0000902584-17-000024.txt : 20170515
0000902584-17-000024.hdr.sgml : 20170515
20170515094557
ACCESSION NUMBER: 0000902584-17-000024
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170515
DATE AS OF CHANGE: 20170515
EFFECTIVENESS DATE: 20170515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVISORY RESEARCH INC
CENTRAL INDEX KEY: 0000902584
IRS NUMBER: 362831881
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05637
FILM NUMBER: 17841713
BUSINESS ADDRESS:
STREET 1: 180 N. STETSON STREET
STREET 2: STE 5500
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 3125651414
MAIL ADDRESS:
STREET 1: 180 N. STETSON STREET
STREET 2: SUITE 5500
CITY: CHICAGO
STATE: IL
ZIP: 60601
13F-HR
1
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0000902584
XXXXXXXX
03-31-2017
03-31-2017
ADVISORY RESEARCH INC
180 N. STETSON STREET
SUITE 5500
CHICAGO
IL
60601
13F HOLDINGS REPORT
028-05637
N
Susan Steiner
Chief Compliance Officer
314-446-6745
Susan Steiner
St. Louis
MO
05-15-2017
3
467
6785021
false
1
0001280782
028-11097
GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC
2
0001352022
028-11783
General Board of Pension & Health Benefits of The United Methodist Church, INC in Missouri
3
0001524828
028-16461
Acuitas Investments, LLC
INFORMATION TABLE
2
arifirstqtr2017.xml
ARI 13F 1Q17
2U INC
COM
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A T & T INC NEW
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SH
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ABBVIE INC
COM
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37835
SH
SOLE
37046
0
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ABIOMED
COM
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3537
28249
SH
SOLE
13376
0
14873
ACADIA PHARMACEUTICALS INC
COM
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439
12757
SH
SOLE
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0
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ACCENTURE PLC
COM
G1151C101
6590
54972
SH
SOLE
52751
0
2221
ADDUS HOMECARE CORP.
COM
006739106
7201
225026
SH
SOLE
141457
0
83569
ADIENT PLC
COM
G0084W101
41954
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SH
SOLE
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ADIENT PLC
COM
G0084W101
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SH
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ADVANCED ENERGY INDUSTRIES
COM
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ADVANCED MICRO DEVICES
COM
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COM
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COM
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COM
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COM
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ALEXANDER & BALDWIN HOLDINGS I
COM
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COM
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COM
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ALLIED WORLD ASSURANCE CO
COM
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COM
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ALLISON TRANSMISSION HOLDING
COM
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COM
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COM
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COM
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COM
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COM
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APOLLO INVESTMENT CORPORATION
COM
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APPLE INC
COM
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APPLIED MATERIALS INC
COM
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ARC LOGISTICS PARTNERS LP
COM
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COM
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COM
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ARCOS DORADOS HOLDINGS INCORPO
COM
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ARES CAPITAL CORP
COM
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COM
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ARMSTRONG WORLD INDUSTRIES
COM
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ARMSTRONG WORLD INDUSTRIES
COM
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ASHLAND INC
COM
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SH
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ASHLAND INC
COM
044186104
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19745
SH
DFND
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ASTEC INDUSTRIES INC
COM
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34047
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22364
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ATENTO SA
COM
L0427L105
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AVALON HLDGS CORP CL A
COM
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AVNET INCORPORATED
COM
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AVNET INCORPORATED
COM
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COM
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AXALTA COATING SYSTEMS LTD
COM
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COM
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COM
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COM
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COM
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BANKUNITED INC COM
COM
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BCE
COM
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BEACON ROOFING SUPPLY INC
COM
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BELDEN INC
COM
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COM
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BEMIS COMPANY
COM
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COM
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COM
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BIG LOTS INC
COM
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BILOXI MARSH LDS CORP COM
COM
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BLUEBIRD BIO INC
COM
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COM
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BRIGHT HORIZONS FAMILY SOLUT
COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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DCP MIDSTREAM LP
COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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ELECTRONICS FOR IMAGING
COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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ENLINK MIDSTREAM, LLC
COM
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COM
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ENPRO INDUSTRIES
COM
29355X107
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ENSTAR GROUP LIMITED SHS
COM
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COM
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COM
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816369
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EQT CORPORATION
COM
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555355
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EQT MIDSTREAM PARTNERS, LP
COM
26885B100
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COM
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COM
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ESTERLINE TECHNOLOGIES CORP
COM
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EVERCORE PARTNERS INC
COM
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COM
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EXACT SCIENCES CORP
COM
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FACEBOOK INC-A
COM
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0
361
FEDERAL AGRICULTURAL MORTGAGE
COM
313148306
594
10311
SH
SOLE
4591
0
5720
FIDELITY NATIONAL FINANCIAL IN
COM
31620R303
23287
598024
SH
SOLE
547456
0
50568
FIDELITY NATIONAL FINANCIAL IN
COM
31620R303
7235
185800
SH
DFND
02
0
0
185800
FIDUS INVT CORP COM
COM
316500107
4448
253164
SH
SOLE
253164
0
0
FIFTH THIRD BANCORP
COM
316773100
397
15647
SH
SOLE
0
0
15647
FIVE9 INC
COM
338307101
2989
181595
SH
SOLE
119985
0
61610
FLEETCOR TECHNOLOGIES INC
COM
339041105
702
4637
SH
SOLE
1372
0
3265
FLOWERS FOODS INC
COM
343498101
31338
1614554
SH
SOLE
1255909
0
358645
FLOWERS FOODS INC
COM
343498101
3183
163970
SH
DFND
02
0
0
163970
FNB CORPORATION
COM
302520101
17438
1172720
SH
SOLE
798719
0
374001
FORMFACTOR INC
COM
346375108
3024
255205
SH
SOLE
166744
0
88461
FOUR CORNERS PROPERTY TRUST
COM
35086T109
2055
90033
SH
SOLE
58826
0
31207
FRONTIER COMMUNICATIONS
COM
35906A108
36
16681
SH
SOLE
0
0
16681
FSI CORPORATION
COM
302635107
8801
898091
SH
SOLE
898091
0
0
FULLER H B COMPANY
COM
359694106
41597
806776
SH
SOLE
623552
0
183224
FULLER H B COMPANY
COM
359694106
4750
92135
SH
DFND
02
0
0
92135
GASLOG PARTNERS LP
COM
Y2687W108
5585
227950
SH
SOLE
227950
0
0
GENERAL DYNAMICS
COM
369550108
4492
23998
SH
SOLE
23741
0
257
GENERAL ELECTRIC CO
COM
369604103
10832
363489
SH
SOLE
361849
0
1640
GENESIS ENERGY, L.P.
COM
371927104
68313
2107131
SH
SOLE
2100311
0
6820
GENESIS ENERGY, L.P.
COM
371927104
17889
551775
SH
DFND
01
551775
0
0
GIBRALTAR INDUSTRIES INC
COM
374689107
2080
50488
SH
SOLE
32971
0
17517
GLAUKOS CORP
COM
377322102
6928
135055
SH
SOLE
90055
0
45000
GLOBAL PARTNERS LP
COM
37946R109
4296
220299
SH
SOLE
216954
0
3345
GLOBAL PAYMENTS INC
COM
37940X102
1224
15165
SH
SOLE
4235
0
10930
GOLAR LNG PARTNERS LP
COM
Y2745C102
15398
689265
SH
SOLE
689265
0
0
GOLAR LNG PARTNERS LP
COM
Y2745C102
9019
403700
SH
DFND
01
403700
0
0
GOLDMAN SACHS BDC INC.
COM
38147U107
8768
355846
SH
SOLE
355846
0
0
GOLUB CAP BDC INC COM
COM
38173M102
4436
223158
SH
SOLE
223158
0
0
GOODYEAR TIRE & RUBBER
COM
382550101
338
9394
SH
SOLE
2512
0
6882
GRANITE CONSTRUCTION INC
COM
387328107
1182
23545
SH
SOLE
15381
0
8164
HARLEY DAVIDSON INCORPORATED
COM
412822108
10010
165462
SH
SOLE
150562
0
14900
HARLEY DAVIDSON INCORPORATED
COM
412822108
2915
48185
SH
DFND
02
0
0
48185
HASBRO
COM
418056107
10498
105166
SH
SOLE
104664
0
502
HERCULES TECHNOLOGY GROWTH CAP
COM
427096508
8618
569624
SH
SOLE
569624
0
0
HEXCEL CORPORATION
COM
428291108
1599
29307
SH
SOLE
13990
0
15317
HOEGH LNG PARTNERS LP
COM
Y3262R100
4466
227270
SH
SOLE
227270
0
0
HOLLY ENERGY PARTNERS, L.P.
COM
435763107
4983
139535
SH
SOLE
139535
0
0
HOME BANCSHARES INC
COM
436893200
3507
129540
SH
SOLE
84619
0
44921
HONEYWELL INTERNATIONAL INC
COM
438516106
11673
93479
SH
SOLE
93087
0
392
HOWARD HUGHES CORP/THE
COM
44267D107
28906
246535
SH
SOLE
168420
0
78115
HUBSPOT INC
COM
443573100
7833
129363
SH
SOLE
86379
0
42984
HYATT HOTELS CORPORATION
COM
448579102
6105
113099
SH
SOLE
112119
0
980
HYATT HOTELS CORPORATION
COM
448579102
2166
40130
SH
DFND
02
0
0
40130
II-VI INC
COM
902104108
3778
104787
SH
SOLE
68903
0
35884
IMPINJ INC
COM
453204109
3803
125652
SH
SOLE
83403
0
42249
INCYTE GENOMICS
COM
45337C102
1603
11995
SH
SOLE
3921
0
8074
INGERSOLL RAND LTD
COM
G47791101
1009
12407
SH
SOLE
3436
0
8971
INSULET CORPORATION
COM
45784P101
1382
32061
SH
SOLE
10160
0
21901
INTUITIVE SURGICAL INC
COM
46120E602
1292
1686
SH
SOLE
488
0
1198
INVESTORS BANCORP INCORPORATED
COM
46146L101
26548
1846175
SH
SOLE
1442402
0
403773
INVESTORS BANCORP INCORPORATED
COM
46146L101
3133
217870
SH
DFND
02
0
0
217870
IROBOT CORP
COM
462726100
4270
64553
SH
SOLE
42498
0
22055
ITRON INCORPORATED
COM
465741106
1649
27174
SH
SOLE
17758
0
9416
JACK IN THE BOX INCORPORATED
COM
466367109
41185
404889
SH
SOLE
317381
0
87508
JACK IN THE BOX INCORPORATED
COM
466367109
4073
40045
SH
DFND
02
0
0
40045
JOHNSON & JOHNSON
COM
478160104
13227
106195
SH
SOLE
99620
0
6575
JPMORGAN CHASE & CO
COM
46625H100
16869
192047
SH
SOLE
175921
0
16126
K12 INC.
COM
48273U102
191
10000
SH
SOLE
0
0
10000
K2M GROUP HOLDINGS INC
COM
48273J107
2391
116566
SH
SOLE
76137
0
40429
KCG HOLDINGS INC. CL A
COM
48244B100
1001
56135
SH
SOLE
25915
0
30220
KENNEDY-WILSON HOLDINGS INCORP
COM
489398107
32076
1444858
SH
SOLE
1135033
0
309825
KENNEDY-WILSON HOLDINGS INCORP
COM
489398107
3459
155806
SH
DFND
02
0
0
155806
KINDER MORGAN, INC
COM
49456B101
65768
3025215
SH
SOLE
2907924
0
117291
KNOT OFFSHORE PARTNERS LP
COM
Y48125101
22629
971210
SH
SOLE
971210
0
0
KNOT OFFSHORE PARTNERS LP
COM
Y48125101
14272
612535
SH
DFND
01
612535
0
0
KORNIT DIGITAL LIMITED
COM
M6372Q113
1365
71474
SH
SOLE
47611
0
23863
LAZARD LTD.
COM
G54050102
1133
24643
SH
SOLE
7183
0
17460
LEUCADIA NATL CORP
COM
527288104
13024
500938
SH
SOLE
480887
0
20051
LEUCADIA NATL CORP
COM
527288104
4500
173073
SH
DFND
02
0
0
173073
LEXICON PHARMACEUTICALS INC
COM
528872302
909
63423
SH
SOLE
41429
0
21994
LITTELFUSE INC
COM
537008104
5946
37186
SH
SOLE
21106
0
16080
LOXO ONCOLOGY INC
COM
548862101
1028
24419
SH
SOLE
16332
0
8087
LYDALL INC.
COM
550819106
22432
418500
SH
SOLE
285563
0
132937
MACOM TECHNOLOGY SOLUTIONS H
COM
55405Y100
1819
37652
SH
SOLE
24601
0
13051
MADISON SQUARE GARDEN CO- A
COM
55825T103
1155
5783
SH
SOLE
1690
0
4093
MAGELLAN MIDSTREAM PARTNERS, L
COM
559080106
78975
1026847
SH
SOLE
989351
0
37496
MAGELLAN MIDSTREAM PARTNERS, L
COM
559080106
59592
774827
SH
DFND
01
774827
0
0
MAIN STREET CAPITAL CORP COM
COM
56035L104
5497
143645
SH
SOLE
143645
0
0
MARTIN MIDSTREAM PARTNERS LP
COM
573331105
6424
321195
SH
SOLE
321195
0
0
MASONITE INTERNATIONAL CORP
COM
575385109
52502
662488
SH
SOLE
510613
0
151875
MASONITE INTERNATIONAL CORP
COM
575385109
6311
79635
SH
DFND
02
0
0
79635
MATSON INC.
COM
57686G105
24866
782944
SH
SOLE
625399
0
157545
MATSON INC.
COM
57686G105
2791
87870
SH
DFND
02
0
0
87870
MAXLINEAR INC-CLASS A
COM
57776J100
3867
137849
SH
SOLE
90247
0
47602
MCRAE INDS INC CL A
COM
582757209
1211
41767
SH
SOLE
41767
0
0
MEDLEY CAP CORPORATION
COM
58503F106
3279
426376
SH
SOLE
426376
0
0
MEDTRONIC PLC SHARES
COM
G5960L103
3330
41341
SH
SOLE
20020
0
21321
MERCADOLIBRE INC
COM
58733R102
378
1788
SH
SOLE
569
0
1219
MERCK & CO INC NEW
COM
58933Y105
214
3370
SH
SOLE
114
0
3256
MGM GROWTH PROPERTIES LLC-A
COM
55303A105
1573
58148
SH
SOLE
38042
0
20106
MICROSOFT CORP
COM
594918104
7340
111447
SH
SOLE
89241
0
22206
MIDDLEBY CORP
COM
596278101
1156
8469
SH
SOLE
2635
0
5834
MONDELEZ INTERNATIONAL INCORPO
COM
609207105
2380
55240
SH
SOLE
29160
0
26080
MONROE CAP CORP COM
COM
610335101
5993
381021
SH
SOLE
381021
0
0
MORGAN STANLEY
COM
617446448
266
6204
SH
SOLE
5123
0
1081
MPLX LP
COM
55336V100
194358
5386855
SH
SOLE
5339920
0
46935
MPLX LP
COM
55336V100
31639
876899
SH
DFND
01
876899
0
0
NATIONAL FUEL GAS
COM
636180101
270
4530
SH
SOLE
4530
0
0
NAVIGATORS GROUP INC
COM
638904102
28425
523482
SH
SOLE
360959
0
162523
NAVIOS MARITIME MIDSTREAM PART
COM
Y62134104
11057
918380
SH
SOLE
918380
0
0
NAVIOS MARITIME MIDSTREAM PART
COM
Y62134104
8556
710620
SH
DFND
01
710620
0
0
NCR CORP
COM
62886E108
1532
33538
SH
SOLE
10635
0
22903
NEKTAR THERAPEUTICS
COM
640268108
2390
101820
SH
SOLE
67296
0
34524
NETFLIX INC
COM
64110L106
293
1982
SH
SOLE
1639
0
343
NEUROCRINE BIOSCIENCES INC
COM
64125C109
943
21768
SH
SOLE
14208
0
7560
NEVRO CORP
COM
64157F103
9898
105638
SH
SOLE
62494
0
43144
NEW MTN FIN CORP COM
COM
647551100
5456
366166
SH
SOLE
366166
0
0
NEW RELIC INC
COM
64829B100
6103
164623
SH
SOLE
109352
0
55271
NEXTERA ENERGY PARTNERS, LP
COM
65341B106
17071
515273
SH
SOLE
515273
0
0
NGL ENERGY PARTNERS LP
COM
62913M107
40117
1775085
SH
SOLE
1769734
0
5351
NGL ENERGY PARTNERS LP
COM
62913M107
9149
404810
SH
DFND
01
404810
0
0
NOBLE MIDSTREAM PARTNERS LP
COM
65506L105
2575
49450
SH
SOLE
49450
0
0
NOBLE MIDSTREAM PARTNERS LP
COM
65506L105
2604
50000
SH
DFND
01
50000
0
0
NORDSON CORP
COM
655663102
2634
21442
SH
SOLE
7291
0
14151
NRG YIELD INC
CL A NEW
62942X405
31893
1801868
SH
SOLE
1801868
0
0
NUSTAR ENERGY L.P.
COM
67058H102
264
5075
SH
SOLE
4715
0
360
NVIDIA CORP
COM
67066G104
1803
16548
SH
SOLE
5268
0
11280
NXSTAGE MEDICAL INC
COM
67072V103
5109
190406
SH
SOLE
126827
0
63579
OAKTREE CAPITAL GROUP
COM
674001201
1162
25646
SH
SOLE
1246
0
24400
OCLARO INC
COM
67555N206
2568
261507
SH
SOLE
173084
0
88423
ONEOK PARTNERS, L.P.
COM
68268N103
46525
861726
SH
SOLE
823813
0
37913
ONEOK PARTNERS, L.P.
COM
68268N103
12529
232060
SH
DFND
01
232060
0
0
ONEOK, INC.
COM
682680103
71929
1297424
SH
SOLE
1296535
0
889
ORBOTECH LTD
COM
M75253100
3015
93482
SH
SOLE
61072
0
32410
PANERA BREAD
COM
69840W108
1287
4915
SH
SOLE
1432
0
3483
PARK STERLING CORP
COM
70086Y105
13640
1108048
SH
SOLE
753619
0
354429
PATTERN ENERGY GROUP INC.
COM
70338P100
31213
1550548
SH
SOLE
1550548
0
0
PAYCOM SOFTWARE INC
COM
70432V102
4257
74023
SH
SOLE
48728
0
25295
PBF LOGISTICS LP
COM
69318Q104
20674
959338
SH
SOLE
956038
0
3300
PBF LOGISTICS LP
COM
69318Q104
1661
77085
SH
DFND
01
77085
0
0
PDC ENERGY INCORPORATED
COM
69327R101
273
4380
SH
SOLE
4380
0
0
PENNTEX MIDSTREAM PARTNERS, LP
COM
709311104
6405
371500
SH
SOLE
371500
0
0
PENUMBRA INC
COM
70975L107
4909
58830
SH
SOLE
38798
0
20032
PEPSICO INCORPORATED
COM
713448108
395
3531
SH
SOLE
1280
0
2251
PHILLIPS 66 PARTNERS LP
COM
718549207
59584
1160347
SH
SOLE
1156402
0
3945
PIONEER NATURAL RESOURCES COMP
COM
723787107
37667
202261
SH
SOLE
194051
0
8210
PIONEER NATURAL RESOURCES COMP
COM
723787107
3226
17320
SH
DFND
02
0
0
17320
PLAINS ALL AMERICAN PIPELINE,
COM
726503105
132135
4180176
SH
SOLE
4061973
0
118203
PLAINS ALL AMERICAN PIPELINE,
COM
726503105
47388
1499132
SH
DFND
01
1499132
0
0
PLAINS GP HOLDINGS, L.P.
COM
72651A207
18733
599280
SH
SOLE
599280
0
0
PLAINS GP HOLDINGS, L.P.
COM
72651A207
26571
850000
SH
DFND
01
850000
0
0
POST HOLDINGS INC
COM
737446104
1186
13553
SH
SOLE
4018
0
9535
POTBELLY CORP
COM
73754Y100
6645
478065
SH
SOLE
237445
0
240620
PROOFPOINT INC
COM
743424103
5159
69376
SH
SOLE
41206
0
28170
PTC INCORPORATED
COM
69370C100
1550
29502
SH
SOLE
8602
0
20900
PULTE
COM
745867101
1226
52049
SH
SOLE
14519
0
37530
QUALCOMM
COM
747525103
5264
91807
SH
SOLE
90934
0
873
QUANTENNA COMMUNICATIONS INCOR
COM
74766D100
238
11448
SH
SOLE
7478
0
3970
RALPH LAUREN CORPORATION
COM
751212101
7935
97217
SH
SOLE
89551
0
7666
RALPH LAUREN CORPORATION
COM
751212101
2430
29770
SH
DFND
02
0
0
29770
RANGE RESOURCES
COM
75281A109
49671
1706915
SH
SOLE
1558901
0
148014
RANGE RESOURCES
COM
75281A109
2799
96175
SH
DFND
02
0
0
96175
RAYMOND JAMES FIN.
COM
754730109
898
11777
SH
SOLE
3417
0
8360
RAYTHEON
COM
755111507
5179
33961
SH
SOLE
33645
0
316
REGENCY AFFILIATES INC COM PAR
COM
758847404
681
78095
SH
SOLE
78095
0
0
RESOLUTE ENERGY CORP
COM
76116A306
821
20334
SH
SOLE
13292
0
7042
RESTAURANT BRANDS INTERNATIONA
COM
76131D103
488
8756
SH
SOLE
2791
0
5965
RICE ENERGY INCORPORATED
COM
762760106
428
18080
SH
SOLE
18080
0
0
RICE MIDSTREAM PARTNERS LP
COM
762819100
1422
56370
SH
SOLE
56370
0
0
ROCKWELL AUTOMATION INC
COM
773903109
2455
15768
SH
SOLE
4646
0
11122
ROSS STORES INCORPORATED
COM
778296103
522
7926
SH
SOLE
2097
0
5829
RSP PERMIAN INCORPORATED
COM
74978Q105
10510
253670
SH
SOLE
253670
0
0
SALLY BEAUTY HOLDINGS INC
COM
79546E104
20308
993565
SH
SOLE
730286
0
263279
SALLY BEAUTY HOLDINGS INC
COM
79546E104
2241
109625
SH
DFND
02
0
0
109625
SCHEID VINEYARDS INC CL A
COM
806403200
363
11154
SH
SOLE
11154
0
0
SCHLUMBERGER NV
COM
806857108
1655
21188
SH
SOLE
20579
0
609
SCHOLASTIC CORPORATION
COM
807066105
7057
165785
SH
SOLE
104784
0
61001
SEMGROUP CORP
COM
81663A105
1635
45423
SH
DFND
01
45423
0
0
SERVICENOW INC
COM
81762P102
2418
27648
SH
SOLE
9840
0
17808
SHOPIFY INC - CLASS A
COM
82509L107
2594
38103
SH
SOLE
14068
0
24035
SKYWORKS SOLUTIONS INC
COM
83088M102
1806
18430
SH
SOLE
5201
0
13229
SM ENERGY COMPANY
COM
78454L100
11117
462814
SH
SOLE
462814
0
0
SMUCKER J M COMPANY NEW
COM
832696405
388
2957
SH
SOLE
1023
0
1934
SNAP ON INCORPORATED
COM
833034101
13025
77222
SH
SOLE
69972
0
7250
SNAP ON INCORPORATED
COM
833034101
3847
22810
SH
DFND
02
0
0
22810
SOLAR CAP LTD COM
COM
83413U100
9989
441803
SH
SOLE
441803
0
0
SONOCO PRODUCTS COMPANY
COM
835495102
4096
77409
SH
SOLE
77409
0
0
SOUTHWESTERN ENERGY COMPANY
COM
845467109
87
10590
SH
SOLE
4100
0
6490
SPLUNK INC
COM
848637104
1318
21163
SH
SOLE
6577
0
14586
SUMMIT MATERIALS INC -CL A
COM
86614U100
2427
98205
SH
SOLE
64145
0
34060
SUMMIT MIDSTREAM PARTNERS LP
COM
866142102
44423
1850972
SH
SOLE
1846992
0
3980
SUMMIT MIDSTREAM PARTNERS, LP
COM
866142102
18937
789021
SH
DFND
01
789021
0
0
SUNOCO LOGISTICS PARTNERS LP
COM
86764L108
21098
863977
SH
SOLE
812702
0
51275
SUPERIOR UNIFORM GROUP
COM
868358102
692
37206
SH
SOLE
36166
0
1040
SURGERY PARTNERS INCORPORATED
COM
86881A100
940
48191
SH
SOLE
31469
0
16722
SVB FINANCIAL GROUP
COM
78486Q101
1431
7692
SH
SOLE
2293
0
5399
SYMPHONY INTERNATIONAL HOLDING
COM
G54812105
336
395502
SH
SOLE
395502
0
0
SYSCO
COM
871829107
7253
139692
SH
SOLE
138765
0
927
TAKE TWO INTERACTIVE SOFTWARE
COM
874054109
2668
45012
SH
SOLE
29406
0
15606
TALLGRASS ENERGY GP, LP
COM
874696107
69996
2433791
SH
SOLE
2433791
0
0
TALLGRASS ENERGY PARTNERS, LP
COM
874697105
72274
1358531
SH
SOLE
1353396
0
5135
TALLGRASS ENERGY PARTNERS, LP
COM
874697105
27398
514995
SH
DFND
01
514995
0
0
TARGA RESOURCES CORP.
COM
87612G101
142856
2384906
SH
SOLE
2358620
0
26286
TARGET CORP
COM
87612E106
6373
115475
SH
SOLE
114642
0
833
TC PIPELINES, LP
COM
87233Q108
101807
1706455
SH
SOLE
1666965
0
39490
TC PIPELINES, LP
COM
87233Q108
37391
626740
SH
DFND
01
626740
0
0
TCP CAP CORP COM
COM
87238Q103
5507
316134
SH
SOLE
316134
0
0
TE CONNECTIVITY LTD REG SHS
COM
H84989104
3141
42136
SH
SOLE
20200
0
21936
TEEKAY LNG PARTNERS L P
PRTNRSP UNITS
Y8564M105
1404
80000
SH
DFND
01
80000
0
0
TEEKAY OFFSHORE PARTNERS LP
COM
Y8565J101
75943
14978968
SH
SOLE
14951583
0
27385
TEEKAY OFFSHORE PARTNERS LP
COM
Y8565J101
17226
3397582
SH
DFND
01
3397582
0
0
TELADOC INCORPORATED
COM
87918A105
762
30464
SH
SOLE
21078
0
9386
TELETECH HOLDINGS INC COM
COM
879939106
24643
832520
SH
SOLE
564863
0
267657
TESARO INC
COM
881569107
1233
8016
SH
SOLE
5283
0
2733
TESLA MOTORS INC
COM
88160R101
450
1617
SH
SOLE
1617
0
0
TESORO LOGISTICS LP
COM
88160T107
118574
2176865
SH
SOLE
2161835
0
15030
TESORO LOGISTICS LP
COM
88160T107
29606
543530
SH
DFND
01
543530
0
0
TEXAS CAPITAL BANCSHARES INC
COM
88224Q107
44830
537211
SH
SOLE
419126
0
118085
TEXAS CAPITAL BANCSHARES INC
COM
88224Q107
5635
67525
SH
DFND
02
0
0
67525
THE BLACKSTONE GROUP LP
COM
09253U108
1184
39852
SH
SOLE
1677
0
38175
THE BRINK'S COMPANY
COM
109696104
56215
1051729
SH
SOLE
810048
0
241681
THE BRINK'S COMPANY
COM
109696104
6542
122399
SH
DFND
02
0
0
122399
THE CHEMOURS COMPANY
COM
163851108
577
15000
SH
SOLE
9799
0
5201
THE KRAFT HEINZ COMPANY
COM
500754106
319
3514
SH
SOLE
539
0
2975
THE WILLIAMS COMPANIES, INC.
COM
969457100
71870
2428867
SH
SOLE
2405669
0
23198
THL CREDIT INC COM
COM
872438106
2193
220195
SH
SOLE
220195
0
0
TILE SHOP HLDGS INCORPORATED
COM
88677Q109
2558
132899
SH
SOLE
86817
0
46082
TPG SPECIALTY LENDING INC.
COM
87265K102
7134
349855
SH
SOLE
349855
0
0
TRANSMONTAIGNE PARTNERS L.P.
COM
89376V100
2238
50083
SH
SOLE
49208
0
875
TRAVELERS COMPANIES
COM
89417E109
4322
35856
SH
SOLE
35457
0
399
TRIANGLE CAP CORP COM
COM
895848109
5469
286506
SH
SOLE
286506
0
0
TRIMAS CORPORATION
COM
896215209
16793
809293
SH
SOLE
554474
0
254819
TROPICANA ENTERTAINMENT
COM
89708X105
619
19330
SH
SOLE
9120
0
10210
TUTOR PERINI CORPORATION
COM
901109108
1915
60215
SH
SOLE
39335
0
20880
TWENTY FIRST CENTY FOX INC CL
COM
90130A200
3494
109949
SH
SOLE
54080
0
55869
TYLER TECHNOLOGIES INC
COM
902252105
2429
15714
SH
SOLE
8749
0
6965
ULTA SALON COSMETICS & FRAGRAN
COM
90384S303
1707
5985
SH
SOLE
1843
0
4142
ULTIMATE SOFTWARE GROUP INC
COM
90385D107
1710
8762
SH
SOLE
5715
0
3047
ULTRAGENIX PHARMACEUTICAL INC
COM
90400D108
1505
22204
SH
SOLE
12310
0
9894
UNION PACIFIC CORPORATION
COM
907818108
2789
26332
SH
SOLE
11702
0
14630
UNITED RENTALS
COM
911363109
805
6435
SH
SOLE
1830
0
4605
UNITED STATES STEEL
COM
912909108
852
25199
SH
SOLE
7347
0
17852
UNITEDHEALTH GROUP INC
COM
91324P102
3286
20038
SH
SOLE
9359
0
10679
UNIVERSAL DISPLAY CORP
COM
91347P105
6600
76650
SH
SOLE
44538
0
32112
USD PARTNERS LP
COM
903318103
31821
2587079
SH
SOLE
2580724
0
6355
USD PARTNERS LP
COM
903318103
6994
568625
SH
DFND
01
568625
0
0
VAIL RESORTS INC
COM
91879Q109
6417
33438
SH
SOLE
18535
0
14903
VEEVA SYSTEMS INC-CLASS A
COM
922475108
2380
46407
SH
SOLE
17452
0
28955
VENTAS INC.
COM
92276F100
1075
16531
SH
SOLE
770
0
15761
VERIZON COMMUNICATIONS
COM
92343V104
1300
26665
SH
SOLE
3173
0
23492
VISTEON CORPORATION
COM
92839U206
4699
47974
SH
SOLE
26239
0
21735
VONAGE HOLDINGS CORP
COM
92886T201
464
73440
SH
SOLE
47978
0
25462
VOYA FINANCIAL INCORPORATED
COM
929089100
16310
429667
SH
SOLE
425777
0
3890
VOYA FINANCIAL INCORPORATED
COM
929089100
6104
160796
SH
DFND
02
0
0
160796
WELLS FARGO
COM
949746101
6147
110440
SH
SOLE
109596
0
844
WESTERN DIGITAL
COM
958102105
258
3131
SH
SOLE
2495
0
636
WESTERN GAS EQUITY PARTNERS LP
COM
95825R103
73553
1595504
SH
SOLE
1588410
0
7094
WESTERN GAS PARTNERS LP
COM
958254104
2157
35684
SH
SOLE
11134
0
24550
WILLIAMS PARTNERS LP
COM
96949L105
160687
3935521
SH
SOLE
3880776
0
54745
WILLIAMS PARTNERS LP
COM
96949L105
85564
2095611
SH
DFND
01
2095611
0
0
WINNEBAGO
COM
974637100
991
33887
SH
SOLE
22143
0
11744
WOODWARD GOVERNOR
COM
980745103
2268
33385
SH
SOLE
21808
0
11577
WORKDAY INC-CLASS A
COM
98138H101
675
8106
SH
SOLE
2359
0
5747
WORLD POINT TERMINALS, LP
COM
98159G107
10206
627307
SH
SOLE
627307
0
0
WORLD POINT TERMINALS, LP
COM
98159G107
2734
168065
SH
DFND
01
168065
0
0
WPX ENERGY INCORPORATED
COM
98212B103
47107
3518109
SH
SOLE
3518109
0
0
WYNN RESORTS LTD
COM
983134107
895
7808
SH
SOLE
2298
0
5510
XPO LOGISTICS INC
COM
983793100
4997
104345
SH
SOLE
54217
0
50128
ZENDESK INC
COM
98936J101
6149
219290
SH
SOLE
136460
0
82830
ANDARKO PETE CORP
UNIT 99/99/9999
032511404
55402
1273905
SH
SOLE
1273905
0
0
EQUITY COMMONWEALTH
CUM PFD S D 6.5%
294628201
588
23000
SH
SOLE
0
0
23000
SPDR S&P 500 ETF TR
TR UNIT
78462F953
1599
1176100
SH
Put
SOLE
1176100
0
0
SELECT SECTOR SPDR TR ENERGY
SBI INT-ENERGY
81369Y956
1329
13543
SH
Put
SOLE
13543
0
0
CLAYMORE EXCHANGE TRD FD TR GU
GUGG S&P SPINOFF
18383M605
853
18579
SH
SOLE
7799
0
10780
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
411
5880
SH
SOLE
0
0
5880
FIRST TR EXCHANGE TRADED FD
NAT GAS ETF
33733E807
533
21780
SH
SOLE
21780
0
0
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
1818
20021
SH
SOLE
19956
0
65
ISHARES TR
INTERM CR BD ETF
464288638
1442
13230
SH
SOLE
0
0
13230
ISHARES S&P US PFD STOCK INDEX
U.S. PFD STK ETF
464288687
222
5738
SH
SOLE
0
0
5738
ISHARES TR
SELECT DIVID ETF
464287168
3835
42100
SH
SOLE
0
0
42100
PIMCO CORPORATE INCOME STRAT
COM
72200U100
1517
94980
SH
SOLE
0
0
94980
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
938
25060
SH
SOLE
5320
0
19740
VANECK VECTORS ETF TR
OIL SVCS ETF
92189F718
400
12990
SH
SOLE
0
0
12990
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
1882
21790
SH
SOLE
0
0
21790
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
7924
99370
SH
SOLE
0
0
99370
WISDOM TREE INTL LV DVD FUND
INTL LRGCAP DV
97717W794
1467
32320
SH
SOLE
0
0
32320
WISDOMTREE LARGECAP DIV LARGEC
LARGECAP DIVID
97717W307
576
6940
SH
SOLE
6940
0
0
ALIBABA GROUP HOLDING
ADR
01609W102
268
2489
SH
SOLE
2489
0
0
ALLIANZ SE-SPON ADR
ADR
018805101
6285
338384
SH
SOLE
338384
0
0
AMBEV SA-ADR
ADR
02319V103
8220
1427018
SH
SOLE
1427018
0
0
AXA - SPONS ADR
ADR
054536107
6122
235980
SH
SOLE
235980
0
0
BRITISH AMERICAN TOB-SP ADR
ADR
110448107
4676
70513
SH
SOLE
70513
0
0
CHINA MOBILE LTD -SPON ADR
ADR
16941M109
3257
58973
SH
SOLE
58973
0
0
CHIPMOS TECHNOLOGIES
ADR
16965P103
535
30163
SH
SOLE
30163
0
0
CHIPMOS TECHNOLOGIES
ADR
16965P103
273
15361
SH
DFND
03
15361
0
0
CHUNGHWA TELECOM LT-SPON ADR
ADR
17133Q502
3400
100059
SH
SOLE
100059
0
0
CTRIP.COM INTERNATIONAL-ADR
ADR
22943F100
995
20253
SH
SOLE
6407
0
13846
DANONE SA ADR
ADR
23636T100
2222
162942
SH
SOLE
162942
0
0
DIAGEO PLC - SPONS ADR
ADR
25243Q205
251
2175
SH
SOLE
1061
0
1114
GW PHARMACEUTICALS -ADR
ADR
36197T103
661
5466
SH
SOLE
1591
0
3875
LVMH MOET HENNESSY LOU VUITTON
ADR
502441306
4363
99089
SH
SOLE
99089
0
0
NOVARTIS AG-SPONSORED ADR
ADR
66987V109
5787
77915
SH
SOLE
77915
0
0
RED ELECTRICA COR-UNSPON ADR
ADR
756568101
4969
516217
SH
SOLE
516217
0
0
ROCHE HOLDING AG
ADR
771195104
7254
227090
SH
SOLE
227090
0
0
SAMSONITE INTERNAT- UNSPONSORE
ADR
79604U107
2538
139399
SH
SOLE
139399
0
0
SANOFI-AVENTIS ADR
ADR
80105N105
5124
113245
SH
SOLE
113245
0
0
SIEMENS AG-SPONS ADR
ADR
826197501
6459
94071
SH
SOLE
94071
0
0
TAIWAN SEMICONDUCTOR-SP ADR
ADR
874039100
8320
253360
SH
SOLE
253360
0
0
UNILEVER PLC ADR (NEW)
ADR
904767704
8796
178279
SH
SOLE
178279
0
0
WALMART DE MEXICO - SPON ADR V
ADR
93114W107
7782
339270
SH
SOLE
339270
0
0
WPP PLC-SPONSORED ADR
ADR
92937A102
1688
15432
SH
SOLE
15432
0
0