0001104659-23-033584.txt : 20230317 0001104659-23-033584.hdr.sgml : 20230317 20230317082057 ACCESSION NUMBER: 0001104659-23-033584 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230316 FILED AS OF DATE: 20230317 DATE AS OF CHANGE: 20230317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keney Missy CENTRAL INDEX KEY: 0001941903 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39036 FILM NUMBER: 23740746 MAIL ADDRESS: STREET 1: 401 DEMERS AVENUE CITY: GRAND FORKS STATE: ND ZIP: 58201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALERUS FINANCIAL CORP CENTRAL INDEX KEY: 0000903419 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 450375407 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58201 BUSINESS PHONE: 7017953200 MAIL ADDRESS: STREET 1: PO BOX 6001 STREET 2: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58206-6001 FORMER COMPANY: FORMER CONFORMED NAME: FIRST NATIONAL CORP NORTH DAKOTA DATE OF NAME CHANGE: 19980312 4 1 tm239726-2_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2023-03-16 0 0000903419 ALERUS FINANCIAL CORP ALRS 0001941903 Keney Missy 401 DEMERS AVENUE GRAND FORKS ND 58201 0 1 0 0 Chief Engagement Officer & EVP Common Stock 2023-03-16 4 P 0 2 16.825 A 5582 D Common Stock 2023-03-16 4 P 0 135 16.890 A 5717 D Common Stock 2023-03-16 4 P 0 451 16.930 A 6168 D Common Stock 4345 I By spouse Common Stock 3309.0183 I By the Alerus Financial Corporation Employee Stock Ownership Plan Common Stock 3971.2185 I By the Alerus Financial Corporation Employee Stock Ownership Plan Includes 3,152 shares held jointly with Ms. Keney's spouse. Includes 3,287 shares held jointly with Ms. Keney's spouse. Includes 3,738 shares held jointly with Ms. Keney's spouse. All 4,345 shares are shares of restricted stock. Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report. Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report. All shares are held by the Alerus Financial Corporation Employee Stock Ownership Plan in the name of Ms. Keney's spouse. /s/ Scott Fenske, by power of attorney 2023-03-17