-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PpTA3uURw9RzY80s4ZB5fq7QIqfiJVIE1Qubkz6I3trmKq4MrQCw/NYDdvBk0bT9 1thEwjKUnMmaGVD+kAeVfQ== 0000903419-00-000001.txt : 20000215 0000903419-00-000001.hdr.sgml : 20000215 ACCESSION NUMBER: 0000903419-00-000001 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST NATIONAL CORP NORTH DAKOTA CENTRAL INDEX KEY: 0000903419 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 450375407 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-54391 FILM NUMBER: 540232 BUSINESS ADDRESS: STREET 1: 322 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58201 MAIL ADDRESS: STREET 1: PO BOX 6001 STREET 2: 2401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58206-6001 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST NATIONAL CORP NORTH DAKOTA CENTRAL INDEX KEY: 0000903419 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 450375407 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 322 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58201 MAIL ADDRESS: STREET 1: PO BOX 6001 STREET 2: 2401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58206-6001 SC 13G 1 Securities and Exchange Commission Washington, DC 20579 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. _____)* First National Corporation North Dakota Common Stock, $1 par value CUSIP #335904108 Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP #335904108 1. Name of reporting person S.S. or I.R.S. Identification No. of above person First National Corporation North Dakota Taxpayer Identification No. 45-0375407 2. Check the appropriate box if a member of a group* (A) [ ] (B) [x] 3. Sec. use only 4. Citizenship or place of organization North Dakota 5. Sole voting power Number of 68,019 shares beneficially 6. Shared voting power owned by 470,139 each reporting person with 7. Sole dispositive power 68,019 8. Shared dispositive power 470,139 9. Aggregate amount beneficially owned by each reporting person 538,158 10. Check box if the aggregate amount in row (9) excludes certain shares* [ ] 11. Percent of class represented by amount in row 9 20.6376% 12. Type of reporting person* HC Securities and Exchange Commission Washington, DC 20579 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. _____)* First National Corporation North Dakota Common Stock, $1 par value CUSIP #335904108 Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP #335904108 1. Name of reporting person S.S. or I.R.S. Identification No. of above person First National Bank North Dakota Taxpayer Identification No. 45-0140105 2. Check the appropriate box if a member of a group* (A) [ ] (B) [x] 3. Sec. use only 4. Citizenship or place of organization United States (National Bank) 5. Sole voting power Number of 68,019 shares beneficially 6. Shared voting power owned by 470,139 each reporting person with 7. Sole dispositive power 68,019 8. Shared dispositive power 470,139 9. Aggregate amount beneficially owned by each reporting person 538,158 10. Check box if the aggregate amount in row (9) excludes certain shares* [ ] 11. Percent of class represented by amount in row 9 20.6376% 12. Type of reporting person* BK STATEMENT OF SCHEDULE 13G Item 1(a) Name of Issuer: First National Corporation North Dakota Item 1(b) Address of Issuer's Principal Executive Offices: 2401 Demers Ave. Grand Forks, ND 58203 Item 2(a) Name of Person Filing: 1. First National Corporation North Dakota 2. First National Bank North Dakota This Statement is filed by First National Corporation on behalf of each of the above-named persons, pursuant to Rule 13d-1(f). Attached is an agreement in writing between the above-named persons that this Statement be so filed on behalf of each of them. First National Bank North Dakota is a bank as defined in Section 3(a)(6) of the Act and is a wholly-owned subsidiary of First National Corporation North Dakota. Item 2(b) Address of Principal Business Office: 1. First National Corporation North Dakota 2401 Demers Ave. Grand Forks, ND 58203 2. First National Bank North Dakota 2401 Demers Ave. Grand Forks, ND 58203 Item 2(c) Citizenship: 1. First National Corporation North Dakota is a Delaware corporation 2. First National Bank North Dakota is a national banking association organized under the laws of th United States. Item 2(d) Title of Class of Securities Common Stock, $1 par value Item 2(e) CUSIP Number: 335904108 Item 3 If this Statement is filed pursuant to Rules 13d-1(b) or 13d-2(b): 1. First National Corporation North Dakota is a parent holding company - Item 3 classification: (g). 2. First National Bank North Dakota is a bank defined in Section 3(a)(6) of the Act - Item 3 classification: (b). Item 4 Ownership (a) Amount Beneficially Owner: First National Bank North Dakota may be deemed the beneficial owner of 538,158 shares of First National Corporation Common Stock held by it in a fiduciary capacity for various trusts, agency accounts, and other fiduciary accounts. First National Corporation North Dakota, as the sole shareholder of First National Bank North Dakota, may be deemed to beneficially own such shares indirectly. Neither First National Corporation North Dakota nor First National Bank North Dakota has any rights to acquire additional shares through the exercise of options or otherwise. (b) Percent of Class: 20.6376% (c) Number of above shares as to which First National Bank North Dakota and, indirectly, First National Corporation North Dakota, have: (i) Sole power to vote or direct the vote: 68,019 shares. (ii) Shared power to vote or direct the vote: 470,139 shares. (iii) Sole power to dispose or to direct the disposition of: 68,019 shares. (iv) Shared power to dispose or direct the disposition of: 470,139 shares. The persons filing disclaim beneficial ownership of, and the filing of this Statement shall not be construed as an admission that the persons filing are beneficial owners of, the shares covered by this Statement for purposes of Sections 13, 14, or 16 of the Act. Item 5 Ownership of Five Percent or Less of a Class: Not applicable. Item 6 Ownership of More than Five Percent on Behalf of Another Person: All of the shares covered by this Statement are held in a fiduciary capacity. Accordingly, persons other than First National Corporation North Dakota and First National Bank North Dakota have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such shares. No person individually has such an interest that relates to more than five percent of the class. Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: This schedule is filed by a parent holding company on its own behalf and on behalf of its wholly-owned subsidiary bank (Item 3 classification: [b]). Attached is an Exhibit identifying such subsidiary. Item 8 Identification and Classification of Members of the Group: Not applicable. Item 9 Notice of Dissolution of Group: Not applicable. Item 10 Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities an were not acquired in connection with or as a participant in any transaction having such purposes or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. DATED: February 14, 2000 FIRST NATIONAL CORPORATION NORTH DAKOTA By:Maren Daley Its: Secretary EXHIBIT TO SCHEDULE 13G Item 7 First National Bank North Dakota Item 3 classification: (b). AGREEMENT The undersigned hereby agree that the Statement of Schedule 13G, to which this Agreement is attached shall be filed on behalf of First National Corporation North Dakota, a Delaware corporation, and First National Bank North Dakota, a national banking association, by First National Corporation North Dakota, which owns all of the outstanding capital stock of First National Bank North Dakota. DATED: February 14, 2000 FIRST NATIONAL CORPORATION NORTH DAKOTA By: Maren Daley Its: Secretary FIRST NATIONAL BANK NORTH DAKOTA By: Maren daley Its: Secretary -----END PRIVACY-ENHANCED MESSAGE-----