EX-1.01 2 d908217dex101.htm EX-1.01 EX-1.01

Exhibit 1.01

Conflict Minerals Report of Gentherm Incorporated

This Conflict Minerals Report of Gentherm Incorporated (“Gentherm”, “we”, “us”, “our” or the “Company”) covers the reporting period from January 1 to December 31, 2024. This report was prepared in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended.

Business Overview

Gentherm Incorporated is the global market leader of innovative thermal management and pneumatic comfort technologies for the automotive industry and a leader in medical patient temperature management. Automotive products include variable temperature Climate Control Seats, heated interior systems (including heated seats, steering wheels, armrests and other components), battery performance solutions, cable systems, lumbar and massage comfort solutions, fuel management valve systems and other valve systems for brake and engine systems, and other electronic devices. Our automotive products can be found on vehicles manufactured by nearly all the major original equipment manufacturers (“OEMs”) operating in North America and Europe, and several major OEMs in Asia. We operate in locations aligned with our major customers’ product strategies to provide locally enhanced design, integration and production capabilities. Medical products include patient temperature management systems. Our medical products can be found in hospitals throughout the world, primarily in the U.S., China, Germany and Brazil.

The products that the Company manufactured or contracted to have manufactured in 2024 that it determined contain or may contain any 3TG (as defined below) are listed below (the “Covered Products”).

 

   

Automotive Climate & Comfort Products:

 

   

Heater Mats

 

   

Air Moving Devices

 

   

Thermoelectric Modules

 

   

Electronic Control Modules

 

   

Battery Performance Systems:

 

   

Thermoelectric Cooling Modules

 

   

Battery Heaters

 

   

Battery Cell Connecting Boards

 

   

Wiring Harnesses and Cables

 

   

Electronics and Medical Products:

 

   

Printed Circuit Boards

 

   

Patient Thermal Management Devices

 

   

Cardiovascular Heater/Cooler Devices

Due Diligence Framework and Overview

We undertook due diligence on the source and chain of custody of tantalum, tin, tungsten, and gold (“Conflict Minerals” or “3TG”) that are necessary to the functionality or production of products manufactured or contracted to be manufactured by us. We designed our due diligence to conform to an internationally recognized due diligence framework, the Organization for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Third Edition, and related supplements (“OECD Framework”).


The OECD Framework divides the entire Conflict Mineral supply chain into upstream and downstream entities. An upstream entity is within the Conflict Mineral supply chain from the mine to the smelter or refiner and includes miners, local traders, and exporters from the country of mineral origin, international concentrate traders, mineral processors, smelters, and refiners. A downstream entity is within the Conflict Mineral supply chain from when the mineral leaves the smelter or refiner to when it arrives at the retailer and includes metal traders and exchanges, component manufacturers, product manufacturers, original equipment manufacturers, and retailers.

The Company is a downstream entity and is typically several tiers removed from the smelter or refiner and the origin of the Conflict Minerals present in our supply chain for Covered Products. We have limited visibility beyond our direct suppliers to entities within the supply chain. Therefore, we rely principally on our direct suppliers to provide us with sourcing information for the Conflict Minerals present in their supply chain.

We conduct a portion of our due diligence using tools and relying on information provided by the Responsible Minerals Initiative (“RMI”), an industry group that works to address Conflict Minerals issues within supply chains. We use the Conflict Minerals Reporting Template (“CMRT”) to facilitate the collection of information on the source of Conflict Minerals. We also rely on appropriate third-party assessments of smelter and refiner management systems and sourcing practices for Conflict Minerals to validate conformance with appropriate practices.

Due Diligence Process

The OECD Framework provides a five-step framework for risk-based due diligence in the Conflict Mineral supply chain. Set forth below, we disclose the actions we took to exercise due diligence under this framework for the sourcing of Conflict Minerals we used or may have used when manufacturing or contracting to manufacture the Covered Products.

Step 1 - Establish strong company management systems

• As of January 2025, we updated and expanded our Responsible Sourcing Policy for Minerals and Other Raw Materials (the “Responsible Sourcing Policy”). We communicated to our suppliers and other stakeholders about this revised policy later in 2025. This policy states our commitment to source minerals and other raw materials in a responsible and ethical manner. This policy also includes requirements for suppliers to utilize smelters, refiners and processors that have been validated as conformant to an applicable independent OECD aligned, third party-assured responsible sourcing validation program. The Responsible Sourcing Policy is publicly available on our corporate website:

https://ir.gentherm.com/corporate-governance/policies-reports

• The Company’s standard purchasing Terms and Conditions require compliance with all statutory legal requirements currently in effect or as may be implemented from time to time relating to its products, including the Covered Products, and are available on our corporate website:

https://gentherm.com/en/automotive/automotive-resource-center/

• The Company utilizes an internal team, led by our Legal and Compliance employees, with support from our Purchasing and Supplier Quality teams. This team has oversight and ownership of the Responsible Sourcing Policy and public reporting matters. Such efforts include determining the program scope and process, collecting and reviewing supplier submissions and information and addressing the implementation and progress of our due diligence.


• The Company subscribed to a Conflict Minerals Platform (“iPoint”), an on-demand software solution that enables the Company to collect, manage, aggregate, validate, and report Conflict Minerals information. Furthermore, iPoint performs an automated assessment of the applicable smelter and refiner list and the completeness and accuracy of the CMRT responses, which we utilize as part of our own assessment of CMRT responses.

• The Company utilizes the CMRT as our primary means of collecting data from our In-Scope Suppliers (as defined below). We encourage these suppliers to use the most current CMRT when reporting to us and obtaining information from their supply chain.

Step 2 - Identify and assess risks in the supply chain

• The Company has instituted Conflict Minerals reporting requirements as part of our suppliers’ contractual obligations through our onboarding process, and we have encouraged our suppliers to extend the same obligations to their supply chain.

• The Company engaged a third party to assist in the collection and aggregation of supplier submissions, as well as managing related communications.

• The Company, through the service provider, conducted a survey of our In-Scope Suppliers using iPoint and/or the CMRT to identify the smelters, refiners and processors in our supply chain for Covered Products. The process also undertook reasonable efforts to obtain and review additional information on responses that were incomplete, unclear, or inconsistent.

• For In-Scope Suppliers that are distributors and cannot legally report on behalf of their supply chain, we asked that they issue a statement regarding their company’s position on Conflict Minerals. Additionally, such suppliers can supplement their statement with CMRTs that have been submitted by their supply chain.

Step 3 - Design and implement a strategy to respond to identified risks

• The Company’s conflict minerals team reports findings of supply chain risk to the appropriate leadership, including Legal and Compliance, Purchasing, and Supplier Quality.

• The conflict minerals team implemented reasonable procedures to address certain In-Scope Suppliers who did not respond to initial requests. These procedures included follow-up requests, communication involving buyers and purchasing leadership, management escalation, and direct communication including emails and phone calls.

• The Company adopted a supplier escalation process in accordance with the Responsible Sourcing Policy, with the intention to discontinue business if it determined that a supplier purchased 3TG that directly or indirectly financed or benefitted armed groups in the DRC and adjoining countries, collectively the ”Covered Countries”, or that may have been sourced from locations otherwise sanctioned by applicable laws or regulations.

• The conflict minerals team reviewed submitted CMRTs and other information for completeness and reasonableness of responses.


Step 4 - Carry out independent third-party audits of supplier’s due diligence practices

• The Company utilizes, when necessary, the appropriate third-party assessments to validate its due diligence in conformance with the OECD Framework. This process confirms if a specific smelter or refiner has completed an appropriate third-party audit and has maintained good standing with the program and continual validation process. The conflict minerals team works with submitted data and participating In-Scope Suppliers to identify smelters, refiners and processors in the supply chain for Covered Products and encourages In-Scope Suppliers to participate in the program through direct communication and smelter outreach communication.

Step 5 - Report annually on supply chain due diligence

• The Company annually publishes information regarding our supply chain due diligence within our Form SD and Conflict Minerals Report on our website:

https://ir.gentherm.com/financial-information/sec-filings

RCOI and Due Diligence Measures Performed

The Company’s Reasonable Country of Origin Inquiry (“RCOI”) was designed to determine whether the Conflict Minerals, which are necessary to the functionality or production of a product manufactured (or contracted to be manufactured) by the Company, originated in the Covered Countries. The Company performed a good faith, risk-based, global scoping exercise to identify suppliers of Covered Products that were considered in-scope and therefore subject to RCOI in the 2024 calendar year. Through communications with these suppliers, the Company attempted to identify smelters, refiners and processors of Conflict Minerals that are or may be utilized in the Covered Products during the reporting period.

The Company’s RCOI and due diligence employed a combination of measures to determine whether the necessary Conflict Minerals in the Covered Products originated from the Covered Countries. The Company identified suppliers of commodity groups with high potential of containing Conflict Minerals. In other cases, the materials supplied were analyzed by other means. All identified first-tier suppliers of Conflict Minerals were surveyed to ascertain for each Conflict Mineral (a) the smelter or refiner where it was processed, (b) its country of origin and (c) the mine or location of origin, using the CMRT and appropriate third-party assessments.

The Company strives for participation of all In-Scope Suppliers but did not receive responses from all of such suppliers and, in some cases, responses were incomplete or did not appear to be accurate, even after reasonable follow-up. Furthermore, the majority of our suppliers that did provide names of smelters, refiners and processors and country of origin information, did so only on an entity-wide basis without distinguishing between 3TG purchased for goods supplied to the Company and 3TG purchased for other purposes. Because we did not receive full and complete responses covering products supplied to the Company from every supplier in every case, we were unable to determine the country of origin of Conflict Minerals for some of the Covered Products or whether such Conflict Minerals for Covered Products were from recycled or scrap sources.

Smelters, Refiners and Processors

The Company identified 562 suppliers of Covered Products that were considered in-scope and subject to RCOI in the 2024 calendar year (the “In-Scope Suppliers”). The Company spent approximately $545 million with these suppliers, representing over 75% of our total material spending in 2024. Out-of-scope suppliers included those suppliers providing exclusively products that were evaluated and determined to contain no metallic content or to be of de minimus spend. We received CMRTs or similar supporting data covering over 88% of the in-scope material spend in 2024.


The smelters, refiners and processors that our suppliers identified in the CMRTs submitted to us for this reporting year are provided in a listing in Attachment A to this report. As noted above, the majority of the CMRTs we received from our suppliers were made on an entity-wide basis, rather than on a product-level basis. Therefore, we believe the list of smelters in Attachment A both omits smelters that are in the Company’s supply chain for Covered Products and includes smelters that are not in the Company’s supply chain for Covered Products. The Company is working with suppliers that submitted CMRTs containing non-conformant smelters to obtain detailed data related to usage of specific smelters in Gentherm products and to drive suppliers towards 100% usage of conformant smelters.

Due Diligence Enhancements

We consider ongoing compliance improvements during each reporting period to (1) increase our ability to determine the country of origin of the Conflict Minerals and the facilities used to mine and refine the Conflict Minerals used in, and necessary to, the functionality or production of our products, including by obtaining more Company-specific product information, and (2) further mitigate the risks that necessary Conflict Minerals contained in the Company’s products finance or benefit armed groups in Covered Countries. Additional steps may include the following:

• Continue to strengthen our engagement with our suppliers regarding Conflict Minerals, including requiring CMRT information from In-Scope Suppliers and new suppliers for all Gentherm locations, including suppliers from recent acquisitions within a reasonable time.

• Continue to educate and drive our suppliers to provide current, accurate, and complete information from their supply chain regarding their smelters, refiners and processors of Conflict Minerals, including providing data at a product or customer specific level.

• Strengthen engagement with our suppliers by encouraging an open line of communication throughout the year, including involving Gentherm Purchasing and Supplier Quality teams to more actively engage our suppliers.

• Working with our supply base to migrate to exclusively using smelters conformant with an appropriate third-party assessment process.

Forward-Looking Statements

Except for historical information contained herein, statements in this Conflict Minerals Report are forward-looking statements that are made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. The principal forward-looking statements in this Conflict Minerals Report include the Company’s expected or potential changes to its Conflict Minerals program and the Company’s future efforts and suppliers involvement with respect to RCOI and sourcing due diligence. The forward-looking statements included in this Conflict Minerals Report are made as of the date hereof or as of the date specified herein and are based on management’s reasonable expectations and beliefs. Such statements are subject to a number of important assumptions, risks, uncertainties and other factors that may cause actual results or performance to differ materially from that described in or indicated by the forward-looking statements, including (a) the continued implementation of compliance measures by the Company’s direct and indirect suppliers, (b) global changes in regulatory requirements and geopolitical developments relating to or impacting the sourcing of 3TG, (c) our suppliers’


responsiveness and cooperation with the Company’s RCOI and due diligence efforts and our ability to obtain specific sourcing information regarding our products from our suppliers, (d) the Company’s integration of any future acquisitions, (e) the effectiveness and evolving standards of the RMI, OECD and other sources of frameworks, audits, guidance and support, and (f) those factors described under “Risk Factors” in our annual report on Form 10-K for the year ended December 31, 2024 and subsequent reports filed with or furnished to the Securities and Exchange Commission. Except as required by law, the Company expressly disclaims any obligation or undertaking to update any forward-looking statements to reflect any change in its expectations with regard thereto or any change in events, conditions or circumstances on which any such statement is based.


Attachment A

The Company compiled the following information from CMRTs submitted by its In-Scope Suppliers as part its RCOI and due diligence measures covering all of 2024. The smelter names listed below are based on information made publicly available by the RMI as part of appropriate third-party assessments as of May 9, 2025.

 

Metal

  

Smelter Name

  

Smelter Country

Gold    8853 S.p.A.    ITALY
Gold    ABC Refinery Pty Ltd.    AUSTRALIA
Gold    Abington Reldan Metals, LLC    UNITED STATES OF AMERICA
Gold    Advanced Chemical Company    UNITED STATES OF AMERICA
Gold    African Gold Refinery    UGANDA
Gold    Agosi AG    GERMANY
Gold    Aida Chemical Industries Co., Ltd.    JAPAN
Gold    Al Etihad Gold Refinery DMCC    UNITED ARAB EMIRATES
Gold    Albino Mountinho Lda.    PORTUGAL
Gold    Alexy Metals    UNITED STATES OF AMERICA
Gold    Almalyk Mining and Metallurgical Complex (AMMC)    UZBEKISTAN
Gold    AngloGold Ashanti Corrego do Sitio Mineracao    BRAZIL
Gold    Argor-Heraeus S.A.    SWITZERLAND
Gold    Asahi Pretec Corp.    JAPAN
Gold    Asahi Refining Canada Ltd.    CANADA
Gold    Asahi Refining USA Inc.    UNITED STATES OF AMERICA
Gold    Asaka Riken Co., Ltd.    JAPAN
Gold    Atasay Kuyumculuk Sanayi Ve Ticaret A.S.    TURKEY
Gold    Attero Recycling Pvt Ltd    INDIA
Gold    AU Traders and Refiners    SOUTH AFRICA
Gold    Augmont Enterprises Private Limited    INDIA
Gold    Aurubis AG    GERMANY
Gold    Bangalore Refinery    INDIA
Gold    Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    PHILIPPINES
Gold    Boliden Ronnskar    SWEDEN
Gold    C. Hafner GmbH + Co. KG    GERMANY
Gold    Caridad    MEXICO
Gold    CCR Refinery - Glencore Canada Corporation    CANADA
Gold    Cendres + Metaux S.A.    SWITZERLAND
Gold    CGR Metalloys Pvt Ltd.    INDIA
Gold    Chimet S.p.A.    ITALY
Gold    Chugai Mining    JAPAN
Gold    Coimpa Industrial LTDA    BRAZIL
Gold    Daye Non-Ferrous Metals Mining Ltd.    CHINA
Gold    Degussa Sonne / Mond Goldhandel GmbH    GERMANY


Gold    Dijllah Gold Refinery FZC    UNITED ARAB EMIRATES
Gold    Dongwu Gold Group    CHINA
Gold    Dowa    JAPAN
Gold    DSC (Do Sung Corporation)    KOREA, REPUBLIC OF
Gold    Eco-System Recycling Co., Ltd. East Plant    JAPAN
Gold    Eco-System Recycling Co., Ltd. North Plant    JAPAN
Gold    Eco-System Recycling Co., Ltd. West Plant    JAPAN
Gold    Elite Industech Co., Ltd.    TAIWAN, PROVINCE OF CHINA
Gold    Emerald Jewel Industry India Limited (Unit 1)    INDIA
Gold    Emerald Jewel Industry India Limited (Unit 2)    INDIA
Gold    Emerald Jewel Industry India Limited (Unit 3)    INDIA
Gold    Emerald Jewel Industry India Limited (Unit 4)    INDIA
Gold    Emirates Gold DMCC    UNITED ARAB EMIRATES
Gold    Fidelity Printers and Refiners Ltd.    ZIMBABWE
Gold    Fujairah Gold FZC    UNITED ARAB EMIRATES
Gold    GG Refinery Ltd.    TANZANIA, UNITED REPUBLIC OF
Gold    GGC Gujrat Gold Centre Pvt. Ltd.    INDIA
Gold    Gold by Gold Colombia    COLOMBIA
Gold    Gold Coast Refinery    GHANA
Gold    Great Wall Precious Metals Co., Ltd. of CBPM    CHINA
Gold    Guangdong Jinding Gold Limited    CHINA
Gold    Guoda Safina High-Tech Environmental Refinery Co., Ltd.    CHINA
Gold    Hangzhou Fuchunjiang Smelting Co., Ltd.    CHINA
Gold    Heimerle + Meule GmbH    GERMANY
Gold    Heraeus Germany GmbH Co. KG    GERMANY
Gold    Heraeus Metals Hong Kong Ltd.    CHINA
Gold    Hunan Chenzhou Mining Co., Ltd.    CHINA
Gold    Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.    CHINA
Gold    HwaSeong CJ CO., LTD.    KOREA, REPUBLIC OF
Gold    Impala Refineries – Platinum Metals Refinery (PMR)    SOUTH AFRICA
Gold    Impala Refineries – Base Metals Refinery (BMR)    SOUTH AFRICA
Gold    Impala Rustenburg    SOUTH AFRICA
Gold    Inca One (Chala One Plant)    PERU
Gold    Inca One (Koricancha Plant)    PERU
Gold    Industrial Refining Company    BELGIUM
Gold    Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    CHINA
Gold    International Precious Metal Refiners    UNITED ARAB EMIRATES
Gold    Ishifuku Metal Industry Co., Ltd.    JAPAN
Gold    Istanbul Gold Refinery    TURKEY
Gold    Italpreziosi    ITALY
Gold    JALAN & Company    INDIA


Gold    Japan Mint    JAPAN
Gold    Jiangxi Copper Co., Ltd.    CHINA
Gold    JSC Ekaterinburg Non-Ferrous Metal Processing Plant    RUSSIAN FEDERATION
Gold    JSC Novosibirsk Refinery    RUSSIAN FEDERATION
Gold    JSC Uralelectromed    RUSSIAN FEDERATION
Gold    JX Nippon Mining & Metals Co., Ltd.    JAPAN
Gold    K.A. Rasmussen    NORWAY
Gold    Kaloti Precious Metals    UNITED ARAB EMIRATES
Gold    Kazakhmys Smelting LLC    KAZAKHSTAN
Gold    Kazzinc    KAZAKHSTAN
Gold    Kennecott Utah Copper LLC    UNITED STATES OF AMERICA
Gold    KGHM Polska Miedz Spolka Akcyjna    POLAND
Gold    Kojima Chemicals Co., Ltd.    JAPAN
Gold    Korea Zinc Co., Ltd.    KOREA, REPUBLIC OF
Gold    Kundan Care Products Ltd.    INDIA
Gold    Kyrgyzaltyn JSC    KYRGYZSTAN
Gold    Kyshtym Copper-Electrolytic Plant ZAO    RUSSIAN FEDERATION
Gold    L’azurde Company For Jewelry    SAUDI ARABIA
Gold    Lingbao Gold Co., Ltd.    CHINA
Gold    Lingbao Jinyuan Tonghui Refinery Co., Ltd.    CHINA
Gold    L’Orfebre S.A.    ANDORRA
Gold    LS MnM Inc.    KOREA, REPUBLIC OF
Gold    LT Metal Ltd.    KOREA, REPUBLIC OF
Gold    Luoyang Zijin Yinhui Gold Refinery Co., Ltd.    CHINA
Gold    Marsam Metals    BRAZIL
Gold    Materion    UNITED STATES OF AMERICA
Gold    Matsuda Sangyo Co., Ltd.    JAPAN
Gold    MD Overseas    INDIA
Gold    Metal Concentrators SA (Pty) Ltd.    SOUTH AFRICA
Gold    Metallix Refining Inc.    UNITED STATES OF AMERICA
Gold    Metalor Technologies (Hong Kong) Ltd.    CHINA
Gold    Metalor Technologies (Singapore) Pte., Ltd.    SINGAPORE
Gold    Metalor Technologies (Suzhou) Ltd.    CHINA
Gold    Metalor Technologies S.A.    SWITZERLAND
Gold    Metalor USA Refining Corporation    UNITED STATES OF AMERICA
Gold    Metalurgica Met-Mex Penoles S.A. De C.V.    MEXICO
Gold    Mitsubishi Materials Corporation    JAPAN
Gold    Mitsui Mining and Smelting Co., Ltd.    JAPAN
Gold    MKS PAMP SA    SWITZERLAND
Gold    MMTC-PAMP India Pvt., Ltd.    INDIA
Gold    Modeltech Sdn Bhd    MALAYSIA
Gold    Morris and Watson    NEW ZEALAND
Gold    Moscow Special Alloys Processing Plant    RUSSIAN FEDERATION
Gold    Nadir Metal Rafineri San. Ve Tic. A.S.    TURKEY


Gold    Navoi Mining and Metallurgical Combinat    UZBEKISTAN
Gold    NH Recytech Company    KOREA, REPUBLIC OF
Gold    Nihon Material Co., Ltd.    JAPAN
Gold    NOBLE METAL SERVICES    UNITED STATES OF AMERICA
Gold    Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH    AUSTRIA
Gold    Ohura Precious Metal Industry Co., Ltd.    JAPAN
Gold    OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)    RUSSIAN FEDERATION
Gold    Pease & Curren    UNITED STATES OF AMERICA
Gold    Penglai Penggang Gold Industry Co., Ltd.    CHINA
Gold    Planta Recuperadora de Metales SpA    CHILE
Gold    Prioksky Plant of Non-Ferrous Metals    RUSSIAN FEDERATION
Gold    PT Aneka Tambang (Persero) Tbk    INDONESIA
Gold    PX Precinox S.A.    SWITZERLAND
Gold    QG Refining, LLC    UNITED STATES OF AMERICA
Gold    Rand Refinery (Pty) Ltd.    SOUTH AFRICA
Gold    Refinery of Seemine Gold Co., Ltd.    CHINA
Gold    REMONDIS PMR B.V.    NETHERLANDS
Gold    Royal Canadian Mint    CANADA
Gold    SAAMP    FRANCE
Gold    Sabin Metal Corp.    UNITED STATES OF AMERICA
Gold    Safimet S.p.A    ITALY
Gold    SAFINA A.S.    CZECHIA
Gold    Sai Refinery    INDIA
Gold    Sam Precious Metals    UNITED ARAB EMIRATES
Gold    Samduck Precious Metals    KOREA, REPUBLIC OF
Gold    Samwon Metals Corp.    KOREA, REPUBLIC OF
Gold    SEMPSA Joyeria Plateria S.A.    SPAIN
Gold    Shandong Gold Smelting Co., Ltd.    CHINA
Gold    Shandong Humon Smelting Co., Ltd.    CHINA
Gold    Shandong Tiancheng Biological Gold Industrial Co., Ltd.    CHINA
Gold    Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    CHINA
Gold    Shenzhen CuiLu Gold Co., Ltd.    CHINA
Gold    SHENZHEN JINJUNWEI RESOURCE COMPREHENSIVE DEVELOPMENT CO., LTD.    CHINA
Gold    Shenzhen Zhonghenglong Real Industry Co., Ltd.    CHINA
Gold    Shirpur Gold Refinery Ltd.    INDIA
Gold    Sichuan Tianze Precious Metals Co., Ltd.    CHINA
Gold    Singway Technology Co., Ltd.    TAIWAN, PROVINCE OF CHINA
Gold    SOE Shyolkovsky Factory of Secondary Precious Metals    RUSSIAN FEDERATION
Gold    Solar Applied Materials Technology Corp.    TAIWAN, PROVINCE OF CHINA


Gold    Sovereign Metals    INDIA
Gold    State Research Institute Center for Physical Sciences and Technology    LITHUANIA
Gold    Sudan Gold Refinery    SUDAN
Gold    Sumitomo Metal Mining Co., Ltd.    JAPAN
Gold    SungEel HiMetal Co., Ltd.    KOREA, REPUBLIC OF
Gold    Super Dragon Technology Co., Ltd.    TAIWAN, PROVINCE OF CHINA
Gold    T.C.A S.p.A    ITALY
Gold    Tanaka Kikinzoku Kogyo K.K.    JAPAN
Gold    Tokuriki Honten Co., Ltd.    JAPAN
Gold    Tongling Nonferrous Metals Group Co., Ltd.    CHINA
Gold    TOO Tau-Ken-Altyn    KAZAKHSTAN
Gold    Torecom    KOREA, REPUBLIC OF
Gold    Umicore Precious Metals Thailand    THAILAND
Gold    Umicore S.A. Business Unit Precious Metals Refining    BELGIUM
Gold    United Precious Metal Refining, Inc.    UNITED STATES OF AMERICA
Gold    Valcambi S.A.    SWITZERLAND
Gold    WEEEREFINING    FRANCE
Gold    Western Australian Mint (T/a The Perth Mint)    AUSTRALIA
Gold    WIELAND Edelmetalle GmbH    GERMANY
Gold    Yamakin Co., Ltd.    JAPAN
Gold    Yokohama Metal Co., Ltd.    JAPAN
Gold    Yunnan Copper Industry Co., Ltd.    CHINA
Gold    Zhongyuan Gold Smelter of Zhongjin Gold Corporation    CHINA
Gold    Gold Refinery of Zijin Mining Group Co., Ltd.    CHINA
Gold    CCR Refinery - Glencore Canada Corp    CANADA
Gold    PT Bukit Timah    INDONESIA
Tantalum    5D Production OU    ESTONIA
Tantalum    AMG Brasil    BRAZIL
Tantalum    D Block Metals, LLC    UNITED STATES OF AMERICA
Tantalum    F&X Electro-Materials Ltd.    CHINA
Tantalum    FIR Metals & Resource Ltd.    CHINA
Tantalum    Global Advanced Metals Aizu    JAPAN
Tantalum    Global Advanced Metals Boyertown    UNITED STATES OF AMERICA
Tantalum    Guangdong Rising Rare Metals-EO Materials Ltd.    CHINA
Tantalum    Hengyang King Xing Lifeng New Materials Co., Ltd.    CHINA
Tantalum    Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    CHINA
Tantalum    Jiangxi Tuohong New Raw Material    CHINA
Tantalum    JiuJiang JinXin Nonferrous Metals Co., Ltd.    CHINA
Tantalum    Jiujiang Tanbre Co., Ltd.    CHINA
Tantalum    Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    CHINA
Tantalum    KEMET de Mexico    MEXICO


Tantalum    Materion Newton Inc.    UNITED STATES OF AMERICA
Tantalum    Metallurgical Products India Pvt., Ltd.    INDIA
Tantalum    Mineracao Taboca S.A.    BRAZIL
Tantalum    Mitsui Mining and Smelting Co., Ltd.    JAPAN
Tantalum    Ningxia Orient Tantalum Industry Co., Ltd.    CHINA
Tantalum    NPM Silmet AS    ESTONIA
Tantalum    PowerX Ltd.    RWANDA
Tantalum    QuantumClean    UNITED STATES OF AMERICA
Tantalum    Resind Industria e Comercio Ltda.    BRAZIL
Tantalum    RFH Yancheng Jinye New Material Technology Co., Ltd.    CHINA
Tantalum    Solikamsk Magnesium Works OAO    RUSSIAN FEDERATION
Tantalum    Taki Chemical Co., Ltd.    JAPAN
Tantalum    TANIOBIS Co., Ltd.    THAILAND
Tantalum    TANIOBIS GmbH    GERMANY
Tantalum    TANIOBIS Japan Co., Ltd.    JAPAN
Tantalum    TANIOBIS Smelting GmbH & Co. KG    GERMANY
Tantalum    Telex Metals    UNITED STATES OF AMERICA
Tantalum    Ulba Metallurgical Plant JSC    KAZAKHSTAN
Tantalum    XIMEI RESOURCES (GUANGDONG) LIMITED    CHINA
Tantalum    XinXing HaoRong Electronic Material Co., Ltd.    CHINA
Tantalum    Yanling Jincheng Tantalum & Niobium Co., Ltd.    CHINA
Tantalum    RFH Recycling Metals Co., Ltd.    CHINA
Tin    Alpha    UNITED STATES OF AMERICA
Tin    An Vinh Joint Stock Mineral Processing Company    VIET NAM
Tin    Aurubis Beerse    BELGIUM
Tin    Aurubis Berango    SPAIN
Tin    Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    CHINA
Tin    Chifeng Dajingzi Tin Industry Co., Ltd.    CHINA
Tin    China Tin Group Co., Ltd.    CHINA
Tin    CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda    BRAZIL
Tin    CRM Synergies    SPAIN
Tin    CV Ayi Jaya    INDONESIA
Tin    CV Venus Inti Perkasa    INDONESIA
Tin    Dongguan CiEXPO Environmental Engineering Co., Ltd.    CHINA
Tin    Dowa    JAPAN
Tin    DS Myanmar    MYANMAR
Tin    Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company    VIET NAM
Tin    EM Vinto    BOLIVIA (PLURINATIONAL STATE OF)
Tin    Estanho de Rondonia S.A.    BRAZIL


Tin    Fabrica Auricchio Industria e Comercio Ltda.    BRAZIL
Tin    Fenix Metals    POLAND
Tin    Gejiu City Fuxiang Industry and Trade Co., Ltd.    CHINA
Tin    Gejiu Kai Meng Industry and Trade LLC    CHINA
Tin    Gejiu Non-Ferrous Metal Processing Co., Ltd.    CHINA
Tin    Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    CHINA
Tin    Gejiu Zili Mining And Metallurgy Co., Ltd.    CHINA
Tin    Global Advanced Metals Greenbushes Pty Ltd.    AUSTRALIA
Tin    Guangdong Hanhe Non-Ferrous Metal Co., Ltd.    CHINA
Tin    HuiChang Hill Tin Industry Co., Ltd.    CHINA
Tin    Jiangxi New Nanshan Technology Ltd.    CHINA
Tin    Longnan Chuangyue Environmental Protection Technology Development Co., Ltd    CHINA
Tin    Luna Smelter, Ltd.    RWANDA
Tin    Ma’anshan Weitai Tin Co., Ltd.    CHINA
Tin    Magnu’s Minerais Metais e Ligas Ltda.    BRAZIL
Tin    Malaysia Smelting Corporation (MSC)    MALAYSIA
Tin    Malaysia Smelting Corporation Berhad (Port Klang)    MALAYSIA
Tin    Melt Metais e Ligas S.A.    BRAZIL
Tin    Metallic Resources, Inc.    UNITED STATES OF AMERICA
Tin    Mineracao Taboca S.A.    BRAZIL
Tin    Mining Minerals Resources SARL    CONGO, DEMOCRATIC REPUBLIC OF THE
Tin    Minsur    PERU
Tin    Mitsubishi Materials Corporation    JAPAN
Tin    Modeltech Sdn Bhd    MALAYSIA
Tin    Nghe Tinh Non-Ferrous Metals Joint Stock Company    VIET NAM
Tin    Novosibirsk Tin Combine    RUSSIAN FEDERATION
Tin    O.M. Manufacturing (Thailand) Co., Ltd.    THAILAND
Tin    O.M. Manufacturing Philippines, Inc.    PHILIPPINES
Tin    Operaciones Metalurgicas S.A.    BOLIVIA (PLURINATIONAL STATE OF)
Tin    Pongpipat Company Limited    MYANMAR
Tin    Precious Minerals and Smelting Limited    INDIA
Tin    PT Aries Kencana Sejahtera    INDONESIA
Tin    PT Artha Cipta Langgeng    INDONESIA
Tin    PT ATD Makmur Mandiri Jaya    INDONESIA
Tin    PT Babel Inti Perkasa    INDONESIA
Tin    PT Babel Surya Alam Lestari    INDONESIA
Tin    PT Bangka Prima Tin    INDONESIA
Tin    PT Bangka Serumpun    INDONESIA
Tin    PT Bangka Tin Industry    INDONESIA
Tin    PT Belitung Industri Sejahtera    INDONESIA
Tin    PT Bukit Timah    INDONESIA


Tin    PT Cipta Persada Mulia    INDONESIA
Tin    PT Menara Cipta Mulia    INDONESIA
Tin    PT Mitra Graha Raya    INDONESIA
Tin    PT Mitra Stania Prima    INDONESIA
Tin    PT Mitra Sukses Globalindo    INDONESIA
Tin    PT Panca Mega Persada    INDONESIA
Tin    PT Premium Tin Indonesia    INDONESIA
Tin    PT Prima Timah Utama    INDONESIA
Tin    PT Putera Sarana Shakti (PT PSS)    INDONESIA
Tin    PT Rajawali Rimba Perkasa    INDONESIA
Tin    PT Rajehan Ariq    INDONESIA
Tin    PT Refined Bangka Tin    INDONESIA
Tin    PT Sariwiguna Binasentosa    INDONESIA
Tin    PT Stanindo Inti Perkasa    INDONESIA
Tin    PT Sukses Inti Makmur (SIM)    INDONESIA
Tin    PT Timah Nusantara    INDONESIA
Tin    PT Timah Tbk Kundur    INDONESIA
Tin    PT Timah Tbk Mentok    INDONESIA
Tin    PT Tinindo Inter Nusa    INDONESIA
Tin    PT Tirus Putra Mandiri    INDONESIA
Tin    PT Tommy Utama    INDONESIA
Tin    Resind Industria e Comercio Ltda.    BRAZIL
Tin    RIKAYAA GREENTECH PRIVATE LIMITED    INDIA
Tin    Rui Da Hung    TAIWAN, PROVINCE OF CHINA
Tin    Super Ligas    BRAZIL
Tin    Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD.    JAPAN
Tin    Thaisarco    THAILAND
Tin    Tin Smelting Branch of Yunnan Tin Co., Ltd.    CHINA
Tin    Tin Technology & Refining    UNITED STATES OF AMERICA
Tin    Tuyen Quang Non-Ferrous Metals Joint Stock Company    VIET NAM
Tin    VQB Mineral and Trading Group JSC    VIET NAM
Tin    White Solder Metalurgia e Mineracao Ltda.    BRAZIL
Tin    Woodcross Smelting Company Limited    UGANDA
Tin    Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    CHINA
Tin    Yunnan Yunfan Non-ferrous Metals Co., Ltd.    CHINA
Tin    PT Aries Kencana Sejahtera    INDONESIA
Tin    PT Sariwiguna Binasentosa    VIET NAM
Tin    PT Stanindo Inti Perkasa    INDONESIA
Tungsten    A.L.M.T. Corp.    JAPAN
Tungsten    ACL Metais Eireli    BRAZIL
Tungsten    Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.    BRAZIL


Tungsten    Artek LLC    RUSSIAN FEDERATION
Tungsten    Asia Tungsten Products Vietnam Ltd.    VIET NAM
Tungsten    China Molybdenum Tungsten Co., Ltd.    CHINA
Tungsten    Chongyi Zhangyuan Tungsten Co., Ltd.    CHINA
Tungsten    CNMC (Guangxi) PGMA Co., Ltd.    CHINA
Tungsten    Cronimet Brasil Ltda    BRAZIL
Tungsten    DONGKUK INDUSTRIES CO., LTD.    KOREA, REPUBLIC OF
Tungsten    Fujian Xinlu Tungsten Co., Ltd.    CHINA
Tungsten    Ganzhou Jiangwu Ferrotungsten Co., Ltd.    CHINA
Tungsten    Ganzhou Seadragon W & Mo Co., Ltd.    CHINA
Tungsten    Global Tungsten & Powders LLC    UNITED STATES OF AMERICA
Tungsten    Guangdong Xianglu Tungsten Co., Ltd.    CHINA
Tungsten    H.C. Starck Tungsten GmbH    GERMANY
Tungsten    HANNAE FOR T Co., Ltd.    KOREA, REPUBLIC OF
Tungsten    Hubei Green Tungsten Co., Ltd.    CHINA
Tungsten    Hunan Chenzhou Mining Co., Ltd.    CHINA
Tungsten    Hunan Jintai New Material Co., Ltd.    CHINA
Tungsten    Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch    CHINA
Tungsten    Hydrometallurg, JSC    RUSSIAN FEDERATION
Tungsten    Japan New Metals Co., Ltd.    JAPAN
Tungsten    Jiangwu H.C. Starck Tungsten Products Co., Ltd.    CHINA
Tungsten    Jiangxi Gan Bei Tungsten Co., Ltd.    CHINA
Tungsten    Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.    CHINA
Tungsten    Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    CHINA
Tungsten    Jiangxi Xinsheng Tungsten Industry Co., Ltd.    CHINA
Tungsten    Jiangxi Yaosheng Tungsten Co., Ltd.    CHINA
Tungsten    JSC “Kirovgrad Hard Alloys Plant”    RUSSIAN FEDERATION
Tungsten    Kenee Mining Corporation Vietnam    VIET NAM
Tungsten    Kennametal Fallon    UNITED STATES OF AMERICA
Tungsten    Kennametal Huntsville    UNITED STATES OF AMERICA
Tungsten    Lianyou Metals Co., Ltd.    TAIWAN, PROVINCE OF CHINA
Tungsten    Lianyou Resources Co., Ltd.    TAIWAN, PROVINCE OF CHINA
Tungsten    LLC Vostok    RUSSIAN FEDERATION
Tungsten    MALAMET SMELTING SDN. BHD.    MALAYSIA
Tungsten    Malipo Haiyu Tungsten Co., Ltd.    CHINA
Tungsten    Masan High-Tech Materials    VIET NAM
Tungsten    Moliren Ltd.    RUSSIAN FEDERATION
Tungsten    Nam Viet Cromit Joint Stock Company    VIET NAM
Tungsten    Niagara Refining LLC    UNITED STATES OF AMERICA
Tungsten    NPP Tyazhmetprom LLC    RUSSIAN FEDERATION
Tungsten    OOO “Technolom” 1    RUSSIAN FEDERATION
Tungsten    OOO “Technolom” 2    RUSSIAN FEDERATION


Tungsten    Philippine Bonway Manufacturing Industrial Corporation    PHILIPPINES
Tungsten    Philippine Carreytech Metal Corp.    PHILIPPINES
Tungsten    Philippine Chuangxin Industrial Co., Inc.    PHILIPPINES
Tungsten    Shinwon Tungsten (Fujian Shanghang) Co., Ltd.    CHINA
Tungsten    TANIOBIS Smelting GmbH & Co. KG    GERMANY
Tungsten    Tungsten Vietnam Joint Stock Company    VIET NAM
Tungsten    Unecha Refractory metals plant    RUSSIAN FEDERATION
Tungsten    Wolfram Bergbau und Hutten AG    AUSTRIA
Tungsten    Xiamen Tungsten (H.C.) Co., Ltd.    CHINA
Tungsten    Xiamen Tungsten Co., Ltd.    CHINA
Tungsten    YUDU ANSHENG TUNGSTEN CO., LTD.    CHINA