0001209191-14-032893.txt : 20140512 0001209191-14-032893.hdr.sgml : 20140512 20140512160128 ACCESSION NUMBER: 0001209191-14-032893 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140509 FILED AS OF DATE: 20140512 DATE AS OF CHANGE: 20140512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MINNESOTA MUNICIPAL INCOME PORTFOLIO INC CENTRAL INDEX KEY: 0000902748 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 411748694 STATE OF INCORPORATION: MN FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: BC- MN-H04N CITY: MINNEAPOLIS STATE: MN ZIP: 55402-3804 BUSINESS PHONE: 612-303-7987 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: BC- MN-H04N CITY: MINNEAPOLIS STATE: MN ZIP: 55402-3804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: UBS AG CENTRAL INDEX KEY: 0001114446 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-07680 FILM NUMBER: 14833379 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 STREET 2: P O BOX CH 8001 CITY: ZURICH STATE: V8 ZIP: CH 8001 BUSINESS PHONE: 203-719-5241 MAIL ADDRESS: STREET 1: 677 WASHINGTON BLVD. CITY: STAMFORD STATE: CT ZIP: 06901 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-05-09 1 0000902748 MINNESOTA MUNICIPAL INCOME PORTFOLIO INC MXA 0001114446 UBS AG BAHNHOFSTRASSE 45 PO BOX CH-8021. ZURICH V8 SWITZERLAND 0 0 0 1 Former 10% Owner Auction Preferred Stock 2014-05-09 4 J 0 141 D 0 I By subsidiary This Statement is filed jointly by UBS AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS AG to which UBS AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. At Par (Cusip Nos. 604062208, 604062307) /s/ Anthony DeFilippis 2014-05-12 /s/ William Chandler 2014-05-12