0001104659-22-027189.txt : 20220225 0001104659-22-027189.hdr.sgml : 20220225 20220225133545 ACCESSION NUMBER: 0001104659-22-027189 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220223 FILED AS OF DATE: 20220225 DATE AS OF CHANGE: 20220225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newman Randy L CENTRAL INDEX KEY: 0001786850 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39036 FILM NUMBER: 22677946 MAIL ADDRESS: STREET 1: 401 DEMERS AVENUE CITY: GRAND FORKS STATE: ND ZIP: 58201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALERUS FINANCIAL CORP CENTRAL INDEX KEY: 0000903419 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 450375407 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58201 BUSINESS PHONE: 7017953200 MAIL ADDRESS: STREET 1: PO BOX 6001 STREET 2: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58206-6001 FORMER COMPANY: FORMER CONFORMED NAME: FIRST NATIONAL CORP NORTH DAKOTA DATE OF NAME CHANGE: 19980312 4 1 tm227743-2_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-02-23 0 0000903419 ALERUS FINANCIAL CORP ALRS 0001786850 Newman Randy L 401 DEMERS AVENUE GRAND FORKS ND 58201 1 0 0 0 Common Stock 2022-02-23 4 A 0 2726 0.00 A 500794 D Common Stock 2022-02-23 4 F 0 1123 28.75 D 499671 D Common Stock 168905 I By spouse Common Stock 89275.7618 I By the Alerus Financial Corporation Employee Stock Ownership Plan Includes 11,294 shares of restricted stock Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report. /s/ Scott Fenske, by power of attorney 2022-02-25