13F-HR 1 form13f.txt HOLDING REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 ------------------ Check here if Amendment ; Amendment Number: This Amendment (Check only one.); [ ] is a restatement. [ ] [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: University of Notre Dame du Lac ------------------------------- Address: Investment Office ----------------- Eddy Street Commons at Notre Dame --------------------------------- 1251 N. Eddy Street, Suite 400 ------------------------------ South Bend, IN 46617-1403 -------------------------- Form 13F File Number: 28-13336 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott C. Malpass ----------------- Title: Vice President and Chief Investment Officer ------------------------------------------- Phone: (574) 631-6593 -------------- Signature, Place, and Date of Signing: /s/ Scott C. Malpass South Bend, Indiana 10/24/2011 -------------------------- ----------------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 1 ----------- Form 13F Information Table Value Total: $ 2,399 ----------- (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
FORM 13F INFORMATION TABLE Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 ----------------------------------------------------------------------------------------------------------------------------------- Value Shrs or Prn Sh/ Put/ Investment Other Voting Authority Name of Issuer Title of Class CUSIP (X$1000) Amt Prn Call Discretion Managers Sole Shared None ----------------------------------------------------------------------------------------------------------------------------------- VANGUARD INTL EMR MKT 922042858 1,977 55,178 SH Sole 55,178 EQUITY INDEX F ETF VANGUARD INDEX REIT 922908553 422 8,304 SH Sole 8,304 FDS