0001104659-23-034403.txt : 20230320 0001104659-23-034403.hdr.sgml : 20230320 20230320143036 ACCESSION NUMBER: 0001104659-23-034403 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230317 FILED AS OF DATE: 20230320 DATE AS OF CHANGE: 20230320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lorenson Katie A CENTRAL INDEX KEY: 0001681474 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39036 FILM NUMBER: 23745988 MAIL ADDRESS: STREET 1: 401 DEMERS AVENUE CITY: GRAND FORKS STATE: ND ZIP: 58201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALERUS FINANCIAL CORP CENTRAL INDEX KEY: 0000903419 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 450375407 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58201 BUSINESS PHONE: 7017953200 MAIL ADDRESS: STREET 1: PO BOX 6001 STREET 2: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58206-6001 FORMER COMPANY: FORMER CONFORMED NAME: FIRST NATIONAL CORP NORTH DAKOTA DATE OF NAME CHANGE: 19980312 4 1 tm239726-3_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2023-03-17 0 0000903419 ALERUS FINANCIAL CORP ALRS 0001681474 Lorenson Katie A 401 DEMERS AVENUE GRAND FORKS ND 58201 1 1 0 0 President and CEO 0 Common Stock 2023-03-17 4 P 0 905 16.56 A 37398 D Common Stock 1081.7130 I By the Alerus Financial Corporation Employee Stock Ownership Plan Includes 6,526 shares of restricted stock. Includes 9,188 shares held jointly with Ms. Lorenson's spouse. Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report. /s/ Scott Fenske, by power of attorney 2023-03-20