-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UXSid+xWLES7TpYiTQ8X0CHSdN9VLDaw77iSw4nAkvdrtB00UhmrlPUOT8G6mTz5 guKornDzMaVfvO4ka06cbg== 0001096906-02-000701.txt : 20020913 0001096906-02-000701.hdr.sgml : 20020913 20020912181007 ACCESSION NUMBER: 0001096906-02-000701 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020913 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN NATIONAL INSURANCE CO /TX/ CENTRAL INDEX KEY: 0000904163 IRS NUMBER: 740484030 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78475 FILM NUMBER: 02762935 BUSINESS ADDRESS: STREET 1: ONE MOODY PLAZA, 14TH FL STREET 2: C/O GREER HERZ & ADAMS CITY: GALVESTON STATE: TX ZIP: 77550 MAIL ADDRESS: STREET 1: ONE MOODY PLZ CITY: GALVESTON STATE: TX ZIP: 77550 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MOODY NATIONAL BANK TRUST DIVISION CENTRAL INDEX KEY: 0001092903 IRS NUMBER: 740560665 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2302 POST OFFICE STREET STREET 2: POST OFFICE BOX 1139 CITY: GALVESTON STATE: TX ZIP: 77550 BUSINESS PHONE: 4097655561 MAIL ADDRESS: STREET 1: 2302 POST OFFICE ST STREET 2: PO BOX 1139 CITY: GALVESTON STATE: TX ZIP: 77550 SC 13D/A 1 moody13d_a1.txt AMENDMENT NO 1 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ---------------- SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 1)* American National Insurance Company - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 0285911056 - -------------------------------------------------------------------------------- (CUSIP Number) Manager of Trust Division, The Moody National Bank of Galveston, P.O. Box 1139, Galveston, Texas 77553-1139; (409) 765-5561, ext. 5231 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) N/A - Updating Original Filing Dated November 8, 1979 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [_]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of Pages) - ---------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 0285911056 ________________________________________________________________________________ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) The Moody National Bank of Galveston 74-0560665 ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 SOURCE OF FUNDS* N/A - No purchase occurred. Reporting Person, trustee for various trusts owning securities of Issuer, is updating original filing dated November 8, 1979. ________________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] ________________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION A National Banking Association ________________________________________________________________________________ 7 SOLE VOTING POWER NUMBER OF 12,379,161 SHARES _________________________________________________________________ 8 SHARED VOTING POWER BENEFICIALLY OWNED BY 0 _________________________________________________________________ EACH 9 SOLE DISPOSITIVE POWER REPORTING 19,826 PERSON _________________________________________________________________ 10 SHARED DISPOSITIVE POWER WITH 0 ________________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,379,161 ________________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 46.6% ________________________________________________________________________________ 14 TYPE OF REPORTING PERSON* BK ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 0285911056 ________________________________________________________________________________ Item 1. Security and Issuer. Common Stock, $1.00 par value, of American National Insurance Company, a Texas life, health and accident insurance company (the "Issuer"), the principal executive offices of which are located at One Moody Plaza, Galveston, Texas 77550. ________________________________________________________________________________ Item 2. Identity and Background. a. The Moody National Bank of Galveston (the "Bank") b. 2302 Postoffice, Galveston, Texas 77550 c. The sole business of the Bank is the operation of a banking business (including the operation of a trust division) in Galveston, Texas and surrounding areas. d. During the last five years, the Bank has not been convicted in any criminal proceeding. e. During the last five years, the Bank has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction, which proceeding resulted in the Bank's being made subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to federal or state securities laws or in any finding of any violation with respect to such law. f. The Bank is a national banking association. ________________________________________________________________________________ Item 3. Source and Amount of Funds or Other Consideration. No purchase occurred. Reporting Person, trustee for various trusts owning securities of Issuer, is updating original filing dated November 8, 1979. ________________________________________________________________________________ Item 4. Purpose of Transaction. See response to Item 3. ________________________________________________________________________________ Item 5. Interest in Securities of the Issuer. a. The aggregate number of shares of the Issuer outstanding as of March 11, 2002 is 26,558,832, and the percentage of such shares beneficially owed by the Bank, as trustee of various trusts, is approximately 46.6%. b. The Bank, as trustee, has sole power to vote or to direct the vote of 12,379,161 of the Issuer's shares. The Bank has the sole power to dispose of 19,826 of such shares; such number assumes the enforceability of precatory language contained in one trust holding 9,949,585 of the Issuer's shares directing the Bank, as trustee, not to sell shares of the Issuer. c. None. d. Not applicable. e. Not applicable. ________________________________________________________________________________ Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. The Bank is not a party to any contracts, arrangements, understandings or relationships (legal or otherwise) with any other person with respect to any securities of the Issuer, including but not limited to transfer or voting of any of the securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies. ________________________________________________________________________________ Item 7. Material to be Filed as Exhibits. None. ________________________________________________________________________________ SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. THE MOODY NATIONAL BANK OF GALVESTON By: /s/ Richard S. Cardner Date: September 11, 2002 --------------------------------- ------------------------ Richard S. Cardner, Executive Vice President and Senior Trust Officer -----END PRIVACY-ENHANCED MESSAGE-----