0001179110-20-009233.txt : 20200821 0001179110-20-009233.hdr.sgml : 20200821 20200821174017 ACCESSION NUMBER: 0001179110-20-009233 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200819 FILED AS OF DATE: 20200821 DATE AS OF CHANGE: 20200821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERMAN LYLE CENTRAL INDEX KEY: 0000903291 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38226 FILM NUMBER: 201124275 MAIL ADDRESS: STREET 1: 130 CHESHIRE LANE CITY: MINNETONKA STATE: MN ZIP: 55350 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allied Esports Entertainment, Inc. CENTRAL INDEX KEY: 0001708341 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 821659427 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17877 VON KARMAN AVENUE, SUITE 300 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: (949) 225-2600 MAIL ADDRESS: STREET 1: 17877 VON KARMAN AVENUE, SUITE 300 CITY: IRVINE STATE: CA ZIP: 92614 FORMER COMPANY: FORMER CONFORMED NAME: Black Ridge Acquisition Corp. DATE OF NAME CHANGE: 20170602 4 1 edgar.xml FORM 4 - X0306 4 2020-08-19 0 0001708341 Allied Esports Entertainment, Inc. AESE 0000903291 BERMAN LYLE 130 CHESHIRE LANE, SUITE 101 MINNETONKA MN 55305 1 0 0 1 Chairman Common Stock 2020-08-19 4 S 0 455800 2.5282 D 1065350 D The reporting person's sale of AESE common stock reported herein may be matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 42,968 shares, with the distribution of 42,968 shares of common stock on August 10, 2020, from Black Ridge Oil & Gas, Inc. ("BROG"), which the Reporting Person serves as a director, pursuant to BROG's 2018 Stock Management Incentive Plan dated March 6, 2018; at a price of $2.0191 per share. The reporting person has agreed to pay to AESE, upon settlement of the sale, $21,875.01, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. Includes 3,534 shares subject to restrictions; which restrictions lapse on 9/20/2020. All shares held by the Reporting Person's Revocable Trust. Exhibit 24.1 Power of Attorney filed On September 24, 2019 and incorporated herein by reference /s/ Lyle Berman 2020-08-21