0001012975-14-000594.txt : 20140924 0001012975-14-000594.hdr.sgml : 20140924 20140924150630 ACCESSION NUMBER: 0001012975-14-000594 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140922 FILED AS OF DATE: 20140924 DATE AS OF CHANGE: 20140924 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ascena Retail Group, Inc. CENTRAL INDEX KEY: 0001498301 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 300641353 STATE OF INCORPORATION: DE FISCAL YEAR END: 0725 BUSINESS ADDRESS: STREET 1: 933 MACARTHUR BOULEVARD CITY: MAHWAH STATE: NJ ZIP: 07430 BUSINESS PHONE: 551.777.6700 MAIL ADDRESS: STREET 1: 933 MACARTHUR BOULEVARD CITY: MAHWAH STATE: NJ ZIP: 07430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAFFE ELLIOT S CENTRAL INDEX KEY: 0000903343 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11736 FILM NUMBER: 141118290 MAIL ADDRESS: STREET 1: 30 DUNNIGAN DR STREET 2: C/O DRESS BARN CITY: SUFFERN STATE: NY ZIP: 10901 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-09-22 0001498301 Ascena Retail Group, Inc. ASNA 0000903343 JAFFE ELLIOT S C/O ASCENA RETAIL GROUP, INC. 933 MACARTHUR BOULEVARD MAHWAH NJ 07430 1 1 0 0 Chairman Common 2014-09-22 4 A 0 1667 0 A 1052447 D Common 762938 I See footnote Restricted Stock Units 0 2014-09-22 4 M 0 1667 0 D Common 1667 1667 D Restricted Stock Units 0 2014-09-24 4 A 0 5000 0 A Common 5000 5000 D On September 20, 2012, the reporting person was granted 5,000 restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date. Shares are held by Roslyn Jaffe, Mr. Jaffe's wife. Mr. Jaffe disclaims beneficial ownership of these shares. Granted under the Company's 2010 Stock Incentive Plan. On September 24, 2014, the reporting person was granted 5,000 restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date. /s/ Mary Beth Riley - by power of attorney 2014-09-24