0001104659-21-065653.txt : 20210513 0001104659-21-065653.hdr.sgml : 20210513 20210513103436 ACCESSION NUMBER: 0001104659-21-065653 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210512 FILED AS OF DATE: 20210513 DATE AS OF CHANGE: 20210513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH SALLY J CENTRAL INDEX KEY: 0001265911 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39036 FILM NUMBER: 21917768 MAIL ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 1600 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALERUS FINANCIAL CORP CENTRAL INDEX KEY: 0000903419 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 450375407 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58201 BUSINESS PHONE: 7017953200 MAIL ADDRESS: STREET 1: PO BOX 6001 STREET 2: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58206-6001 FORMER COMPANY: FORMER CONFORMED NAME: FIRST NATIONAL CORP NORTH DAKOTA DATE OF NAME CHANGE: 19980312 4 1 tm2116200-6_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-05-12 0 0000903419 ALERUS FINANCIAL CORP ALRS 0001265911 SMITH SALLY J 401 DEMERS AVENUE GRAND FORKS ND 58201 1 0 0 0 Common Stock 2021-05-12 4 A 0 1215 0.00 A 90994 D All 1,215 shares were acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan. /s/ Scott Fenske, by power of attorney 2021-05-13