0000902584-21-000007.txt : 20211112 0000902584-21-000007.hdr.sgml : 20211112 20211112125151 ACCESSION NUMBER: 0000902584-21-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORY RESEARCH INC CENTRAL INDEX KEY: 0000902584 IRS NUMBER: 362831881 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05637 FILM NUMBER: 211402076 BUSINESS ADDRESS: STREET 1: 180 N. STETSON AVENUE STREET 2: SUITE 5500 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-565-1414 MAIL ADDRESS: STREET 1: 180 N. STETSON AVENUE STREET 2: SUITE 5500 CITY: CHICAGO STATE: IL ZIP: 60601 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000902584 XXXXXXXX 09-30-2021 09-30-2021 ADVISORY RESEARCH INC

180 N. STETSON AVENUE SUITE 5500 CHICAGO IL 60601

13F HOLDINGS REPORT 028-05637 Y The following information corresponds to the securities indicated in the attached Information Table: (A) Includes 4,562,249 Restricted Stock Units that represents a right to receive one share of EQT Corporation common stock. Megan Croal 7247132009 Megan Croal Chicago IL 11-12-2021 1 385 1557343 true 1 0001754305 028-19569 North Square Investments, LLC INFORMATION TABLE 2 arithirdqtr2021.xml 3D Systems Corporation COM 88554D205 1241 44998 SH SOLE 44998 0 0 A T & T Inc New COM 00206R102 833 30850 SH SOLE 27750 0 3100 Abbott Laboratories COM 002824100 1461 12367 SH SOLE 9342 0 3025 Abbott Laboratories COM 002824100 243 2056 SH OTR 1 2056 0 0 Abbvie Incorporated COM 00287Y109 21871 202754 SH SOLE 192142 0 10612 Accenture Plc COM G1151C101 25886 80915 SH SOLE 78629 0 2286 Acuity Brands Inc COM 00508Y102 325 1872 SH SOLE 1872 0 0 Addus Homecare Corporation COM 006739106 10537 132128 SH SOLE 26698 0 105430 Agenus Incorporated COM 00847G705 1046 199290 SH SOLE 199290 0 0 Agiliti Incorporated COM 00848J104 2586 135815 SH SOLE 135815 0 0 Albany International Corporati COM 012348108 888 11553 SH SOLE 11553 0 0 Albemarle Corp COM 012653101 418 1907 SH SOLE 1907 0 0 Alcoa Corporation COM 013872106 297 6075 SH SOLE 6075 0 0 Allegro MicroSystems Incorpora COM 01749D105 274 8562 SH SOLE 8562 0 0 Alnylam Pharmaceuticals Incorp COM 02043Q107 623 3302 SH SOLE 3302 0 0 Alpha Capital Acquisition-A COM G0316P130 1008 103594 SH SOLE 103594 0 0 Alphabet Inc-Cl A COM 02079K305 3125 1169 SH SOLE 959 0 210 Alphabet Inc-Cl A COM 02079K305 329 123 SH OTR 1 123 0 0 Altria Group Inc COM 02209S103 404 8880 SH SOLE 8880 0 0 Amazon.com Inc COM 023135106 2937 894 SH SOLE 894 0 0 Ambarella Incorporated COM G037AX101 3045 19553 SH SOLE 19553 0 0 Amerco Incorporated COM 023586100 414 641 SH SOLE 641 0 0 American Express Company COM 025816109 1593 9509 SH SOLE 7005 0 2504 American Express Company COM 025816109 236 1409 SH OTR 1 1409 0 0 Antero Resources Corporation COM 03674X106 25751 1368992 SH SOLE 1368992 0 0 Apple Inc COM 037833100 658 4652 SH SOLE 4652 0 0 Ares Capital Corporation COM 04010L103 2114 103999 SH SOLE 103999 0 0 Ares Management Corporation COM 03990B101 1594 21590 SH SOLE 20648 0 942 Arista Networks Inc COM 040413106 299 871 SH SOLE 871 0 0 Arrow Electronics Incorporated COM 042735100 5759 51289 SH SOLE 9784 0 41505 Arvinas Incorporated COM 04335A105 2060 25064 SH SOLE 25064 0 0 Asbury Automotive Group COM 043436104 15793 80273 SH SOLE 18586 0 61687 Asbury Automotive Group COM 043436104 235 1193 SH OTR 1 1193 0 0 ASML Holding NV-NY Reg Shs COM N07059210 359 482 SH SOLE 482 0 0 Aspen Aerogels Incorporated COM 04523Y105 2192 47639 SH SOLE 47639 0 0 Atlantic Bancshares Incorporat COM 048269203 6257 236211 SH SOLE 48226 0 187985 Atomera Inc. 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COM 808513105 342 4696 SH SOLE 4696 0 0 Chart Industries Incorporated COM 16115Q308 499 2609 SH SOLE 2609 0 0 Chesapeake Utilities COM 165303108 760 6329 SH SOLE 4998 0 1331 Chesapeake Utilities COM 165303108 133 1109 SH OTR 1 1109 0 0 Chevron Corporation New COM 166764100 1400 13796 SH SOLE 10228 0 3568 Chevron Corporation New COM 166764100 215 2118 SH OTR 1 2118 0 0 Cimarex Energy COM 171798101 9065 103959 SH SOLE 103959 0 0 Citizens Financial Group COM 174610105 12732 271002 SH SOLE 264536 0 6466 Coca Cola COM 191216100 8793 167577 SH SOLE 163419 0 4158 Constellation Brands Inc-A COM 21036P108 1946 9235 SH SOLE 8825 0 410 Cree Incorporated.old COM 225447101 205 2543 SH SOLE 2543 0 0 CrowdStrike Holdings Inc Class COM 22788C105 447 1817 SH SOLE 1817 0 0 Cue Biopharma Incorporated COM 22978P106 3730 256000 SH SOLE 256000 0 0 Custom Truck One Source Inc COM 23204X103 1114 119407 SH SOLE 119407 0 0 Cytokinetics Incorporated COM 23282W605 1182 33061 SH SOLE 33061 0 0 Danaos Corporation COM Y1968P121 8141 99405 SH SOLE 96884 0 2521 Darden Restaurants COM 237194105 610 4027 SH SOLE 4027 0 0 Denbury Incorporated COM 24790A101 111207 1583018 SH SOLE 1321032 0 261986 Denbury Incorporated COM 24790A101 268 3817 SH OTR 1 3817 0 0 Devon Energy COM 25179M103 57341 1614780 SH SOLE 1614780 0 0 Diamondback Energy Incorporate COM 25278X109 12218 129057 SH SOLE 126243 0 2814 Diamondhead Holdings Corp-A COM 25278L105 2448 251900 SH SOLE 251900 0 0 Diamondhead Holdings Corp Unit COM 25278L204 198 20000 SH SOLE 20000 0 0 Docebo Incorporated COM 25609L105 1450 19925 SH SOLE 19925 0 0 Domino's Pizza Incorporated COM 25754A201 666 1397 SH SOLE 1397 0 0 Doximity Incorporated Class A COM 26622P107 1092 13535 SH SOLE 13535 0 0 Elastic NV COM N14506104 296 1986 SH SOLE 1986 0 0 Element Solutions Incorporated COM 28618M106 19490 898963 SH SOLE 323831 0 575132 Element Solutions Incorporated COM 28618M106 275 12691 SH OTR 1 12691 0 0 Enerpac Tool Group Corp COM 292765104 3128 150880 SH SOLE 25389 0 125491 Enova International Incorporat COM 29357K103 2032 58812 SH SOLE 58812 0 0 Enovix Corporation COM 293594107 538 28477 SH SOLE 28477 0 0 Enstar Group Limited Shs COM G3075P101 21139 90055 SH SOLE 28914 0 61141 Epsilon Energy Ltd. COM 294375209 20403 3168133 SH SOLE 3168133 0 0 Evolent Health Incorporated A COM 30050B101 2472 79758 SH SOLE 79758 0 0 eXp World Holdings Incorporate COM 30212W100 4768 119880 SH SOLE 119880 0 0 Facebook Inc-A COM 30303M102 636 1873 SH SOLE 1873 0 0 Federal Signal Corp COM 313855108 922 23861 SH SOLE 18609 0 5252 Federal Signal Corp COM 313855108 160 4144 SH OTR 1 4144 0 0 Ferguson PLC COM G3421J106 13495 96725 SH SOLE 93887 0 2838 Fidelity National Financial In COM 31620R303 1060 23371 SH SOLE 22354 0 1017 Fidus Invt Corp Com COM 316500107 941 53956 SH SOLE 53956 0 0 First Interstate Bancsys-A COM 32055Y201 8283 205738 SH SOLE 60898 0 144840 First Interstate Bancsys-A COM 32055Y201 208 5174 SH OTR 1 5174 0 0 First Merchants Corporation COM 320817109 7951 190024 SH SOLE 32174 0 157850 Floor & Decor Holdings Incorpo COM 339750101 1745 14443 SH SOLE 14443 0 0 Fortune Brands Home & Security COM 34964C106 6847 76576 SH SOLE 22691 0 53885 Fortune Brands Home & Security COM 34964C106 184 2060 SH OTR 1 2060 0 0 Forum Merger IV Corp-A COM 349875104 680 69722 SH SOLE 69722 0 0 Fox Corporation Class A COM 35137L105 20009 498852 SH SOLE 492702 0 6150 Franklin Covey Company COM 353469109 431 10572 SH SOLE 10572 0 0 FS KKR Capital Corporation COM 302635206 1668 75695 SH SOLE 75695 0 0 Gates Industrial Corporation p COM G39108108 16686 1025545 SH SOLE 378962 0 646583 Gates Industrial Corporation p COM G39108108 205 12607 SH OTR 1 12607 0 0 Generac Holdings Incorporated COM 368736104 253 619 SH SOLE 619 0 0 Genius Sports Ltd COM G3934V109 271 14498 SH SOLE 14498 0 0 Gentherm Incorporated COM 37253A103 2079 25688 SH SOLE 25688 0 0 Ginkgo Bioworks Holdings Incor COM 37611X100 852 73470 SH SOLE 73470 0 0 Gogo Incorporated COM 38046C109 566 32734 SH SOLE 32734 0 0 Golub Cap Bdc Inc Com COM 38173M102 681 43047 SH SOLE 43047 0 0 Goodyear Tire & Rubber Company COM 382550101 1045 59012 SH SOLE 59012 0 0 Goosehead Insurance Incorporat COM 38267D109 4416 28997 SH SOLE 28997 0 0 GrafTech International Ltd. COM 384313508 6977 676028 SH SOLE 659512 0 16516 Harmony Biosciences Holdings I COM 413197104 4563 119050 SH SOLE 21550 0 97500 Haymaker Acquistion Corp-A COM 42087R108 842 86477 SH SOLE 86477 0 0 HCA Inc. COM 40412C101 14343 59094 SH SOLE 57646 0 1448 Hennessy Capital Investment Un COM 42600H207 4104 412500 SH SOLE 412500 0 0 Hercules Technology Growth Cap COM 427096508 1820 109548 SH SOLE 109548 0 0 Hess Corp COM 42809H107 496 6356 SH SOLE 6356 0 0 Hillman Solutions Corporation COM 431636109 7313 612963 SH SOLE 155925 0 457038 Holley Incorporated COM 43538H103 14933 1250633 SH SOLE 437110 0 813523 Home Depot Inc COM 437076102 1170 3565 SH SOLE 2611 0 954 Home Depot Inc COM 437076102 173 526 SH OTR 1 526 0 0 Horizon Bancorp Incorporated COM 440407104 4632 254900 SH SOLE 85652 0 169248 Horizon Therapeutics PLC COM G46188101 533 4869 SH SOLE 4869 0 0 Hubbell Incorporated Class B COM 443510607 19866 109959 SH SOLE 107228 0 2731 Illinois Tool Works Inc COM 452308109 1423 6885 SH SOLE 6587 0 298 Imperial Oil Ltd COM 453038408 8429 267065 SH SOLE 260684 0 6381 Impinj Incorporated COM 453204109 328 5750 SH SOLE 5750 0 0 InMode LTD COM M5425M103 4058 25452 SH SOLE 25452 0 0 Intellia Therapeutics Incorpor COM 45826J105 410 3053 SH SOLE 3053 0 0 International Game Technology COM G4863A108 2289 86985 SH SOLE 83169 0 3816 Interpublic Group COM 460690100 1780 48544 SH SOLE 46359 0 2185 Intra-Cellular Therapies Inc COM 46116X101 296 7939 SH SOLE 7939 0 0 Intuit COM 461202103 16351 30307 SH SOLE 29568 0 739 Iron Mountain COM 46284V101 734 16901 SH SOLE 0 0 16901 ironSource Ltd Class A COM M5R75Y101 423 38919 SH SOLE 38919 0 0 Jabil Circuit COM 466313103 364 6231 SH SOLE 6231 0 0 Johnson & Johnson COM 478160104 19697 121962 SH SOLE 118354 0 3608 Jones Lang LaSalle Incorporate COM 48020Q107 896 3612 SH SOLE 3475 0 137 JPMorgan Chase & Co COM 46625H100 19801 120967 SH SOLE 115282 0 5685 JPMorgan Chase & Co COM 46625H100 272 1664 SH OTR 1 1664 0 0 Kadant Incorporated COM 48282T104 1698 8320 SH SOLE 8320 0 0 KBR Incorporated COM 48242W106 376 9532 SH SOLE 9532 0 0 Khosla Ventures Acquisition Co COM 482505104 105 10300 SH SOLE 10300 0 0 Kinder Morgan, Inc. COM 49456B101 247 14743 SH SOLE 14743 0 0 KKR Acquisition Holdings I C U COM 48253T208 290 29010 SH SOLE 29010 0 0 Kornit Digital Limited COM M6372Q113 6815 47087 SH SOLE 47087 0 0 L Catterton Asia Acquisition C COM G5346G125 1274 130943 SH SOLE 130943 0 0 L3Harris Technologies Incorpor COM 502431109 1470 6676 SH SOLE 4939 0 1737 L3Harris Technologies Incorpor COM 502431109 236 1073 SH OTR 1 1073 0 0 Lam Research COM 512807108 11269 19800 SH SOLE 19303 0 497 Lamar Advertising Company Clas COM 512816109 9907 87324 SH SOLE 85047 0 2277 Latch Inc COM 51818V106 4105 364239 SH SOLE 364239 0 0 LendingClub Corp COM 52603A208 3584 126910 SH SOLE 126910 0 0 Lovesac Company COM 54738L109 7713 116709 SH SOLE 116709 0 0 Macy's Inc COM 55616P104 395 17500 SH SOLE 17500 0 0 Main Street Capital Corp Com COM 56035L104 1565 38068 SH SOLE 38068 0 0 Manitowoc Company, Inc. COM 563571405 936 43694 SH SOLE 43694 0 0 Marvell Technology, Inc. COM 573874104 518 8592 SH SOLE 8592 0 0 Mason Industrial Technology In COM 57520Y106 505 51887 SH SOLE 51887 0 0 Matador Resources Company COM 576485205 3396 89265 SH SOLE 89265 0 0 Matterport Incorporated COM 577096100 5211 275554 SH SOLE 275554 0 0 MaxLinear Inc-Class A COM 57776J100 1810 36742 SH SOLE 36742 0 0 McDonald's Corp COM 580135101 979 4062 SH SOLE 3011 0 1051 McDonald's Corp COM 580135101 172 715 SH OTR 1 715 0 0 MDC Holdings COM 552676108 7788 166691 SH SOLE 31588 0 135103 Medtronic PLC Shares COM G5960L103 1473 11752 SH SOLE 8304 0 3448 Medtronic PLC Shares COM G5960L103 232 1849 SH OTR 1 1849 0 0 Membership Collective Group In COM 586001109 1114 89519 SH SOLE 89519 0 0 Metlife COM 59156R108 15841 256616 SH SOLE 250193 0 6423 Microsoft Corp COM 594918104 11414 40485 SH SOLE 38370 0 2115 Microsoft Corp COM 594918104 177 629 SH OTR 1 629 0 0 Middleby Corporation COM 596278101 758 4447 SH SOLE 4447 0 0 Moderna Incorporated COM 60770K107 990 2572 SH SOLE 2572 0 0 Monarch Casino and Resorts Inc COM 609027107 15798 235831 SH SOLE 75850 0 159981 Natera Incorporated COM 632307104 1321 11857 SH SOLE 11857 0 0 NCR Corporation COM 62886E108 465 11987 SH SOLE 11987 0 0 NeoGames SA COM L6673X107 282 7672 SH SOLE 7672 0 0 NetApp Incorporated COM 64110D104 1116 12430 SH SOLE 11877 0 553 New Mtn Fin Corp Com COM 647551100 1069 80313 SH SOLE 80313 0 0 Nicolet Bankshares Inc. COM 65406E102 1025 13820 SH SOLE 10793 0 3027 Nicolet Bankshares Inc. COM 65406E102 175 2364 SH OTR 1 2364 0 0 Novocure LTD COM G6674U108 1289 11094 SH SOLE 11094 0 0 Oaktree Speciality Lending Coo COM 67401P108 1663 235483 SH SOLE 235483 0 0 Occidental Petroleum Corporati COM 674599105 16491 557500 SH SOLE 557500 0 0 Omnicell Incorporated COM 68213N109 1160 7816 SH SOLE 7816 0 0 Opendoor Technologies Incorpor COM 683712103 735 35791 SH SOLE 35791 0 0 OptimizeRx Corporation COM 68401U204 2694 31490 SH SOLE 31490 0 0 Oracle COM 68389X105 7164 82226 SH SOLE 80277 0 1949 Owl Rock Capital Corp COM 69121K104 1189 84204 SH SOLE 84204 0 0 Palantir Technologies Inc. Cla COM 69608A108 923 38405 SH SOLE 38405 0 0 Party City Holdco Incorporated COM 702149105 2485 350005 SH SOLE 350005 0 0 Peloton Interactive Incorporat COM 70614W100 741 8510 SH SOLE 8510 0 0 Performance Food Group COM 71377A103 15809 340271 SH SOLE 122723 0 217548 Performance Food Group COM 71377A103 192 4139 SH OTR 1 4139 0 0 Pfizer COM 717081103 2255 52439 SH SOLE 49310 0 3129 Plug Power Incorporated COM 72919P202 396 15497 SH SOLE 15497 0 0 Porch Group Incorporated COM 733245104 305 17266 SH SOLE 17266 0 0 Potbelly Corporation COM 73754Y100 147 21723 SH SOLE 21723 0 0 PotlatchDeltic Corporation COM 737630103 10901 211340 SH SOLE 39980 0 171360 Primavera Capital Acquisition- COM G7255E109 106 10908 SH SOLE 10908 0 0 Priveterra Acquisition Cor-A COM 74275N102 1421 145857 SH SOLE 145857 0 0 Prothena Corp PLC COM G72800108 1402 19684 SH SOLE 19684 0 0 Provention Bio Incorporated COM 74374N102 1520 237500 SH SOLE 237500 0 0 Prudential Bache COM 744320102 308 2928 SH SOLE 0 0 2928 PTC Incorporated COM 69370C100 345 2881 SH SOLE 2881 0 0 Quanta Services COM 74762E102 702 6169 SH SOLE 6169 0 0 Ramaco Resources, Inc. COM 75134P303 874 71037 SH SOLE 71037 0 0 Ranpak Holdings Corp. Class A COM 75321W103 1041 38820 SH SOLE 38820 0 0 Reliance Steel & Aluminum COM 759509102 18458 129602 SH SOLE 126508 0 3094 Rent A Center Incorporated COM 76009N100 1544 27465 SH SOLE 27465 0 0 Rexnord Corporation.old COM 76169B102 15980 248564 SH SOLE 64108 0 184456 Rexnord Corporation.old COM 76169B102 296 4606 SH OTR 1 4606 0 0 RH COM 74967X103 1941 2910 SH SOLE 2910 0 0 Rimini Street Inc Class A COM 76674Q107 1372 142141 SH SOLE 142141 0 0 Ross Acquisition Corp II Unit COM G7641C122 108 10803 SH SOLE 10803 0 0 Ross Acquisition Corporation I COM G7641C106 1324 136668 SH SOLE 136668 0 0 Rush Street Interactive Incorp COM 782011100 2854 148564 SH SOLE 148564 0 0 Ruth's Hospitality Group Incor COM 783332109 5670 273765 SH SOLE 48760 0 225005 Sandbridge X2 Corp Unit COM 799792205 213 21488 SH SOLE 21488 0 0 Sandbridge X2 Corporation COM 799792106 447 45986 SH SOLE 45986 0 0 Saratoga Investment Corporatio COM 80349A208 585 20339 SH SOLE 20339 0 0 Science Strategic Acquisition- COM 808641104 315 32451 SH SOLE 32451 0 0 Science Strategic Acquisition COM 808641203 149 15000 SH SOLE 15000 0 0 SEMrush Holdings, Inc. Class A COM 81686C104 1169 50714 SH SOLE 50714 0 0 ServiceNow Inc COM 81762P102 525 844 SH SOLE 844 0 0 Shelter Acquisition Corp I-A COM 822821104 875 90000 SH SOLE 90000 0 0 Sixth Street Specialty Lending COM 83012A109 1743 78468 SH SOLE 78468 0 0 SM Energy Company COM 78454L100 28064 1063850 SH SOLE 1063850 0 0 Snap On Incorporated COM 833034101 15150 72506 SH SOLE 70744 0 1762 Solaredge Technolgoies Incorpo COM 83417M104 438 1653 SH SOLE 1653 0 0 Sprout Social Inc Class A COM 85209W109 2757 22605 SH SOLE 22605 0 0 Square Incorporated Class A COM 852234103 398 1660 SH SOLE 1660 0 0 STAAR Surgical Company COM 852312305 6478 50401 SH SOLE 50401 0 0 Starbucks Corp COM 855244109 1042 9450 SH SOLE 6737 0 2713 Starbucks Corp COM 855244109 150 1362 SH OTR 1 1362 0 0 Steel Dynamics Incorporated COM 858119100 1549 26485 SH SOLE 25625 0 860 Stellantis N.V. COM N82405106 13323 697539 SH SOLE 680931 0 16608 Stellus Capital Investment Cor COM 858568108 741 56730 SH SOLE 56730 0 0 Sterling Bancorp/DE COM 85917A100 13558 543206 SH SOLE 88397 0 454809 Store Capital Group COM 862121100 6980 217918 SH SOLE 33009 0 184909 Stride Incorporated COM 86333M108 605 16838 SH SOLE 16838 0 0 Switch Incorporated COM 87105L104 5985 235725 SH SOLE 42745 0 192980 T. Rowe Price Group COM 74144T108 540 2745 SH SOLE 2745 0 0 Tailwind International Acq-A COM G8662F101 322 33204 SH SOLE 33204 0 0 TechTarget Incorporated COM 87874R100 15917 193116 SH SOLE 61050 0 132066 Tempur Sealy International Inc COM 88023U101 256 5525 SH SOLE 5525 0 0 Tenneco Inc COM 880349105 1670 117023 SH SOLE 117023 0 0 Teradyne Incorporated COM 880770102 368 3370 SH SOLE 3370 0 0 Terminix Global Holdings Incor COM 88087E100 11017 264383 SH SOLE 72873 0 191510 Tesla Motors Inc COM 88160R101 2354 3036 SH SOLE 3036 0 0 Texas Capital Bancshares Inc COM 88224Q107 11085 184691 SH SOLE 31476 0 153215 Texas Instruments COM 882508104 14507 75473 SH SOLE 73726 0 1747 Textainer Group Holdings Limit COM G8766E109 2112 60509 SH SOLE 60509 0 0 thredUP, Inc. Class A COM 88556E102 4364 201217 SH SOLE 201217 0 0 Thunder Bridge Capital Partner COM 88605T100 1178 120688 SH SOLE 120688 0 0 Thunder Bridge Capital Partner COM 88605T209 219 22100 SH SOLE 22100 0 0 Titan International Incorporat COM 88830M102 296 41304 SH SOLE 41304 0 0 TJX Companies COM 872540109 1495 22652 SH SOLE 16737 0 5915 TJX Companies COM 872540109 252 3820 SH OTR 1 3820 0 0 TortoiseEcofin Acquisition Cor COM G8956E208 413 41500 SH SOLE 41500 0 0 TPG Pace Beneficial II Corp COM G89826104 2342 239225 SH SOLE 239225 0 0 Trinity Capital Inc COM 896442308 875 54374 SH SOLE 54374 0 0 Trinity Industries COM 896522109 10392 382480 SH SOLE 67315 0 315165 Tripadvisor Incorporated COM 896945201 395 11661 SH SOLE 11661 0 0 Tupperware Brands Corp COM 899896104 6756 319868 SH SOLE 57058 0 262810 Union Pacific Corporation COM 907818108 1214 6196 SH SOLE 4481 0 1715 Union Pacific Corporation COM 907818108 220 1124 SH OTR 1 1124 0 0 Unisys Corporation COM 909214306 327 12992 SH SOLE 12992 0 0 United Rentals COM 911363109 564 1606 SH SOLE 1606 0 0 UnitedHealth Group Inc COM 91324P102 13958 35722 SH SOLE 33921 0 1801 UnitedHealth Group Inc COM 91324P102 205 524 SH OTR 1 524 0 0 Unity Software, Inc. COM 91332U101 419 3316 SH SOLE 3316 0 0 Upstart Holdings, Inc. COM 91680M107 4251 13435 SH SOLE 13435 0 0 Vail Resorts Inc COM 91879Q109 229 685 SH SOLE 685 0 0 Valvoline Incorporated COM 92047W101 28692 920201 SH SOLE 489372 0 430829 Velocity Acquisition Corp-A COM 92259E104 119 12069 SH SOLE 12069 0 0 Ventas Inc. COM 92276F100 210 3810 SH SOLE 0 0 3810 Verizon Communications COM 92343V104 390 7220 SH SOLE 0 0 7220 Vicor Corporation COM 925815102 7209 53736 SH SOLE 53736 0 0 View Inc. Class A COM 92671V106 119 21869 SH SOLE 21869 0 0 ViewRay Incorporated COM 92672L107 4362 605030 SH SOLE 605030 0 0 Viper Energy Partners LP COM 92763M105 7763 355307 SH SOLE 61802 0 293505 Vulcan Materials Company COM 929160109 373 2206 SH SOLE 2206 0 0 Wayfair Incorporated COM 94419L101 380 1487 SH SOLE 1487 0 0 Western Alliance Bancorp COM 957638109 495 4549 SH SOLE 4549 0 0 Whitehorse Finance Incorporate COM 96524V106 708 46503 SH SOLE 46503 0 0 WideOpenWest Incorporated COM 96758W101 8407 427858 SH SOLE 123503 0 304355 Workiva, Inc. Class A COM 98139A105 4653 33009 SH SOLE 33009 0 0 Zentalis Pharmaceuticals Incor COM 98943L107 1152 17290 SH SOLE 17290 0 0 Zillow Group Incorporated Clas COM 98954M200 207 2347 SH SOLE 2347 0 0 Ferguson PLC COM G3421J106 3369 24177 SH SOLE 24177 0 0 EQT Corporation COM 26884l109 90515 4562249 SH SOLE 4562249 0 0 Alpha Capital Acq Cl A -CW27 W G0316P122 28 51797 SH SOLE 51797 0 0 Austerlitz Acq Cl A - CW27 W G0633U127 413 392967 SH SOLE 392967 0 0 Austerlitz Acq Cl A -CW26 W G0633D125 388 229700 SH SOLE 229700 0 0 Authentic Equity Acquisition - W G06607124 26 37952 SH SOLE 37952 0 0 Broadscale Acq Cl A - CW26 W 11134Y119 18 24485 SH SOLE 24485 0 0 Cazoo Group Limited CW W G2007L113 335 225000 SH SOLE 225000 0 0 Diamondhead Holdings a - CW28 W 25278L113 39 62975 SH SOLE 62975 0 0 Elliott Opportunity II-CW23 W G30092111 88 80367 SH SOLE 80367 0 0 Forum Merger IV CL A- CW27 W 349875112 98 93830 SH SOLE 93830 0 0 FTAC Hera Acquistion Corporati W G3728Y111 20 19375 SH SOLE 19375 0 0 G Squared Ascend I - CW27 W G4204R117 31 30000 SH SOLE 30000 0 0 Ginkgo Bioworks Holdings Incor W 37611X118 183 53841 SH SOLE 53841 0 0 Gores Guggenheim Cl A -CW27 W 38286Q115 64 30655 SH SOLE 30655 0 0 GS Acquisition Holdings A.old W 36258q113 166 77500 SH SOLE 77500 0 0 Haymaker Acquisition Co-CW25 W 42087R116 20 25522 SH SOLE 25522 0 0 Holley Incorporated WT W 43538H111 188 64800 SH SOLE 64800 0 0 Horizon Acquisition -CW25.old W G46049113 110 65000 SH SOLE 65000 0 0 ITHAX Acquisition CL A -CW27 W G49775128 28 49910 SH SOLE 49910 0 0 KKR Acq Holding I CL A -CW27 W 48253T117 39 40660 SH SOLE 40660 0 0 L Catterton Asia Acquisition C W G5346G117 41 58345 SH SOLE 58345 0 0 Marquee Raine Acw Cl A -CW25.o W G58442123 54 40000 SH SOLE 40000 0 0 Mason Industrial Technology CW W 57520Y114 15 20756 SH SOLE 20756 0 0 North Atlantic Acquistion - CW W G66139125 53 81713 SH SOLE 81713 0 0 Pivotal Investment Corp III-CW W 72582M114 26 30000 SH SOLE 30000 0 0 Pontem Corp Class A CW27 W G71707122 52 72967 SH SOLE 72967 0 0 Priveterra Acq Cl A -CW27 W 74275N110 29 48719 SH SOLE 48719 0 0 Ross Acquisition Corporation C W G7641C114 94 105556 SH SOLE 105556 0 0 Sandbridge X2 Corp wt exp 0311 W 799792114 17 22653 SH SOLE 22653 0 0 Science Strategic Acquisition W 808641112 8 11164 SH SOLE 11164 0 0 Shelter Ace I Cl A - CW27 W 822821112 29 57600 SH SOLE 57600 0 0 Spartan Acq III CL A -CW26 W 84677R114 39 35050 SH SOLE 35050 0 0 SVF Investment Corp CL A-CW27 W G8601L128 45 45000 SH SOLE 45000 0 0 Tailwind International -CW28 W G8662F119 10 15802 SH SOLE 15802 0 0 Thunder Bridge Capital CW28 W 88605T118 25 33757 SH SOLE 33757 0 0 Trebia Acquisition Corp Warran W G9027T117 391 270000 SH SOLE 270000 0 0 TZP Strategies - CL A - CW27 W G91595119 12 18677 SH SOLE 18677 0 0 Energy Select Sector SPDR Fund ETF 81369Y506 527 10122 SH SOLE 1775 0 8347 Invesco S&P 500 Equal Weight E ETF 46137V357 2316 15458 SH SOLE 15458 0 0 Invesco S&P Spinoff ETF ETF 46137V159 1120 17826 SH SOLE 17826 0 0 IShares Intermediate-Term Corp ETF 464288638 917 15270 SH SOLE 15270 0 0 iShares MBS ETF ETF 464288588 4728 43720 SH SOLE 43720 0 0 iShares MCSI ACWI ETF ETF 464288257 1669 16705 SH SOLE 16705 0 0 iShares Russell 2000 Value ETF ETF 464287630 6526 40732 SH SOLE 732 0 40000 iShares S&P US Pfd Stock Index ETF 464288687 1001 25800 SH SOLE 25800 0 0 iShares Select Dividend ETF ETF 464287168 4830 42100 SH SOLE 42100 0 0 IShares Short-Term Corporate B ETF 464288646 1568 28690 SH SOLE 28690 0 0 iShares Short Treasury Bond ET ETF 464288679 1204 10900 SH SOLE 10900 0 0 Pimco Corp & Income Strategy F ETF 72200U100 1624 90000 SH SOLE 90000 0 0 SPDR S&P Oil & Gas Exp ETF 78468R556 477 4935 SH SOLE 0 0 4935 Vanguard Dividend Appreciation ETF 921908844 4688 30520 SH SOLE 30520 0 0 Vanguard FTSE Developed ETF ETF 921943858 1556 30809 SH SOLE 28134 0 2675 Vanguard Intermediate-Term Cor ETF 92206C870 5495 58207 SH SOLE 54004 0 4203 Vanguard Mid-Cap ETF ETF 922908629 1303 5505 SH SOLE 5505 0 0 Vanguard S&P 500 ETF ETF 922908363 5160 13083 SH SOLE 13083 0 0 Vanguard S/T Corp Bond ETF ETF 92206C409 6568 79703 SH SOLE 74819 0 4884 Vanguard Short-Term Treasury E ETF 92206C102 954 15535 SH SOLE 15535 0 0 Wisdom Tree Intl LV DVD Fund ETF 97717W794 1229 25850 SH SOLE 25850 0 0 Wisdomtree Largecap Div Largec ETF 97717W307 794 6657 SH SOLE 6657 0 0 Barclays PLC-Spon ADR ADR 06738E204 244 23660 SH SOLE 23660 0 0 Equinor ASA-Spon ADR ADR 29446M102 286 11231 SH SOLE 11231 0 0 I N G Groep N V Adr ADR 456837103 15926 1099121 SH SOLE 1068543 0 30578 KB Financial Group Incorporate ADR 48241A105 12335 265784 SH SOLE 259813 0 5971 Luxfer Holdings Plc ADR G5698W116 7281 370900 SH SOLE 70220 0 300680 Novo Nordisk A/S ADR 670100205 392 4082 SH SOLE 4082 0 0 RELX PLC ADR 759530108 317 10998 SH SOLE 10998 0 0