0001104659-23-009823.txt : 20230202
0001104659-23-009823.hdr.sgml : 20230202
20230202142611
ACCESSION NUMBER: 0001104659-23-009823
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230202
DATE AS OF CHANGE: 20230202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Newman Randy L
CENTRAL INDEX KEY: 0001786850
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39036
FILM NUMBER: 23580195
MAIL ADDRESS:
STREET 1: 401 DEMERS AVENUE
CITY: GRAND FORKS
STATE: ND
ZIP: 58201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALERUS FINANCIAL CORP
CENTRAL INDEX KEY: 0000903419
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 450375407
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 401 DEMERS AVE
CITY: GRAND FORKS
STATE: ND
ZIP: 58201
BUSINESS PHONE: 7017953200
MAIL ADDRESS:
STREET 1: PO BOX 6001
STREET 2: 401 DEMERS AVE
CITY: GRAND FORKS
STATE: ND
ZIP: 58206-6001
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST NATIONAL CORP NORTH DAKOTA
DATE OF NAME CHANGE: 19980312
5
1
tm235177-9_5seq1.xml
OWNERSHIP DOCUMENT
X0306
5
2022-12-31
0
0
1
0000903419
ALERUS FINANCIAL CORP
ALRS
0001786850
Newman Randy L
401 DEMERS AVENUE
GRAND FORKS
ND
58201
1
0
0
0
Common Stock
2022-05-11
4
A
0
L
1350
0.00
A
501021
D
Common Stock
168905
I
By spouse
Common Stock
88256.1769
I
By the Alerus Financial Corporation Employee Stock Ownership Plan
All shares were acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan.
Indicates the total number of shares of common stock owned directly by Mr. Newman as of December 31, 2022. Includes 11,294 shares of restricted stock.
/s/ Scott Fenske, by power of attorney
2023-02-02