0000903064-19-000001.txt : 20190125 0000903064-19-000001.hdr.sgml : 20190125 20190124180533 ACCESSION NUMBER: 0000903064-19-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190125 DATE AS OF CHANGE: 20190124 EFFECTIVENESS DATE: 20190125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRACE & WHITE INC /NY CENTRAL INDEX KEY: 0000903064 IRS NUMBER: 132884675 STATE OF INCORPORATION: NY FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04415 FILM NUMBER: 19540834 BUSINESS ADDRESS: STREET 1: 515 MADISON AVE STREET 2: SUITE 1700 CITY: NY STATE: NY ZIP: 10022 BUSINESS PHONE: 2129355990 MAIL ADDRESS: STREET 1: 515 MADISON AVE STREET 2: SUITE 1700 CITY: NY STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000903064 XXXXXXXX 12-31-2018 12-31-2018 false GRACE & WHITE INC /NY

515 Madison Ave Suite 1700 Ny NY 10022

13F HOLDINGS REPORT 028-04415 N MARC E. RAVITZ 212-935-5990 S/Marc Ravitz NY NY 01-24-2019 0 154 394274 INFORMATION TABLE 2 infotable.xml AEGON N V NY REGISTRY SH COM 007924103 5591 1202327 SH SOLE 273951 0 928376 AEGON N V NY REGISTRY SH COM 007924103 102 21976 SH OTR 0 0 21976 AEGON N V PERP CAP FLTG PREFERRED STOCKS 007924509 2084 110607 SH SOLE 48416 0 62191 ALAMO GROUP INC COM COM 011311107 6002 77628 SH SOLE 15600 0 62028 ALLIANT CORP COM COM 018802108 3415 80834 SH SOLE 44284 0 36550 ALLIANT CORP COM COM 018802108 135 3200 SH OTR 0 0 3200 AMERICAN WOODMARK CORP COM COM 030506109 4154 74604 SH SOLE 13723 0 60881 APPLE COMPUTER INC COM COM 037833100 407 2581 SH SOLE 1170 0 1411 APPLIED INDL TECHNLGIES INC CO COM 03820C105 11216 207938 SH SOLE 36009 0 171929 ARGO GROUP INTL HLDGS LTD COM COM G0464B107 11016 163801 SH SOLE 30038 0 133763 ARGO GROUP US INC SR NT 42 PREFERRED STOCKS 040130205 1133 45416 SH SOLE 18993 0 26423 ASIA FINANCIAL HOLDINGS LTD SH COM G0532X107 7287 13119415 SH SOLE 2490611 0 10628804 ASPEN INSURANCE HOLDINGS LTDSH COM G05384105 3399 80950 SH SOLE 12200 0 68750 ASPEN INSURANCE HOLDINGS LTDSH COM G05384105 46 1100 SH OTR 0 0 1100 ASTRO-MED INC NEW COM COM 04638F108 1845 98394 SH SOLE 52950 0 45444 BANG & OLUFSEN HLG ORD B COM K07774126 5228 383846 SH SOLE 97690 0 286156 BERKLEY W R CORP COM COM 084423102 1798 24322 SH SOLE 0 0 24322 BERKSHIRE HATHAWAY INC DEL CL COM 084670108 306 1 SH SOLE 0 0 1 BIOSTAGE INC COM NEW COM 09074M202 31 15000 SH SOLE 15000 0 0 BLACKROCK MUN BD FD INC NATL M MUTUAL FUNDS 09253C744 109 10178 SH SOLE 0 0 10178 BLACKROCK NY INS MUN INC TR CO MUTUAL FUNDS 09249U105 190 15751 SH SOLE 15751 0 0 BLUE RIDGE REAL ESTATE CO COM COM 096005301 104 17406 SH SOLE 14772 0 2634 BOEING CO COM 097023105 9917 30750 SH SOLE 0 0 30750 BOULDER GROWTH & INCOME FD ICO COM 101507101 381 36560 SH SOLE 10560 0 26000 BRIGHTHOUSE FINL INC COM COM 10922N103 5484 179929 SH SOLE 30655 0 149274 BRISTOL MYERS SQUIBB CO COM 110122108 512 9848 SH SOLE 6293 0 3555 BROADWAY FINL CORP DEL COM COM 111444105 1684 1603457 SH SOLE 276470 0 1326987 BROADWIND ENERGY INC COM NEW COM 11161T207 2357 1812742 SH SOLE 312287 0 1500455 BRUNSWICK BANCORP INC COM COM 117030106 377 44352 SH SOLE 44352 0 0 CALLAWAY GOLF CO COM COM 131193104 6100 398684 SH SOLE 83100 0 315584 CAPITAL SOUTHWEST CORP COM COM 140501107 2414 125615 SH SOLE 5200 0 120415 CHS INC RED PFD SER3 C PREFERRED STOCKS 12542R704 1444 60000 SH SOLE 10500 0 49500 CHUBU NIPPON BROADCAST CO LTSH COM J06594105 2557 402137 SH SOLE 53900 0 348237 CIGNA CORP NEW COM COM 125523100 211 1112 SH SOLE 0 0 1112 CIMAREX ENERGY CO COM COM 171798101 2923 47418 SH SOLE 9000 0 38418 CISCO SYS INC COM COM 17275R102 301 6940 SH SOLE 0 0 6940 CONSOLIDATED TOMOKA LD CO COM COM 210226106 2118 40334 SH SOLE 4450 0 35884 CSW INDUSTRIALS INC COM COM 126402106 1042 21557 SH SOLE 5200 0 16357 CUI GLOBAL INC COM NEW COM 126576206 898 729783 SH SOLE 141503 0 588280 DAWSON GEOPHYSICAL CO NEW COM COM 239360100 4360 1289864 SH SOLE 257646 0 1032218 DEVON ENERGY CORP NEW COM COM 25179M103 586 26000 SH SOLE 3800 0 22200 DILLARDS INC CL A COM 254067101 2289 37950 SH SOLE 5750 0 32200 ECOLAB INC COM COM 278865100 943 6400 SH SOLE 0 0 6400 EMC INS GROUP INC COM 268664109 7005 219939 SH SOLE 95114 0 124825 EMC INS GROUP INC COM 268664109 72 2250 SH OTR 0 0 2250 ENERPLUS CORPORATION COM 292766102 2286 294547 SH SOLE 103518 0 191028 EVEREST RE GROUP COM G3223R108 12460 57219 SH SOLE 16394 0 40825 EVERSOURCE ENERGY COM COM 30040W108 182 2800 SH SOLE 2800 0 0 EVERSOURCE ENERGY COM COM 30040W108 91 1400 SH OTR 0 0 1400 EXCO TECHNOLOGIES LTD COM COM 30150P109 907 136800 SH SOLE 36200 0 100600 EXXON MOBIL CORPORATION COM 30231G102 2961 43427 SH SOLE 2000 0 41427 FIBRIA CELULOSE S.A. SP ADR COM 31573A109 9222 535840 SH SOLE 99870 0 435970 FIRST SOLAR INC COM COM 336433107 6320 148866 SH SOLE 28850 0 120016 FREQUENCY ELECTRS INC COM COM 358010106 3297 311076 SH SOLE 86206 0 224870 FUEL TECH INC COM COM 359523107 1699 1427657 SH SOLE 387405 0 1040252 GASFRAC ENERGY SVCS INC COM COM 367257201 0 486300 SH SOLE 0 0 486300 GENERAL DYNAMICS CORP COM COM 369550108 3144 20000 SH SOLE 0 0 20000 GENESIS LAND DEV CORP COM COM 37183V102 730 314800 SH SOLE 4500 0 310300 GORMAN RUPP CO COM 383082104 9739 300480 SH SOLE 92061 0 208419 GORMAN RUPP CO COM 383082104 138 4270 SH OTR 0 0 4270 GRUPO ROTOPLAS SAB DE CV COM BTF8HD3MX 1779 1582871 SH SOLE 434001 0 1148870 HANOVER INS GROUP INC COM COM 410867105 324 2775 SH SOLE 725 0 2050 HELMERICH & PAYNE INC COM 423452101 9551 199237 SH SOLE 45900 0 153337 HELMERICH & PAYNE INC COM 423452101 91 1900 SH OTR 0 0 1900 HESKA CORP COM RESTRC NEW COM 42805E306 4906 56985 SH SOLE 3001 0 53984 HMN FINL INC COM COM 40424G108 3453 176006 SH SOLE 29250 0 146756 HOLMEN AB-B COM W4R00P201 4195 215026 SH SOLE 62490 0 152536 INGREDION INC COM COM 457187102 7119 77890 SH SOLE 19075 0 58815 INGREDION INC COM COM 457187102 55 600 SH OTR 0 0 600 INVESTORS REAL ESTATE TR SH BE COM 461730509 3840 78260 SH SOLE 14865 0 63395 JOHNSON & JOHNSON COM COM 478160104 5472 42400 SH SOLE 1600 0 40800 JOHNSON & JOHNSON COM COM 478160104 103 800 SH OTR 0 0 800 KEARNY FINL CORP MD COM COM 48716P108 2517 196327 SH SOLE 52749 0 143578 KEWEENAW LD ASSN LTD COM COM 493026108 1977 29068 SH SOLE 8073 0 20995 KID BRANDS, INC. COM COM 49375T100 0 155947 SH SOLE 0 0 155947 KIMBALL ELECTRONICS INC COM COM 49428J109 180 11598 SH SOLE 3148 0 8450 KIMBALL INTL INC CL B COM 494274103 424 29900 SH SOLE 7500 0 22400 KIMCO RLTY CORP COM COM 49446R109 5760 393152 SH SOLE 134250 0 258902 KIMCO RLTY CORP COM COM 49446R109 66 4500 SH OTR 0 0 4500 LUBYS CAFETERIAS INC COM COM 549282101 972 810251 SH SOLE 120125 0 690126 LYDALL INC COM COM 550819106 5104 251329 SH SOLE 57401 0 193928 MAGAL SECURITY SYS LTD ORD COM M6786D104 6265 1407941 SH SOLE 302073 0 1105868 MANULIFE FINL CORP COM COM 56501R106 7016 494450 SH SOLE 122200 0 372250 MANULIFE FINL CORP COM COM 56501R106 91 6400 SH OTR 0 0 6400 MERCK & COMPANY COM 58933Y105 1887 24692 SH SOLE 6566 0 18126 MERCK & COMPANY COM 58933Y105 79 1033 SH OTR 0 0 1033 MFS GOVT MKTS INCOME TR SH BEN MUTUAL FUNDS 552939100 158 35259 SH SOLE 7556 0 27703 MICROSOFT CORP COM COM 594918104 809 7965 SH SOLE 1400 0 6565 MICROSOFT CORP COM COM 594918104 122 1200 SH OTR 0 0 1200 MOOG INC CL A COM 615394202 261 3375 SH SOLE 0 0 3375 MS&AD INS GP HLDG (8725-JP) COM J4687C105 2487 87660 SH SOLE 63149 0 24511 MURPHY OIL CORP COM COM 626717102 8847 378256 SH SOLE 113150 0 265106 MURPHY OIL CORP COM COM 626717102 115 4900 SH OTR 0 0 4900 NORTH ATLANTIC SMALLER INV. TR COM 0643900GB 237 7000 SH SOLE 0 0 7000 NUCOR CORP COM 670346105 7350 141867 SH SOLE 41345 0 100522 OBSIDIAN ENERGY LTD COM 674482104 162 401850 SH SOLE 224900 0 176950 OCEANFIRST FINL CORP COM COM 675234108 479 21295 SH SOLE 3561 0 17734 ORION ENERGY SYSTEMS INC COM COM 686275108 9 15883 SH SOLE 0 0 15883 ORION MARINE GROUP INC COM COM 68628V308 4480 1044334 SH SOLE 196423 0 847911 ORYX INTERNATIONAL GROWTH FUND COM G6775Y108 160 15964 SH SOLE 0 0 15964 PENGROWTH ENERGY CORPORATION COM 70706P104 1160 2594209 SH SOLE 636186 0 1958023 PEPSICO INC COM 713448108 6708 60718 SH SOLE 17250 0 43468 PFIZER INC COM COM 717081103 524 11998 SH SOLE 0 0 11998 PHOENIX COS INC NEW QUIBS 2032 PREFERRED STOCKS 71902E208 5463 352449 SH SOLE 129631 0 222818 RAYONIER ADVANCED MATLS INC CO COM 75508B104 3628 340681 SH SOLE 85947 0 254734 RAYONIER ADVANCED MATLS INC CO COM 75508B104 5 500 SH OTR 0 0 500 RAYONIER ADVANCED MATLS INC PF CONVERTIBLE PREF 75508B203 416 5050 SH SOLE 3550 0 1500 RAYONIER INC COM COM 754907103 701 25325 SH SOLE 1200 0 24125 RAYONIER INC COM COM 754907103 97 3500 SH OTR 0 0 3500 ROCHE HLDG LTD DIV RIGHTS CERT WARRANT AND RIGH H69293217 1414 5700 SH SOLE 0 0 5700 ROYAL DUTCH SHELL PLC SPONS AD COM 780259206 1483 25452 SH SOLE 0 0 25452 ROYCE GLOBAL VALUE TR INC COM COM 78081T104 425 47912 SH SOLE 37550 0 10362 RTW RETAILWINDS INC COM COM 74980D100 2034 718714 SH SOLE 164540 0 554174 SANDY SPRING BANCORP INC COM COM 800363103 1693 54023 SH SOLE 24755 0 29268 SI FINANCIAL GROUP INC COM 78425V104 993 78009 SH SOLE 28275 0 49734 SIGNET JEWELERS LIMITED SHS COM G81276100 7076 222720 SH SOLE 60400 0 162320 SIGNET JEWELERS LIMITED SHS COM G81276100 95 3000 SH OTR 0 0 3000 STATE AUTO FINL CORP COM 855707105 1113 32700 SH SOLE 3800 0 28900 STEPAN CHEMICAL CO COM 858586100 8126 109816 SH SOLE 28856 0 80960 SUMMIT HOTEL PPTYS INC COM COM 866082100 5135 527799 SH SOLE 121150 0 406649 SUMMIT HOTEL PPTYS INC COM COM 866082100 62 6400 SH OTR 0 0 6400 TEXTAINER GROUP HOLDINGS LTDSH COM G8766E109 3575 358950 SH SOLE 107754 0 251196 TEXTAINER GROUP HOLDINGS LTDSH COM G8766E109 21 2150 SH OTR 0 0 2150 TITAN INTL INC ILL COM COM 88830M102 1756 376917 SH SOLE 98900 0 278017 TOKIO MARINE HOLDINGS INC COM 889094108 1924 40325 SH SOLE 10170 0 30155 TOKIO MARINE HOLDINGS INC SHS COM J86298106 280 6000 SH SOLE 0 0 6000 TOURMALINE OIL CORP COM COM 89156V106 4139 332100 SH SOLE 72152 0 259948 TOURMALINE OIL CORP COM COM 89156V106 42 3400 SH OTR 0 0 3400 TRITON INTL LTD CL A COM G9078F107 264 8500 SH SOLE 3500 0 5000 TRITON INTL LTD CL A COM G9078F107 47 1500 SH OTR 0 0 1500 TUESDAY MORNING CORP COM NEW COM 899035505 3083 1813786 SH SOLE 278584 0 1535202 TWIN DISC INC COM COM 901476101 3165 214576 SH SOLE 37188 0 177388 UNITED PARCEL SVC INC CL B COM 911312106 5363 54990 SH SOLE 0 0 54990 UNUM GROUP COM 91529Y106 17065 580830 SH SOLE 118598 0 462232 UNUM GROUP COM 91529Y106 43 1460 SH OTR 0 0 1460 URSTADT BIDDLE PPTYS INC CL A COM 917286205 1422 73997 SH SOLE 34729 0 39268 URSTADT BIDDLE PPTYS INC CL A COM 917286205 38 2000 SH OTR 0 0 2000 USA TRUCK INC COM COM 902925106 1294 86470 SH SOLE 32760 0 53710 VECTREN CORP COM COM 92240G101 297 4130 SH SOLE 0 0 4130 VESTAS WIND SYS AS SHS COM K9773J128 567 7500 SH SOLE 0 0 7500 VESTAS WIND SYS AS UNSP ADR COM 925458101 1349 53700 SH SOLE 26000 0 27700 WAL MART STORES INC COM 931142103 331 3550 SH SOLE 0 0 3550 WASHINGTON REAL ESTATE INVT SH COM 939653101 1192 51810 SH SOLE 31010 0 20800 WASHINGTON REAL ESTATE INVT SH COM 939653101 35 1500 SH OTR 0 0 1500 WATSCO INC COM 942622200 7221 51900 SH SOLE 22100 0 29800 WEST PHARMACEUTICAL SVCS INCCO COM 955306105 4567 46590 SH SOLE 11666 0 34924 WESTERN ASSET CLYM INFL OPP CO MUTUAL FUNDS 95766R104 2034 200359 SH SOLE 76104 0 124255 WESTERN ASSET CLYM INFL OPP CO MUTUAL FUNDS 95766R104 85 8400 SH OTR 0 0 8400 WESTERN ASSET CLYM INFL SEC CO MUTUAL FUNDS 95766Q106 1290 121849 SH SOLE 51070 0 70779 WESTPORT FUEL SYSTEMS INC. COM 960908309 2618 1968404 SH SOLE 497917 0 1470487 WESTROCK CO COM COM 96145D105 1147 30375 SH SOLE 11919 0 18456 WESTROCK CO COM COM 96145D105 29 780 SH OTR 0 0 780 WILLIAMS SONOMA INC COM COM 969904101 5923 117400 SH SOLE 30200 0 87200 WILLIAMS SONOMA INC COM COM 969904101 66 1300 SH OTR 0 0 1300