0001104659-21-037011.txt : 20210316 0001104659-21-037011.hdr.sgml : 20210316 20210316135910 ACCESSION NUMBER: 0001104659-21-037011 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210316 DATE AS OF CHANGE: 20210316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lemke Kevin D CENTRAL INDEX KEY: 0001786856 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39036 FILM NUMBER: 21744980 MAIL ADDRESS: STREET 1: 401 DEMERS AVENUE CITY: GRAND FORKS STATE: ND ZIP: 58201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALERUS FINANCIAL CORP CENTRAL INDEX KEY: 0000903419 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 450375407 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58201 BUSINESS PHONE: 7017953200 MAIL ADDRESS: STREET 1: PO BOX 6001 STREET 2: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58206-6001 FORMER COMPANY: FORMER CONFORMED NAME: FIRST NATIONAL CORP NORTH DAKOTA DATE OF NAME CHANGE: 19980312 5 1 tm219827-2_5seq1.xml OWNERSHIP DOCUMENT X0306 5 2020-12-31 0 0 0 0000903419 ALERUS FINANCIAL CORP ALRS 0001786856 Lemke Kevin D 401 DEMERS AVENUE GRAND FORKS ND 58201 1 0 0 0 Common Stock 2019-09-17 5 G 0 L 200 0.00 D 75459 D Common Stock 2019-09-19 5 G 0 L 800 0.00 D 74659 D Common Stock 2020-11-24 5 W 0 L 2643 0.00 A 79416 D Common Stock 19000 I By Trust Indicates the total number of shares of common stock owned directly by Mr. Lemke as of September 17, 2019. Indicates the total number of shares of common stock owned directly by Mr. Lemke as of September 19, 2019. Indicates the total number of shares of common stock owned directly by Mr. Lemke as of December 31, 2020. Mr. Lemke filed a Form 4 on June 1, 2020 reporting the acquisition of 2,144 shares of common stock acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan. The number of shares of common stock that were actually acquired was 2,114 shares, which was noted in the footnote to column 4 of the Form 4. 19,000 shares of common stock are held by Mr. Lemke as trustee of the Doreen D. Lemke Testamentary Family Trust. Mr. Lemke possesses sole voting and investment power with respect to these shares. /s/ Scott Fenske, by power of attorney 2021-03-16