0001104659-23-024390.txt : 20230222
0001104659-23-024390.hdr.sgml : 20230222
20230222181027
ACCESSION NUMBER: 0001104659-23-024390
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230219
FILED AS OF DATE: 20230222
DATE AS OF CHANGE: 20230222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hendry Jon
CENTRAL INDEX KEY: 0001942217
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39036
FILM NUMBER: 23655066
MAIL ADDRESS:
STREET 1: 401 DEMERS AVENUE
CITY: GRAND FORKS
STATE: ND
ZIP: 58201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALERUS FINANCIAL CORP
CENTRAL INDEX KEY: 0000903419
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 450375407
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 401 DEMERS AVE
CITY: GRAND FORKS
STATE: ND
ZIP: 58201
BUSINESS PHONE: 7017953200
MAIL ADDRESS:
STREET 1: PO BOX 6001
STREET 2: 401 DEMERS AVE
CITY: GRAND FORKS
STATE: ND
ZIP: 58206-6001
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST NATIONAL CORP NORTH DAKOTA
DATE OF NAME CHANGE: 19980312
4
1
tm237386-4_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2023-02-19
0
0000903419
ALERUS FINANCIAL CORP
ALRS
0001942217
Hendry Jon
401 DEMERS AVENUE
GRAND FORKS
ND
58201
0
1
0
0
Chief Technology Officer & EVP
Common Stock
2023-02-19
4
M
0
3232
A
50106
D
Common Stock
2023-02-19
4
A
0
1616
0.00
A
51722
D
Common Stock
2023-02-19
4
F
0
1527
20.25
D
50195
D
Common Stock
3000
I
By spouse
Common Stock
21051.8737
I
By the Alerus Financial Corporation Employee Stock Ownership Plan
Peformance-Based Restricted Stock Units
2023-02-19
4
M
0
3232
0.00
D
Common Stock
3232
0
D
Performance-based restricted stock units convert into common stock on a one-for-one basis.
Includes 46,398 shares held jointly with Mr. Hendry's spouse.
Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.
On February 19, 2020 the reporting person was granted 3,232 performance-based restricted stock units, vesting on February 19, 2023, so long as Alerus Financial Corporation meets certain total stockholder return goals.
/s/ Scott Fenske, by power of attorney
2023-02-22