0000902584-14-000012.txt : 20141106 0000902584-14-000012.hdr.sgml : 20141106 20141106100310 ACCESSION NUMBER: 0000902584-14-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141106 DATE AS OF CHANGE: 20141106 EFFECTIVENESS DATE: 20141106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORY RESEARCH INC CENTRAL INDEX KEY: 0000902584 IRS NUMBER: 132831881 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05637 FILM NUMBER: 141199193 BUSINESS ADDRESS: STREET 1: 180 N. STETSON STREET STREET 2: STE 5500 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3125651414 MAIL ADDRESS: STREET 1: 180 N. STETSON STREET STREET 2: SUITE 5780 CITY: CHICAGO STATE: IL ZIP: 60601 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000902584 XXXXXXXX 09-30-2014 09-30-2014 ADVISORY RESEARCH INC

180 N. STETSON STREET SUITE 5780 CHICAGO IL 60601

13F HOLDINGS REPORT 028-05637 N Susan Steiner 314-446-6745 Susan L. Steiner St. Louis MO 11-06-2014 1 369 10329671 false 2 0001280782 028-11097 GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC INFORMATION TABLE 2 arithirdqtr2014.xml 3M Co COM 88579Y101 1110 7836 SH SOLE 4401 0 3435 A G L Resources Inc COM 001204106 812 15813 SH SOLE 0 0 15813 A T & T Inc New COM 00206R102 1768 50182 SH SOLE 3200 0 46982 Accenture Plc COM G1151C101 1664 20466 SH SOLE 13524 0 6942 Access Midstream Partners LP COM 00434L109 118287 1858685 SH SOLE 1786301 0 72384 Access Midstream Partners LP COM 00434L109 34766 546290 SH DFND 02 546290 0 0 Adecoagro S A Com COM L00849106 203 23076 SH SOLE 23076 0 0 AdvisorShares Peritus High Yie PERITUS HG YLD 00768Y503 635 12659 SH SOLE 3390 0 9269 Alexander & Baldwin Holdings I COM 014491104 110305 3066576 SH SOLE 2719215 0 347361 Allegheny Technologies COM 01741R102 86842 2340761 SH SOLE 2215289 0 125472 Alliance Holdings GP LP COM 01861G100 15875 232630 SH SOLE 232630 0 0 Alliance Holdings GP LP COM 01861G100 14837 217425 SH DFND 02 217425 0 0 Alliance Resource Partners COM 01877R108 13086 305456 SH SOLE 305456 0 0 Alliance Resource Partners COM 01877R108 10354 241680 SH DFND 02 241680 0 0 Alliancebernstein Hldg Unit Lt COM 01881G106 798 30690 SH SOLE 0 0 30690 Allied Wrld Assur Com Hldg A s COM H01531104 133178 3615030 SH SOLE 3429831 0 185199 Ally Financial COM 02005N100 68460 2958509 SH SOLE 2798040 0 160469 Altria Group Inc COM 02209S103 2669 58106 SH SOLE 17405 0 40701 Amerco Inc COM 023586100 54176 206865 SH SOLE 195881 0 10984 American Capital Ltd COM 02503Y103 77775 5492619 SH SOLE 5222853 0 269766 American Express COM 025816109 21481 245384 SH SOLE 230817 0 14567 American International Group I COM 026874784 19748 365576 SH SOLE 347990 0 17586 American Midstream Partners LP COM 02752P100 12684 436313 SH SOLE 436313 0 0 Amerigas Partners LP COM 030975106 12066 264500 SH SOLE 264500 0 0 Anadarko Petroleum COM 032511107 2099 20688 SH SOLE 20000 0 688 Analogic COM 032657207 11759 183845 SH SOLE 118675 0 65170 Antero Resources Corp COM 03674X106 1272 23175 SH SOLE 16375 0 6800 Apollo Investment Coroporation COM 03761U106 3384 414252 SH SOLE 414252 0 0 Apple Inc COM 037833100 1379 13684 SH SOLE 11935 0 1749 Arc Document Solutions COM 00191G103 4589 566492 SH SOLE 566492 0 0 ARC Logistics Partners LP COM 03879N101 7973 317025 SH SOLE 317025 0 0 Arcelormittal COM 03938L104 359 26190 SH SOLE 26190 0 0 Ares Capital Corp COM 04010L103 3054 188970 SH SOLE 188970 0 0 Atlas Energy L.P. 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