0000899243-20-012033.txt : 20200505 0000899243-20-012033.hdr.sgml : 20200505 20200505144821 ACCESSION NUMBER: 0000899243-20-012033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200501 FILED AS OF DATE: 20200505 DATE AS OF CHANGE: 20200505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Herz Irwin Max Jr CENTRAL INDEX KEY: 0001467687 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34280 FILM NUMBER: 20848422 MAIL ADDRESS: STREET 1: ONE MOODY PLAZA CITY: GALVESTON STATE: TX ZIP: 77550 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN NATIONAL INSURANCE CO CENTRAL INDEX KEY: 0000904163 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 740484030 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MOODY PLAZA STREET 2: SEC UNIT - 8TH FLOOR CITY: GALVESTON STATE: TX ZIP: 77550 BUSINESS PHONE: 409-766-6480 MAIL ADDRESS: STREET 1: ONE MOODY PLZ CITY: GALVESTON STATE: TX ZIP: 77550 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN NATIONAL INSURANCE CO /TX/ DATE OF NAME CHANGE: 19930714 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-05-01 0 0000904163 AMERICAN NATIONAL INSURANCE CO ANAT 0001467687 Herz Irwin Max Jr ONE MOODY PLAZA GALVESTON TX 77550 1 0 1 0 Common Stock 2020-05-01 4 M 0 750 0.00 A 20075 D Common Stock 2020-05-01 4 D 0 750 77.54 D 19325 D Restricted Stock Units 2020-05-01 4 M 0 750 0.00 D 2020-05-01 2020-05-01 Common Stock 750 0 D This transaction represents the settlement of vested restricted stock units in cash based on the closing price of Issuer's common stock on May 1, 2020. For reporting purposes, such settlement is treated as a simultaneous acquisition and disposition of the underlying common stock. Each restricted stock unit represents a contingent right to receive, upon vesting, cash in an amount equal to the closing price of Issuer's common stock on the date of vesting. These restricted stock units vested on May 1, 2020. Reporting Person is trustee of the Three R Trusts, which as of the date of this filing has direct beneficial ownership of 9,550 shares of Issuer's common stock and indirect beneficial ownership of 11,104,585 shares of Issuer's common stock. Irwin M. Herz, Jr., by J. Mark Flippin as Attorney-in-Fact 2020-05-04