0001104659-21-038994.txt : 20210319 0001104659-21-038994.hdr.sgml : 20210319 20210319151830 ACCESSION NUMBER: 0001104659-21-038994 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210217 FILED AS OF DATE: 20210319 DATE AS OF CHANGE: 20210319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newman Randy L CENTRAL INDEX KEY: 0001786850 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39036 FILM NUMBER: 21757886 MAIL ADDRESS: STREET 1: 401 DEMERS AVENUE CITY: GRAND FORKS STATE: ND ZIP: 58201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALERUS FINANCIAL CORP CENTRAL INDEX KEY: 0000903419 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 450375407 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58201 BUSINESS PHONE: 7017953200 MAIL ADDRESS: STREET 1: PO BOX 6001 STREET 2: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58206-6001 FORMER COMPANY: FORMER CONFORMED NAME: FIRST NATIONAL CORP NORTH DAKOTA DATE OF NAME CHANGE: 19980312 4 1 tm219827-3_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-02-17 0 0000903419 ALERUS FINANCIAL CORP ALRS 0001786850 Newman Randy L 401 DEMERS AVENUE GRAND FORKS ND 58201 1 1 0 0 Chairman, CEO and President Restricted Stock Units 2021-02-17 4 A 0 14723 0 A Common Stock 14723 14723 D Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock. Includes 5,889 restricted stock units that have time-based vesting components. Includes 8,834 restricted stock units that have performance-based vesting components. The time-based restricted stock units vest on February 17, 2024. The performance-based restricted stock units vest on February 17, 2024, so long as Alerus Financial Corporation meets certain total stockholder return goals. /s/ Scott Fenske, by power of attorney 2021-03-19