0001104659-21-037011.txt : 20210316
0001104659-21-037011.hdr.sgml : 20210316
20210316135910
ACCESSION NUMBER: 0001104659-21-037011
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210316
DATE AS OF CHANGE: 20210316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lemke Kevin D
CENTRAL INDEX KEY: 0001786856
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39036
FILM NUMBER: 21744980
MAIL ADDRESS:
STREET 1: 401 DEMERS AVENUE
CITY: GRAND FORKS
STATE: ND
ZIP: 58201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALERUS FINANCIAL CORP
CENTRAL INDEX KEY: 0000903419
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 450375407
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 401 DEMERS AVE
CITY: GRAND FORKS
STATE: ND
ZIP: 58201
BUSINESS PHONE: 7017953200
MAIL ADDRESS:
STREET 1: PO BOX 6001
STREET 2: 401 DEMERS AVE
CITY: GRAND FORKS
STATE: ND
ZIP: 58206-6001
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST NATIONAL CORP NORTH DAKOTA
DATE OF NAME CHANGE: 19980312
5
1
tm219827-2_5seq1.xml
OWNERSHIP DOCUMENT
X0306
5
2020-12-31
0
0
0
0000903419
ALERUS FINANCIAL CORP
ALRS
0001786856
Lemke Kevin D
401 DEMERS AVENUE
GRAND FORKS
ND
58201
1
0
0
0
Common Stock
2019-09-17
5
G
0
L
200
0.00
D
75459
D
Common Stock
2019-09-19
5
G
0
L
800
0.00
D
74659
D
Common Stock
2020-11-24
5
W
0
L
2643
0.00
A
79416
D
Common Stock
19000
I
By Trust
Indicates the total number of shares of common stock owned directly by Mr. Lemke as of September 17, 2019.
Indicates the total number of shares of common stock owned directly by Mr. Lemke as of September 19, 2019.
Indicates the total number of shares of common stock owned directly by Mr. Lemke as of December 31, 2020.
Mr. Lemke filed a Form 4 on June 1, 2020 reporting the acquisition of 2,144 shares of common stock acquired pursuant to an annual director award issued under the Alerus Financial Corporation 2019 Equity Incentive Plan. The number of shares of common stock that were actually acquired was 2,114 shares, which was noted in the footnote to column 4 of the Form 4.
19,000 shares of common stock are held by Mr. Lemke as trustee of the Doreen D. Lemke Testamentary Family Trust. Mr. Lemke possesses sole voting and investment power with respect to these shares.
/s/ Scott Fenske, by power of attorney
2021-03-16