-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C+YY4OObtzZ6mzbEwc6oDm3huhEGz4M7j2qyoobEsVbPOCEMDIEiK7RrnQEjsQ02 9HIKq45Z02pAizI3EnRgvw== 0001005477-03-002893.txt : 20030731 0001005477-03-002893.hdr.sgml : 20030731 20030731190635 ACCESSION NUMBER: 0001005477-03-002893 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20020212 FILED AS OF DATE: 20030731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AKSYS LTD CENTRAL INDEX KEY: 0000902600 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 363890205 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO MARRIOTT DR STREET 2: STE 300 CITY: LIBERTYVILLE STATE: IL ZIP: 60069 BUSINESS PHONE: 8472476051 MAIL ADDRESS: STREET 1: 1113 S MILWAUKEE AVE STREET 2: SUITE 300 CITY: LIBERTYVILLE STATE: IL ZIP: 60048 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SACANE SCOTT CENTRAL INDEX KEY: 0001160291 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28290 FILM NUMBER: 03816020 BUSINESS ADDRESS: STREET 1: C/O HIGHLINE MANAGEMENT LLC STREET 2: 888 SEVENTH AVE CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: 2126032600 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DURUS CAPITAL MANAGEMENT NA LLC CENTRAL INDEX KEY: 0001257241 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28290 FILM NUMBER: 03816021 BUSINESS ADDRESS: STREET 1: 20 MARSHALL ST STE 320 CITY: SOUTH NORWALK STATE: CT ZIP: 06854 BUSINESS PHONE: 2038993100 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DURUS CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001166014 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28290 FILM NUMBER: 03816022 BUSINESS ADDRESS: STREET 1: 113 POST RD. EAST CITY: VESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2033410667 MAIL ADDRESS: STREET 1: 113 POST RD. EAST CITY: WESTPORT STATE: CT ZIP: 06880 4 1 edgar123.xml FORM 4 X0201 4 2002-02-12 0 0000902600 AKSYS LTD AKSY 0001166014 DURUS CAPITAL MANAGEMENT 113 POST RD. EAST WESTPORT CT 06880 0 0 1 0 0001257241 DURUS CAPITAL MANAGEMENT NA LLC 0 0 1 0 0001160291 SACANE SCOTT 0 0 1 0 Common Stock 2003-05-28 4 P 0 166600 9.1823 A 15964545 I See Footnote Common Stock 2003-05-28 4 P 0 29500 9.1823 A 15994045 I See Footnote Common Stock 2003-05-28 4 S 0 600 9.4146 D 15993445 I See Footnote Common Stock 2003-05-28 4 P 0 15000 8.9000 A 16008445 I See Footnote Common Stock 2003-05-29 4 P 0 152300 9.1923 A 16160745 I See Footnote Common Stock 2003-05-29 4 P 0 26900 9.1923 A 16187645 I See Footnote Common Stock 2003-05-29 4 P 0 15000 9.1923 A 16202645 I See Footnote Common Stock 2003-05-30 4 P 0 51000 9.1409 A 16253645 I See Footnote Common Stock 2003-05-30 4 P 0 12000 9.1409 A 16265645 I See Footnote Common Stock 2003-06-02 4 P 0 150600 9.0211 A 16416245 I See Footnote Common Stock 2003-06-02 4 P 0 12500 9.1900 A 16428745 I See Footnote Common Stock 2003-06-02 4 P 0 27000 9.0211 A 16455745 I See Footnote Common Stock 2003-06-03 4 P 0 86000 9.0436 A 16541745 I See Footnote Common Stock 2003-06-03 4 P 0 1000 9.0360 A 16542745 I See Footnote Common Stock 2003-06-03 4 P 0 15100 9.0436 A 16557845 I See Footnote Common Stock 2003-06-04 4 P 0 63800 9.1424 A 16621645 I See Footnote Common Stock 2003-06-04 4 P 0 11300 9.1424 A 16632945 I See Footnote Common Stock 2003-06-05 4 P 0 31500 9.1435 A 16664445 I See Footnote Common Stock 2003-06-05 4 P 0 17500 9.1771 A 16681945 I See Footnote Common Stock 2003-06-05 4 P 0 5600 9.1435 A 16687545 I See Footnote Common Stock 2003-06-06 4 P 0 10000 9.2000 A 16697545 I See Footnote Common Stock 2003-06-06 4 P 0 5000 9.2400 A 16702545 I See Footnote Common Stock 2003-06-06 4 P 0 153400 9.1630 A 16855945 I See Footnote Common Stock 2003-06-06 4 P 0 27000 9.1630 A 16882945 I See Footnote Common Stock 2003-06-09 4 P 0 74300 9.2363 A 16957245 I See Footnote Common Stock 2003-06-09 4 P 0 13100 9.2363 A 16970345 I See Footnote Common Stock 2003-06-10 4 P 0 68300 9.4684 A 17038645 I See Footnote Common Stock 2003-06-10 4 P 0 12000 9.4684 A 17050645 I See Footnote Common Stock 2003-06-11 4 P 0 207100 9.9486 A 17257745 I See Footnote Common Stock 2003-06-11 4 P 0 4300 9.6350 A 17262045 I See Footnote This Form 4 is being filed by Durus Capital Management, LLC ("Capital"), Durus Capital Management (N.A.), LLC ("Management") and Scott Sacane. Because the SEC's electronic filing system does not allow for the disclosure of more than 30 transactions on one Form 4, the Reporting Persons are filing 26 simultaneous Form 4s to report their reportable transactions all of which together shall be deemed a single report filed on this date. This is the 22nd Form 4 of the 26 filings. In accordance with instruction 4(b)(iv) of Form 4, these amounts reflect the aggregate amount of shares controlled by Capital and Management (and by Scott Sacane through such entities) under Section 13(d) of the Exchange Act. Each Reporting Person disclaims beneficial ownership under Section 16 of the Exchange Act with respect to such transactions or securities, as applicable, to the extent greater than their indirect pecuniary interest therein. Through Durus Life Sciences Master Fund Ltd. Through Artal Long Biotech Portfolio LLC. Scott Sacane 2003-07-30 EX-99 3 ex99.txt INFORMATION REGARDING JOINT FILERS Information Regarding Joint Filers Designated Filer of Form 4: Durus Capital Management, LLC Date of Earliest Transaction Required to be Reported: February 12, 2002 Issuer Name and Ticker Symbol: Aksys Ltd. (AKSY) Joint Filer Names and addresses: Scott Sacane, 20 Marshall Street, ste 320, South Norwalk, CT 06854 Durus Capital Management (N.A.), LLC, 20 Marshall Street, ste 320, South Norwalk, CT 06854 Signatures: /s/ Scott Sacane - ---------------- Scott Sacane Durus Capital Management (N.A.), LLC By: /s/ Scott Sacane ---------------- Name: Scott Sacane Title: Managing Director -----END PRIVACY-ENHANCED MESSAGE-----