________________ 2. Check the Appropriate Box (a)______ if a Member of a Group (b)___X__ (See Instructions) _________________________________________________________________ 3. SEC Use Only _________________________________________________________________ 4. Source of Funds (See Instructions) PF _________________________________________________________________ 5. Check Box if Disclosure of Legal Proceedings is Required / / Pursuant to Items 2(d) or 2(e) _________________________________________________________________ 6. Citizenship or Place of Organization United States _________________________________________________________________ Number of 7. Sole Voting Power -0- Shares 8. Shared Voting Beneficially Power -0- Owned by 9. Sole Dispositive Each Report- Power -0- ing Person 10. Shared Dispositive with Power -0- _________________________________________________________________ 11. Aggregate Amount Beneficially Owned by Each Reporting Person -0- _________________________________________________________________ 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain / / Shares (See Instructions) _________________________________________________________________ 13. Percent of Class Represented by amount in Row (11) 0.00% _________________________________________________________________ 14. Type of Reporting Person IN (See Instructions) _________________________________________________________________ * See Items 5(a) and 5(b) of this Statement. Page 2 of 7 Pages CUSIP No. 677911109 _________________________________________________________________ 1. Name of Reporting Person Susan B. Davis _________________________________________________________________ S.S. or I.R.S. Identification ###-##-#### No. of Above Person _________________________________________________________________ 2. Check the Appropriate Box (a)______ if a Member of a Group (b)___X__ (See Instructions) _________________________________________________________________ 3. SEC Use Only _________________________________________________________________ 4. Source of Funds (See Instructions) PF _________________________________________________________________ 5. Check Box if Disclosure of Legal Proceedings is Required / / Pursuant to Items 2(d) or 2(e) _________________________________________________________________ 6. Citizenship or Place of Organization United States _________________________________________________________________ Number of 7. Sole Voting Power -0- Shares 8. Shared Voting Beneficially Power -0- Owned by 9. Sole Dispositive Each Report- Power -0- ing Person 10. Shared Dispositive with Power -0- ________________________________________________________________ 11. Aggregate Amount Beneficially Owned by Each Reporting Person -0- _________________________________________________________________ 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain / / Shares (See Instructions) _________________________________________________________________ 13. Percent of Class Represented by amount in Row (11) 0.00% _________________________________________________________________ 14. Type of Reporting Person IN (See Instructions) _________________________________________________________________ * See Items 5(a) and 5(b) of this Statement. For purposes of this Statement, Susan B. Davis may be deemed, pursuant to Rules 13d-3(a)(1) and 13d-3(a)(2) under the Securities Exchange Act of 1934, as amended, to be the beneficial owner of -0- shares of the Company's Common Stock, no par value, held in the name of her husband, Jerome H. Davis. Page 3 of 7 Pages The Statement on Schedule 13D (this "Statement") of Jerome H. Davis with respect to the Common Stock of Ohio State Financial Services, Inc., a Ohio Corporation (the "Company") is hereby amended as set forth below: Item 4. PURPOSE OF TRANSACTION. Item 4 is hereby supplemented by the addition of the following: The disposition of common stock as set forth in Schedule A attached hereto reflects investment decisions consistent with the purposes for which such shares were acquired. Except as previously disclosed, Mr. and Mrs. Davis do not have any plan or proposal which relates to or would result in any of the actions enumerated in Item 4 of Schedule 13D, except that Mr. and Mrs. Davis may dispose of some or all of the Common Stock or may acquire additional shares of Common Stock, from time to time, depending upon price and market conditions, evaluation of alternative investments, and other factors. Item 5. INTEREST IN SECURITIES OF THE ISSUER. A. Paragraphs (a) and (b) of Item 5 of the Statement are amended and restated in their entirety to read as follows: (a) The aggregate number of shares of Common Stock deemed to be beneficially owned by Mr. and Mrs. Davis for the purposes of this Statement is -0- shares. (b) (i) Subject to the matters referred to in paragraph (a) hereof, Mr. Davis has sole power to vote or direct the vote and sole power to dispose or direct the disposition of the -0- shares of Common Stock which were owned by him and shared power to vote or direct the vote and shared power to dispose or direct the disposition of the -0- shares of Common Stock which were jointly owned by him and Mrs. Davis. (ii) Subject to the matters referred to in paragraphs (a) and (b)(i) hereof, Mrs. Davis has shared power to vote or direct the vote and shared power to dispose or direct the disposition of the -0- shares of Common Stock which were jointly owned by her and Mr. Davis, and may be deemed to have shared power to vote or direct the vote and shared power to dispose or direct the disposition of the -0- shares of Common Stock which were owned by Mr. Davis. Page 4 of 7 Pages (c) A description of all transactions in the shares of Common Stock which have been effected jointly and/or separately by Mr. and Mrs. Davis is set forth in Schedule A attached hereto and is incorporated herein by reference. (d) Not applicable. (e) "On June 9, 2000, Mr. Davis directed the Sale of 10,000 shares of common stock beneficially owned by him and Mrs. Davis and as a result thereof they ceased to have five percent (5%) or more of a beneficial ownership interest in the outstanding shares of Common Stock. Currently, Mr. & Mrs. Davis beneficially own 0.00% of the outstanding shares of Common Stock." Item 6. CONTRACTS, ARRANGEMENTS, UNDERTAKINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. There are no relevant contracts, arrangements, undertakings or relationships between Mr. and/or Mrs. Davis (except that Mr. Davis and Mrs. Davis are husband and wife and Mr. Davis generally directs Mrs. Davis' investment decisions with respect to any of the securities) and/or with any other person with respect to any securities of the Company. Page 5 of 7 Pages Signature. After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certify that the information set forth in this statement is true, complete and correct. 6/19/00 Jerome H. Davis Date (Signature) 6/19/00 Susan B. Davis Date (Signature) Page 6 of 7 Pages Schedule A Information with Respect to Transactions in the Common Stock of Ohio State Financial Services, Inc. by Jerome H. Davis and Susan B. Davis
Date of No. of Shrs Price Per Shr Where How Transa- Purchased (excl. commis- Trans- Trans- tion (Sold) sions) acted acted Jerome H. Davis: 1. 2/10/99 2,000 $12.125 OTC 2. 2/11/99 2,000 $12.125 OTC 3. 4/27/00 10,500 $8.81310 OTC Jerome H. and Susan B. Davis: 4. 5/24/00 10,000 $9.000 OTC 5. 6/9/00 10,000 $8.875 OTC 6. 6/9/00 14,000 $8.875 OTC __________________________________ ** Transaction effected in the over-the-counter market ("OTC") through a standard brokerage account maintained by Mr. and/or Mrs. Davis.
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