0000902584-13-000006.txt : 20130808
0000902584-13-000006.hdr.sgml : 20130808
20130807192132
ACCESSION NUMBER: 0000902584-13-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20130808
DATE AS OF CHANGE: 20130807
EFFECTIVENESS DATE: 20130808
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVISORY RESEARCH INC
CENTRAL INDEX KEY: 0000902584
IRS NUMBER: 132831881
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05637
FILM NUMBER: 131019522
BUSINESS ADDRESS:
STREET 1: 180 N. STETSON STREET
STREET 2: STE 5500
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 3125651414
MAIL ADDRESS:
STREET 1: 180 N. STETSON STREET
STREET 2: SUITE 5780
CITY: CHICAGO
STATE: IL
ZIP: 60601
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000902584
XXXXXXXX
06-30-2013
06-30-2013
ADVISORY RESEARCH INC
180 N. STETSON STREET
SUITE 5780
CHICAGO
IL
60601
13F HOLDINGS REPORT
028-05637
N
Brien O'Brien
Chief Executive Officer
312-565-1414
Brien O'Brien
Chicago
IL
08-07-2013
1
347
8841476
false
1
0001280782
028-11097
GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC
INFORMATION TABLE
2
13fhr2ndquarter13.xml
3M COMPANY
COM
88579Y101
1156
10573
SH
SOLE
10573
0
0
A T & T INC (NEW)
COM
00206R102
3629
102516
SH
SOLE
102516
0
0
A V HOMES INC
COM
00234P102
1221
68873
SH
SOLE
68873
0
0
ACCENTURE PLC IRELAN
CLA
G1151C101
1800
25016
SH
SOLE
25016
0
0
Access Midstream Partners LP
COM
00434l109
81159
1701454
SH
SOLE
1669109
0
32345
Access Midstream Partners LP
COM
00434l109
20396
427590
SH
DFND
02
427590
0
0
ADVANCED MICRO DEVIC
COM
007903107
49
12075
SH
SOLE
12075
0
0
ADVANTAGE OIL & GAS
COM
00765F101
313
75500
SH
SOLE
75500
0
0
AGL RES INC
COM
001204106
685
15986
SH
SOLE
15986
0
0
AIR PRODS & CHEMS IN
COM
009158106
18197
198717
SH
SOLE
198717
0
0
ALCOA INC
COM
013817101
154
19722
SH
SOLE
19722
0
0
ALEXANDER & BALDWIN
COM
014491104
110286
2774490
SH
SOLE
2774490
0
0
ALLEGHENY TECHNOLOGI
COM
01741R102
69810
2653349
SH
SOLE
2653349
0
0
Alliance Holdings GP LP
COM
01861G100
39135
613886
SH
SOLE
597196
0
16690
Alliance Holdings GP LP
COM
01861G100
13861
217425
SH
DFND
02
217425
0
0
Alliance Resource Partners
COM
01877r108
8894
125925
SH
SOLE
125925
0
0
Alliance Resource Partners
COM
01877r108
8535
120840
SH
DFND
02
120840
0
0
ALLIANCEBERNSTEIN HO
COM
01881G106
674
32360
SH
SOLE
32360
0
0
ALLIED WRLD ASSUR CO
COM
H01531104
58835
642938
SH
SOLE
642938
0
0
ALTEVA COM
COM
02153V102
1339
135480
SH
SOLE
135480
0
0
ALTRIA GROUP INC
COM
02209S103
3188
91104
SH
SOLE
91104
0
0
AMERCO INC
COM
023586100
48961
302413
SH
SOLE
302413
0
0
AMERICAN CAPITAL LTD
COM
02503Y103
46156
3642972
SH
SOLE
3642972
0
0
AMERICAN EXPRESS CO
COM
025816109
21963
293774
SH
SOLE
293774
0
0
AMERICAN INTERNATION
COM
026874784
20541
459527
SH
SOLE
459527
0
0
AMERICAN SAFETY INS
COM
G02995101
944
32594
SH
SOLE
32594
0
0
Anadarko Petroleum
COM
032511107
11425
132955
SH
SOLE
132955
0
0
Anadarko Petroleum
COM
032511957
11300
131500
SH
Put
SOLE
131500
0
0
ANDERSONS INC
COM
034164103
49957
939213
SH
SOLE
939213
0
0
APPLE INC
COM
037833100
852
2149
SH
SOLE
2149
0
0
ARC DOCUMENT SOLUTIO
COM
00191G103
966
241550
SH
SOLE
241550
0
0
ASSOCIATED BANC CORP
COM
045487105
25566
1644112
SH
SOLE
1644112
0
0
ASTEC INDS INC COM
COM
046224101
1447
42200
SH
SOLE
42200
0
0
Atlas Pipeline Partners UTS
COM
049392103
56089
1468688
SH
SOLE
1430233
0
38455
Atlas Pipeline Partners UTS
COM
049392103
17417
456062
SH
DFND
02
456062
0
0
AVALON HLDGS CORP CL
CLA
05343P109
1296
375703
SH
SOLE
375703
0
0
AVERY DENNISON CORP
COM
053611109
22918
535970
SH
SOLE
535970
0
0
BANCO LATINOAMERICAN
COM
P16994132
8769
391657
SH
SOLE
391657
0
0
BANK OF AMERICA CORP
7.25%CNV PFD L
060505682
915
825
SH
SOLE
825
0
0
BANK OF NEW YORK MEL
COM
064058100
220
7826
SH
SOLE
7826
0
0
BANKUNITED INC COM
COM
06652K103
27713
1065462
SH
SOLE
1065462
0
0
BBCN BANCORP INC COM
COM
073295107
1258
88456
SH
SOLE
88456
0
0
BECTON DICKINSON & C
COM
075887109
16486
166813
SH
SOLE
166813
0
0
BED BATH & BEYOND IN
COM
075896100
29360
413809
SH
SOLE
413809
0
0
BELO CORP COM SER A
COM
080555105
1113
79800
SH
SOLE
79800
0
0
BERKSHIRE HATHAWAY I
CLB
084670702
30177
269626
SH
SOLE
269626
0
0
BERKSHIRE HATHAWAY I
COM
084670108
4552
27
SH
SOLE
27
0
0
BEXIL CORP
COM
088577101
5292
88200
SH
SOLE
88200
0
0
BIGLARI HLDGS INC CO
COM
08986R101
10681
26026
SH
SOLE
26026
0
0
BILL BARRET CORP
COM
06846N104
3074
152025
SH
SOLE
152025
0
0
Boardwalk Pipeline Partners
COM
096627104
42506
1407473
SH
SOLE
1407473
0
0
Boardwalk Pipeline Partners
COM
096627104
22679
750975
SH
DFND
02
750975
0
0
BOISE CASCADE CO
COM
09739D100
16175
636570
SH
SOLE
636570
0
0
BROWN FORMAN CORP CL
CLB
115637209
213
3155
SH
SOLE
3155
0
0
Buckeye Partners L.P.
COM
118230101
118686
1691645
SH
SOLE
1649595
0
42050
Buckeye Partners L.P.
COM
118230101
29303
417665
SH
DFND
02
417665
0
0
CAPITAL SOUTHWEST CO
COM
140501107
3149
22849
SH
SOLE
22849
0
0
CARRIZO OIL & GAS IN
COM
144577103
69936
2468634
SH
SOLE
2468634
0
0
CASEYS GEN STORES IN
COM
147528103
75482
1254686
SH
SOLE
1254686
0
0
Centerpoint Energy Inc
COM
15189T107
7296
310600
SH
SOLE
310600
0
0
CENTURYLINK INC.
COM
156700106
1187
33567
SH
SOLE
33567
0
0
CHECKPOINT SYS INC C
COM
162825103
615
43328
SH
SOLE
43328
0
0
CHEVIOT FINANCIAL CO
COM
16677X105
1468
129542
SH
SOLE
129542
0
0
CHEVRON CORPORATION
COM
166764100
27836
235221
SH
SOLE
235221
0
0
CHICAGO RIVET & MACH
COM
168088102
1775
65700
SH
SOLE
65700
0
0
CHINA YUCHAI INTL LT
COM
G21082105
3933
223105
SH
SOLE
223105
0
0
CHUBB CORP
COM
171232101
1858
21949
SH
SOLE
21949
0
0
CIT GROUP INC
COM
125581801
115850
2484445
SH
SOLE
2484445
0
0
CLAYMORE EXCHANGE TR
GUGG SPINOFF ETF
18383M605
224
6079
SH
SOLE
6079
0
0
CNO FINL GROUP INC C
COM
12621E103
37810
2917441
SH
SOLE
2917441
0
0
COLGATE PALMOLIVE CO
COM
194162103
802
14004
SH
SOLE
14004
0
0
COMCAST CORP CL A
CLA
20030N101
14321
343013
SH
SOLE
343013
0
0
COMERICA INC
COM
200340107
96183
2414850
SH
SOLE
2414850
0
0
COMMONWEALTH REIT 6.
6.50% PFD CUM CO
203233408
1053
45700
SH
SOLE
45700
0
0
COMMONWEALTH REIT SH
COM
203233101
578
25000
SH
SOLE
25000
0
0
COMMUNICATIONS SYS I
COM
203900105
1371
142507
SH
SOLE
142507
0
0
CONOCOPHILLIPS
COM
20825C104
1507
24904
SH
SOLE
24904
0
0
CONVERGYS CORP
COM
212485106
8573
491880
SH
SOLE
491880
0
0
CORE MARK HOLDING CO
COM
218681104
65970
1038903
SH
SOLE
1038903
0
0
COURIER CORP COM
COM
222660102
1358
95130
SH
SOLE
95130
0
0
COVIDIEN PLC
COM
G2554F113
381
6057
SH
SOLE
6057
0
0
Crestwood Midstream Partners L
COM
226372100
11297
452765
SH
SOLE
452765
0
0
Crestwood Midstream Partners L
COM
226372100
20001
801654
SH
DFND
02
801654
0
0
CRIMSON WINE GROUP L
COM
22662X100
106
12432
SH
SOLE
12432
0
0
Crosstex Energy L.P.
COM
22765U102
12393
601005
SH
SOLE
601005
0
0
Crosstex Energy L.P.
COM
22765U102
9137
443135
SH
DFND
02
443135
0
0
CST BRANDS INC COM
COM
12646R105
9016
292634
SH
SOLE
292634
0
0
CSX CORP
COM
126408103
14033
605152
SH
SOLE
605152
0
0
DCP Midstream Partners LP
COM
23311p100
163175
3016177
SH
SOLE
2950527
0
65650
DCP Midstream Partners LP
COM
23311p100
49772
920004
SH
DFND
02
920004
0
0
DEERE & CO
COM
244199105
19161
235828
SH
SOLE
235828
0
0
Delek Logistics Partners LP
COM
24664t103
26497
809065
SH
SOLE
809065
0
0
Delek Logistics Partners LP
COM
24664t103
10607
323885
SH
DFND
02
323885
0
0
DELTIC TIMBER CORP
COM
247850100
38489
665675
SH
SOLE
665675
0
0
DENBURY RESOURCES IN
COM
247916208
6031
348185
SH
SOLE
348185
0
0
DESTINATION XL GROUP
COM
25065K104
26752
4219592
SH
SOLE
4219592
0
0
DIRECTV
COM
25490A309
13354
216640
SH
SOLE
216640
0
0
DISCOVER FINANCIAL S
COM
254709108
50097
1051572
SH
SOLE
1051572
0
0
DOMINION DIAMOND COR
COM
257287102
23986
1697508
SH
SOLE
1697508
0
0
DUKE ENERGY CORPORAT
COM
26441C204
1799
26653
SH
SOLE
26653
0
0
EASTERN INS HLDGS IN
COM
276534104
2056
109664
SH
SOLE
109664
0
0
EATON CORP PLC SHS
COM
G29183103
412
6263
SH
SOLE
6263
0
0
EATON VANCE FLTING R
COM
278279104
692
41770
SH
SOLE
41770
0
0
EATON VANCE SR FLTNG
COM
27828Q105
776
47680
SH
SOLE
47680
0
0
El Paso Pipeline Partners, LP
COM
283702108
692
15848
SH
SOLE
15848
0
0
El Paso Pipeline Partners, LP
COM
283702108
12234
280152
SH
DFND
02
280152
0
0
EMERSON ELEC CO
COM
291011104
19050
349280
SH
SOLE
349280
0
0
Enbridge Energy Management, LL
COM
29250x103
25142
830314
SH
SOLE
830314
0
0
Enbridge Energy Partners L.P.
COM
29250R106
2712
88946
SH
SOLE
88946
0
0
Enbridge Energy Partners L.P.
COM
29250R106
15396
504954
SH
DFND
02
504954
0
0
ENCORE CAP GROUP INC
COM
292554102
33966
1025839
SH
SOLE
1025839
0
0
ENCORE WIRE CORP
COM
292562105
81399
2387058
SH
SOLE
2387058
0
0
Energy Transfer Equity, L.P.
COM
29273V100
224743
3756983
SH
SOLE
3690443
0
66540
Energy Transfer Equity, L.P.
COM
29273V100
86854
1451915
SH
DFND
02
1451915
0
0
Energy Transfer Partners LP
COM
29273r109
3214
63596
SH
SOLE
63596
0
0
Energy Transfer Partners LP
COM
29273r109
11586
229237
SH
DFND
02
229237
0
0
ENSTAR GROUP LIMITED
COM
G3075P101
41190
309746
SH
SOLE
309746
0
0
Enterprise Products Partners L
COM
293792107
218099
3509228
SH
SOLE
3445523
0
63705
Enterprise Products Partners L
COM
293792107
88310
1420925
SH
DFND
02
1420925
0
0
ENTRAVISION COMMUNIC
CLA
29382R107
481
78225
SH
SOLE
78225
0
0
EQT Corporation
COM
26884l109
16022
201866
SH
SOLE
201866
0
0
EQT Midstream Partners LP
COM
26885b100
38455
787210
SH
SOLE
787210
0
0
EQT Midstream Partners LP
COM
26885b100
11583
237120
SH
DFND
02
237120
0
0
ESPEY MFG & ELECTRS
COM
296650104
2043
79482
SH
SOLE
79482
0
0
EV Energy Partners LP
COM
26926V107
92149
2465858
SH
SOLE
2423348
0
42510
EV Energy Partners LP
COM
26926V107
37192
995247
SH
DFND
02
995247
0
0
EVOLUTION PETROLEUM
COM
30049A107
18682
1712345
SH
SOLE
1712345
0
0
EXCO RESOURCES INC C
COM
269279402
1039
136050
SH
SOLE
136050
0
0
Exterran Partners LP
COM
30225N105
16724
553966
SH
SOLE
553966
0
0
Exterran Partners LP
COM
30225N105
9443
312795
SH
DFND
02
312795
0
0
EXXON MOBIL CORP
COM
30231G102
843
9332
SH
SOLE
9332
0
0
FIFTH THIRD BANCORP
COM
316773100
334
18512
SH
SOLE
18512
0
0
FIRST LONG IS CORP C
COM
320734106
2096
63164
SH
SOLE
63164
0
0
FOOT LOCKER INC
COM
344849104
93177
2652338
SH
SOLE
2652338
0
0
FRONTIER COMMUNICATI
COM
35906A108
47
11498
SH
SOLE
11498
0
0
FUELCELL ENERGY INC
COM
35952H106
18
14400
SH
SOLE
14400
0
0
GATX CORP
COM
361448103
36233
763926
SH
SOLE
763926
0
0
Genesis Energy LP
COM
371927104
119014
2296236
SH
SOLE
2238821
0
57415
Genesis Energy LP
COM
371927104
34818
671775
SH
DFND
02
671775
0
0
GLATFELTER COM
COM
377316104
25600
1019939
SH
SOLE
1019939
0
0
GLAXOSMITHKLINE PLC
COM
37733W105
1437
28760
SH
SOLE
28760
0
0
Global Partners LP
COM
37946r109
161
4045
SH
SOLE
4045
0
0
Golar LNG Partners LP
COM
y2745c102
11634
341180
SH
SOLE
341180
0
0
Golar LNG Partners LP
COM
y2745c102
11436
335360
SH
DFND
02
335360
0
0
GOVERNMENT PPTYS INC
COM
38376A103
1184
46949
SH
SOLE
46949
0
0
GRAFTECH INTL LTD CO
COM
384313102
299
41100
SH
SOLE
41100
0
0
GREAT LAKES DREDGE &
COM
390607109
584
74700
SH
SOLE
74700
0
0
GREENE CNTY BANCORP
COM
394357107
1024
47626
SH
SOLE
47626
0
0
GULFPORT ENERGY CORP
COM
402635304
167765
3562637
SH
SOLE
3562637
0
0
HALCON RES CORP COM
COM
40537Q209
2171
382960
SH
SOLE
382960
0
0
HASBRO INC
COM
418056107
2625
58559
SH
SOLE
58559
0
0
HEALTHCARE SERVICES
COM
421906108
23128
943213
SH
SOLE
943213
0
0
HERITAGE FINANCIAL G
COM
42726X102
2232
151303
SH
SOLE
151303
0
0
HHGREGG INC COM
COM
42833L108
22401
1402667
SH
SOLE
1402667
0
0
Holly Energy Partners LP
COM
435763107
1916
50356
SH
SOLE
50356
0
0
HOME FEDERAL BANCORP
COM
43710G105
3226
253195
SH
SOLE
253195
0
0
HORSEHEAD HLDG CORP
COM
440694305
1541
120270
SH
SOLE
120270
0
0
HUMANA INC
COM
444859102
12067
143005
SH
SOLE
143005
0
0
HYATT HOTELS CORP CL
CLA
448579102
68472
1696533
SH
SOLE
1696533
0
0
I B M
COM
459200101
20682
108223
SH
SOLE
108223
0
0
Inergy LP
COM
456615103
105628
6593490
SH
SOLE
6423910
0
169580
Inergy LP
COM
456615103
37004
2309866
SH
DFND
02
2309866
0
0
Inergy Midstream, L.P.
COM
45671u106
80574
3622931
SH
SOLE
3614592
0
8339
Inergy Midstream, L.P.
COM
45671u106
26207
1178357
SH
DFND
02
1178357
0
0
INTREPID POTASH INC
COM
46121Y102
79446
4170387
SH
SOLE
4170387
0
0
INVESTORS BANCORP IN
COM
46146P102
87632
4157123
SH
SOLE
4157123
0
0
ISHARES TR DJ SEL DI
DJ SEL DIV INX
464287168
4135
64600
SH
SOLE
64600
0
0
ISHARES TR US PFD ST
US PFD STK IDX
464288687
2661
67743
SH
SOLE
67743
0
0
J.P. MORGAN CHASE &
COM
46625H100
31281
592555
SH
SOLE
592555
0
0
JOHNSON & JOHNSON
COM
478160104
20096
234050
SH
SOLE
234050
0
0
K12 INC COM
COM
48273U102
263
10000
SH
SOLE
10000
0
0
KAISER ALUMINUM CORP
COM
483007704
19650
317245
SH
SOLE
317245
0
0
KEYCORP
COM
493267108
52633
4767464
SH
SOLE
4767464
0
0
Kinder Morgan Energy Partners
COM
494550106
13761
161138
SH
SOLE
149718
0
11420
Kinder Morgan Energy Partners
COM
494550106
33964
397703
SH
DFND
02
397703
0
0
Kinder Morgan Inc.
COM
49456b101
168745
4423187
SH
SOLE
4408302
0
14885
Kinder Morgan Inc.
COM
49456b101
31289
820165
SH
DFND
02
820165
0
0
Kinder Morgan Management, LLC
COM
49455U100
73007
873394
SH
SOLE
842723
0
30671
Kinder Morgan Management, LLC
COM
49455U100
50896
608878
SH
DFND
02
608878
0
0
KNOT Offshore Partners LP
COM
y48125101
1049
47640
SH
SOLE
46765
0
875
KNOT Offshore Partners LP
COM
y48125101
749
34035
SH
DFND
02
34035
0
0
KRAFT FOODS GROUP IN
COM
50076Q106
1289
23070
SH
SOLE
23070
0
0
LAYNE CHRISTENSEN CO
COM
521050104
2090
107129
SH
SOLE
107129
0
0
LEUCADIA NATL CORP
COM
527288104
83558
3186789
SH
SOLE
3186789
0
0
LIMONEIRA CO
COM
532746104
934
45050
SH
SOLE
45050
0
0
LOEWS CORP
COM
540424108
17516
394504
SH
SOLE
394504
0
0
LSB INDS INC COM
COM
502160104
35623
1171437
SH
SOLE
1171437
0
0
M D C HOLDINGS INC
COM
552676108
89458
2751699
SH
SOLE
2751699
0
0
Magellan Midstream Partners L.
COM
559080106
61981
1137260
SH
SOLE
1137260
0
0
Magellan Midstream Partners L.
COM
559080106
56647
1039387
SH
DFND
02
1039387
0
0
MAGELLAN PETE CORP
COM
559091301
1766
1714566
SH
SOLE
1714566
0
0
MARCUS CORP
COM
566330106
21866
1719040
SH
SOLE
1719040
0
0
Markwest Energy Partners LP
COM
570759100
118327
1770036
SH
SOLE
1732631
0
37405
Markwest Energy Partners LP
COM
570759100
36054
539325
SH
DFND
02
539325
0
0
MASTERCARD INC CL A
CLA
57636Q104
909
1582
SH
SOLE
1582
0
0
MATERIAL SCIENCES CO
COM
576674105
2121
210880
SH
SOLE
210880
0
0
MATERION CORP COM
COM
576690101
15893
586684
SH
SOLE
586684
0
0
MB FINANCIAL INC NEW
COM
55264U108
26655
994585
SH
SOLE
994585
0
0
MCDONALDS CORP
COM
580135101
20089
202915
SH
SOLE
202915
0
0
MCRAE INDS INC CL A
CLA
582757209
2569
117161
SH
SOLE
117161
0
0
MEDTRONIC INC
COM
585055106
21273
413299
SH
SOLE
413299
0
0
MERCK & COMPANY
COM
58933Y105
19841
427153
SH
SOLE
427153
0
0
MEREDITH CORP
COM
589433101
1793
37590
SH
SOLE
37590
0
0
MERIDIAN INTERSTAT B
COM
58964Q104
2651
140787
SH
SOLE
140787
0
0
MFS CHARTER INCOME T
SH BEN INT
552727109
172
18575
SH
SOLE
18575
0
0
MICROSOFT CORP
COM
594918104
21196
613581
SH
SOLE
613581
0
0
MIDWESTONE FINL GROU
COM
598511103
1391
57830
SH
SOLE
57830
0
0
MILLER INDS INC TENN
COM
600551204
1218
79220
SH
SOLE
79220
0
0
MOLEX INC CL A
CLA
608554200
85748
3449219
SH
SOLE
3449219
0
0
MOTOROLA SOLUTIONS I
COM
620076307
12218
211644
SH
SOLE
211644
0
0
MPLX LP
COM
55336v100
131
3550
SH
SOLE
3550
0
0
NATIONAL BK HLDGS CO
CLA
633707104
26125
1326160
SH
SOLE
1326160
0
0
NATIONAL FUEL & GAS
COM
636180101
1011
17450
SH
SOLE
17450
0
0
Natural Resource Partners LP
COM
63900p103
299
14541
SH
SOLE
14541
0
0
NAVIGATORS GROUP INC
COM
638904102
26450
463707
SH
SOLE
463707
0
0
NEW RESIDENTIAL INVT
COM
64828T102
25246
3745748
SH
SOLE
3745748
0
0
NEW ULM TELECOM INC
COM
649060100
855
143640
SH
SOLE
143640
0
0
NEWS CORP/NEW-CL A-W
CLA
65249B109
49762
3263065
SH
SOLE
3263065
0
0
NEXTERA ENERGY INC
COM
65339F101
248
3040
SH
SOLE
3040
0
0
NICHOLAS FINANCIAL I
COM
65373J209
2180
144210
SH
SOLE
144210
0
0
Nisource
COM
65473p105
7301
254935
SH
SOLE
254935
0
0
NORTHERN TR CORP
COM
665859104
353
6102
SH
SOLE
6102
0
0
NORTHFIELD BANCORP I
COM
66611T108
28622
2442145
SH
SOLE
2442145
0
0
NuStar Energy LP
COM
67058H102
97
2130
SH
SOLE
2130
0
0
NUVEEN PA INVT QUALI
COM
670972108
141
10100
SH
SOLE
10100
0
0
NUVEEN QUALITY PFD I
COM
67071S101
106
12800
SH
SOLE
12800
0
0
OAKTREE CAP GROUP LL
CLA
674001201
1282
24400
SH
SOLE
24400
0
0
Occidental Petroleum
COM
674599105
5801
65015
SH
SOLE
65015
0
0
OFG BANCORP
COM
67103X102
3809
210353
SH
SOLE
210353
0
0
Oiltanking Partners LP
COM
678049107
7981
157105
SH
SOLE
157105
0
0
Oiltanking Partners LP
COM
678049107
4471
88021
SH
DFND
02
88021
0
0
Oneok Inc.
COM
682680103
9071
219575
SH
SOLE
219575
0
0
Oneok Partners LP
COM
68268N103
1906
38479
SH
SOLE
38479
0
0
Oneok Partners LP
COM
68268N103
26493
535000
SH
DFND
02
535000
0
0
OPPENHEIMER HLDGS IN
CLA
683797104
1382
72610
SH
SOLE
72610
0
0
ORITANI FINL CORP
COM
68633D103
4419
281814
SH
SOLE
281814
0
0
OSHKOSH CORP COM
COM
688239201
111537
2937513
SH
SOLE
2937513
0
0
OWENS CORNING NEW CO
COM
690742101
109524
2802547
SH
SOLE
2802547
0
0
Oxford Resource Partners LP
COM
691807101
2225
833175
SH
SOLE
833175
0
0
Oxford Resource Partners LP
COM
691807101
975
365000
SH
DFND
02
365000
0
0
PACIFIC PREMIER BANC
COM
69478X105
2223
181937
SH
SOLE
181937
0
0
PDC ENERGY INC COM
COM
69327R101
9286
180389
SH
SOLE
180389
0
0
PENNEY J C INC
COM
708160106
1243
72765
SH
SOLE
72765
0
0
PEPSICO INC
COM
713448108
22998
281179
SH
SOLE
281179
0
0
PERICOM SEMICONDUCTO
COM
713831105
369
51880
SH
SOLE
51880
0
0
PGT INC COM
COM
69336V101
543
62600
SH
SOLE
62600
0
0
PHILIP MORRIS INTL I
COM
718172109
471
5440
SH
SOLE
5440
0
0
PIMCO CORPORATE & IN
COM
72201B101
2951
150945
SH
SOLE
150945
0
0
PIMCO CORPORATE & IN
COM
72200U100
7189
412465
SH
SOLE
412465
0
0
PIMCO ETF TR 0-5 HIG
0-5 HIGH YIELD
72201R783
4449
43334
SH
SOLE
43334
0
0
PIONEER NATURAL RESO
COM
723787107
101903
703992
SH
SOLE
703992
0
0
Plains All American Pipeline L
COM
726503105
226513
4058642
SH
SOLE
3989762
0
68880
Plains All American Pipeline L
COM
726503105
82146
1471892
SH
DFND
02
1471892
0
0
PLUM CREEK TIMBER CO
COM
729251108
79880
1711589
SH
SOLE
1711589
0
0
PROCTER & GAMBLE COM
COM
742718109
2104
27333
SH
SOLE
27333
0
0
QEP Resources Inc
COM
74733v100
5477
197171
SH
SOLE
197171
0
0
Questar
COM
748356102
5710
239410
SH
SOLE
239410
0
0
RANGE RES CORP
COM
75281A109
44938
581193
SH
SOLE
581193
0
0
RAYMOND JAMES FINANC
COM
754730109
74186
1726067
SH
SOLE
1726067
0
0
RAYTHEON CO
COM
755111507
19863
300404
SH
SOLE
300404
0
0
REGENCY AFFILIATES I
COM
758847404
914
114215
SH
SOLE
114215
0
0
Regency Energy Partners LP
COM
75885y107
621
23030
SH
SOLE
23030
0
0
RESOLUTE ENERGY CORP
COM
76116A108
17617
2207615
SH
SOLE
2207615
0
0
REX ENERGY CORPORATI
COM
761565100
1280
72800
SH
SOLE
72800
0
0
RICHARDSON ELECTRS L
COM
763165107
2471
210513
SH
SOLE
210513
0
0
Rose Rock Midstream L.P.
COM
777149105
5195
141850
SH
SOLE
141850
0
0
Rose Rock Midstream L.P.
COM
777149105
5106
139430
SH
DFND
02
139430
0
0
ROSS STORES INC
COM
778296103
14306
220732
SH
SOLE
220732
0
0
RYDEX ETF TRUST S&P
GUG S&P500 EQ WT
78355W106
786
12831
SH
SOLE
12831
0
0
SCHEID VINEYARDS INC
CLA
806403200
805
33210
SH
SOLE
33210
0
0
SCHNITZER STL INDS I
CLA
806882106
50326
2152515
SH
SOLE
2152515
0
0
SEACOR HOLDINGS INC
COM
811904101
47547
572513
SH
SOLE
572513
0
0
SENECA FOODS CORP NE
CLA
817070501
8625
281138
SH
SOLE
281138
0
0
SHENANDOAH TELECOMMU
COM
82312B106
2961
177535
SH
SOLE
177535
0
0
SILVER BAY RLTY TR C
COM
82735Q102
15470
934207
SH
SOLE
934207
0
0
SINCLAIR BROADCAST G
CLA
829226109
89842
3058978
SH
SOLE
3058978
0
0
SM ENERGY CO COM
COM
78454L100
2399
40000
SH
SOLE
40000
0
0
SMUCKER J M CO
COM
832696405
10436
101176
SH
SOLE
101176
0
0
Southcross Energy Partners, L.
COM
84130c100
24577
1069025
SH
SOLE
1067240
0
1785
Southcross Energy Partners, L.
COM
84130c100
12246
532660
SH
DFND
02
532660
0
0
SOUTHERN CO
COM
842587107
1436
32549
SH
SOLE
32549
0
0
SOUTHWESTERN ENERGY
COM
845467109
1079
29532
SH
SOLE
29532
0
0
Spectra Energy Corp.
COM
847560109
6428
186535
SH
SOLE
186535
0
0
STATE BK FINL CORP C
COM
856190103
1301
86540
SH
SOLE
86540
0
0
Sunoco Logistics Partners LP
COM
86764L108
2626
41070
SH
SOLE
41070
0
0
SUPERIOR UNIFORM INC
COM
868358102
4150
384624
SH
SOLE
384624
0
0
SUSSER HLDGS CORP
COM
869233106
120768
2522303
SH
SOLE
2522303
0
0
Susser Petroleum Partners LP
COM
869239103
1439
49106
SH
SOLE
49106
0
0
Susser Petroleum Partners LP
COM
869239103
1372
46836
SH
DFND
02
46836
0
0
SYMETRA FINL CORP
COM
87151Q106
40356
2523834
SH
SOLE
2523834
0
0
Tallgrass Energy Partners LP
COM
874697105
7649
364250
SH
SOLE
359405
0
4845
Tallgrass Energy Partners LP
COM
874697105
3979
189460
SH
DFND
02
189460
0
0
TANDY BRANDS ACCESSO
COM
875378101
19
31569
SH
SOLE
31569
0
0
Targa Resources Corp.
COM
87612G101
16885
262470
SH
SOLE
262470
0
0
Targa Resources Partners LP
COM
87611x105
819
16227
SH
SOLE
16227
0
0
Targa Resources Partners LP
COM
87611x105
13245
262530
SH
DFND
02
262530
0
0
TARGET CORP
COM
87612E106
22225
322758
SH
SOLE
322758
0
0
TC Pipelines, LP
COM
87233q108
73481
1521976
SH
SOLE
1478591
0
43385
TC Pipelines, LP
COM
87233q108
21211
439340
SH
DFND
02
439340
0
0
TECH DATA CORP
COM
878237106
30807
654219
SH
SOLE
654219
0
0
Teekay Offshore Partners, L.P.
COM
y8565J101
71122
2190391
SH
SOLE
2145286
0
45105
Teekay Offshore Partners, L.P.
COM
y8565J101
22073
679810
SH
DFND
02
679810
0
0
TELETECH HOLDINGS IN
COM
879939106
36493
1557517
SH
SOLE
1557517
0
0
TESCO CORP COM
COM
88157K101
21349
1611228
SH
SOLE
1611228
0
0
Tesoro Logistics LP
COM
88160T107
74220
1227588
SH
SOLE
1187888
0
39700
Tesoro Logistics LP
COM
88160T107
19137
316530
SH
DFND
02
316530
0
0
TEXAS PAC LD TR SUB
COM
882610108
211
2500
SH
SOLE
2500
0
0
TITAN MACHY INC COM
COM
88830R101
27097
1380376
SH
SOLE
1380376
0
0
TransCanada Corporation
COM
89353d107
10711
248465
SH
SOLE
248465
0
0
TransMontaigne Partners L.P.
COM
89376V100
11331
270372
SH
SOLE
270372
0
0
TransMontaigne Partners L.P.
COM
89376V100
7863
187609
SH
DFND
02
187609
0
0
TRIBUNE CO NEW CL A
CLA
896047503
95867
1684830
SH
SOLE
1684830
0
0
TRINITY BIOTECH PLC
COM
896438306
370
21970
SH
SOLE
21970
0
0
TRINITY INDS INC
COM
896522109
87598
2278822
SH
SOLE
2278822
0
0
TWO HBRS INVT CORP C
COM
90187B101
351
34220
SH
SOLE
34220
0
0
U S BANCORP
COM
902973304
19296
533780
SH
SOLE
533780
0
0
UNILEVER PLC SPON AD
COM
904767704
19976
493838
SH
SOLE
493838
0
0
UNION PAC CORP
COM
907818108
24234
157075
SH
SOLE
157075
0
0
UNITED FINANCIAL BAN
COM
91030T109
409
26987
SH
SOLE
26987
0
0
UNITED TECHNOLOGIES
COM
913017109
18619
200335
SH
SOLE
200335
0
0
UNITEDHEALTH GROUP I
COM
91324P102
25820
394312
SH
SOLE
394312
0
0
UNIVERSAL AMERICAN S
COM
91338E101
27852
3132993
SH
SOLE
3132993
0
0
UNVL STAINLESS & ALL
COM
913837100
540
18325
SH
SOLE
18325
0
0
USA TECHNOLOGIES INC
COM
90328S500
337
193470
SH
SOLE
193470
0
0
VAIL RESORTS INC
COM
91879Q109
61064
992585
SH
SOLE
992585
0
0
VELATEL GLOBAL COMMU
COM
92256R207
7
700000
SH
SOLE
700000
0
0
VERIZON COMMUNICATIO
COM
92343V104
2326
46202
SH
SOLE
46202
0
0
VIAD CORP COM NEW
COM
92552R406
24867
1014152
SH
SOLE
1014152
0
0
VISTEON CORP COM NEW
COM
92839U206
77800
1232566
SH
SOLE
1232566
0
0
VULCAN INTL CORP
COM
929136109
1578
50738
SH
SOLE
50738
0
0
WAL MART STORES INC
COM
931142103
24614
330440
SH
SOLE
330440
0
0
WASHINGTON POST CO C
CLB
939640108
222
458
SH
SOLE
458
0
0
WELLS FARGO ADVANTAG
COM
94987D101
925
63110
SH
SOLE
63110
0
0
Western Gas Equity Partners LP
COM
95825r103
47141
1145027
SH
SOLE
1145027
0
0
Western Gas Equity Partners LP
COM
95825r103
16469
400029
SH
DFND
02
400029
0
0
Western Gas Partners LP
COM
958254104
64714
997292
SH
SOLE
958162
0
39130
Western Gas Partners LP
COM
958254104
24872
383290
SH
DFND
02
383290
0
0
WESTFIELD FINANCIAL
COM
96008P104
469
66943
SH
SOLE
66943
0
0
WHITE MOUNTAINS INSU
COM
G9618E107
83540
145303
SH
SOLE
145303
0
0
Williams Companies
COM
969457100
18658
574625
SH
SOLE
574625
0
0
Williams Partners LP
COM
96950F104
189920
3680617
SH
SOLE
3605342
0
75275
Williams Partners LP
COM
96950F104
73439
1423230
SH
DFND
02
1423230
0
0
WINTHROP RLTY TR SH
COM
976391300
1461
121445
SH
SOLE
121445
0
0
WISDOMTREE TRUST LAR
COM
97717W307
342
5720
SH
SOLE
5720
0
0
WPX ENERGY INC COM
COM
98212B103
3940
208045
SH
SOLE
208045
0
0
ZIX CORP COM
COM
98974P100
659
155800
SH
SOLE
155800
0
0