0001179110-18-000481.txt : 20180104 0001179110-18-000481.hdr.sgml : 20180104 20180104123954 ACCESSION NUMBER: 0001179110-18-000481 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180102 FILED AS OF DATE: 20180104 DATE AS OF CHANGE: 20180104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HYDE JOSEPH R III CENTRAL INDEX KEY: 0000903352 STATE OF INCORPORATION: TN FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50549 FILM NUMBER: 18509248 MAIL ADDRESS: STREET 1: PO BOX 1152 CITY: MEMPHIS STATE: TN ZIP: 38101-1152 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GTX INC /DE/ CENTRAL INDEX KEY: 0001260990 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 621715807 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 175 TOYOTA PLAZA STREET 2: 7TH FLOOR CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 901-523-9700 MAIL ADDRESS: STREET 1: 175 TOYOTA PLAZA STREET 2: 7TH FLOOR CITY: MEMPHIS STATE: TN ZIP: 38103 4 1 edgar.xml FORM 4 - X0306 4 2018-01-02 0 0001260990 GTX INC /DE/ GTXI 0000903352 HYDE JOSEPH R III 175 TOYOTA PLAZA 7TH FLOOR MEMPHIS TN 38103 1 0 1 0 Common Stock 2018-01-02 4 A 0 1363.438 11.46 A 1734893.292 D Common Stock 21646 I By Spouse Common Stock 500000 I By 2017-1 GRAT Common Stock 500000 I By 2017-2 GRAT Common Stock 500000 I By 2017-3 GRAT Common Stock 250000 I By 2017-4 GRAT Common Stock 250000 I By 2017-5 GRAT Common Stock 250000 I By 2017-6 GRAT Common Stock 500000 I By 2017-7 GRAT Common Stock 500000 I By 2017-8 GRAT Common Stock 500000 I By 2017-9 GRAT Common Stock 250000 I By 2017-10 GRAT Common Stock 250000 I By 2017-11 GRAT Common Stock 250000 I By 2017-12 GRAT Common Stock 50889 I By Trust Common Stock 50889 I By Trust Common Stock 50889 I By Trust Common Stock 20378 I By Trust Common Stock 11435 I By Trust Common Stock 14535 I By Pittco Associates III, L.P. Common Stock 391571 I By Pittco Investments, L.P. Excludes 2,250,000 shares previously owned directly by the reporting person which were contributed to the 2017-7, 2017-8, 2017-9, 2017-10, 2017-11 and 2017-12 Grantor Retained Annuity Trusts on November 9, 2017 and represents a change in form of beneficial ownership. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therin, and the inclusion of these shares in his report shall not be deemed an admission of beneficial ownership of the reported shares for the purpose of Section 16 or any other purpose. /s/ Henry P. Doggrell, by Power of Attorney 2018-01-04