0001104659-23-009823.txt : 20230202 0001104659-23-009823.hdr.sgml : 20230202 20230202142611 ACCESSION NUMBER: 0001104659-23-009823 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230202 DATE AS OF CHANGE: 20230202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newman Randy L CENTRAL INDEX KEY: 0001786850 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39036 FILM NUMBER: 23580195 MAIL ADDRESS: STREET 1: 401 DEMERS AVENUE CITY: GRAND FORKS STATE: ND ZIP: 58201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALERUS FINANCIAL CORP CENTRAL INDEX KEY: 0000903419 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 450375407 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58201 BUSINESS PHONE: 7017953200 MAIL ADDRESS: STREET 1: PO BOX 6001 STREET 2: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58206-6001 FORMER COMPANY: FORMER CONFORMED NAME: FIRST NATIONAL CORP NORTH DAKOTA DATE OF NAME CHANGE: 19980312 5 1 tm235177-9_5seq1.xml OWNERSHIP DOCUMENT X0306 5 2022-12-31 0 0 1 0000903419 ALERUS FINANCIAL CORP ALRS 0001786850 Newman Randy L 401 DEMERS AVENUE GRAND FORKS ND 58201 1 0 0 0 Common Stock 2022-05-11 4 A 0 L 1350 0.00 A 501021 D Common Stock 168905 I By spouse Common Stock 88256.1769 I By the Alerus Financial Corporation Employee Stock Ownership Plan All shares were acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan. Indicates the total number of shares of common stock owned directly by Mr. Newman as of December 31, 2022. Includes 11,294 shares of restricted stock. /s/ Scott Fenske, by power of attorney 2023-02-02