-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UOD7aWSVCBB3+j1rF9hEMyKM5bUSoeGZeOfSmqs8XLfunCc+LjoxO1uS4Bx02gtL aLVxQd8YmiKMIvuEGTvGLg== 0000902584-07-000319.txt : 20070717 0000902584-07-000319.hdr.sgml : 20070717 20070717152646 ACCESSION NUMBER: 0000902584-07-000319 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070713 FILED AS OF DATE: 20070717 DATE AS OF CHANGE: 20070717 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVALON HOLDINGS CORP CENTRAL INDEX KEY: 0001061069 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 341863889 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE AMERICAN WAY CITY: WARREN STATE: OH ZIP: 44484 BUSINESS PHONE: 3308568800 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADVISORY RESEARCH INC CENTRAL INDEX KEY: 0000902584 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14105 FILM NUMBER: 07984078 BUSINESS ADDRESS: STREET 1: 180 N. STETSON STREET STREET 2: STE 5500 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3125651414 MAIL ADDRESS: STREET 1: 180 N. STETSON STREET STREET 2: SUITE 5780 CITY: CHICAGO STATE: IL ZIP: 60601 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-07-13 0 0001061069 AVALON HOLDINGS CORP AWX 0000902584 ADVISORY RESEARCH INC 180 N. STETSON STREET SUITE 5500 CHICAGO IL 60601 0 0 1 0 Avalon Holdings Corp. 2007-07-13 4 S 0 3128 10 D 388703 I See Footnote (1) Avalon Holdings Corp. 2007-07-16 4 S 0 8000 10.0463 D 380703 I See Footnote (1) Advisory Research, Inc. disclaims beneficial ownership and any pecuniary interest as defined in Rule 16a-1(a)(2), for all of these shares and this report shall not be deemed an admission that Advisory Research, Inc. is the beneficial owner of such securities or holds a pecuniary interest in such securities for the purpose of Section 16 or for any other purpose. /s/Brien M. O'Brien, President and CEO 2007-07-17 -----END PRIVACY-ENHANCED MESSAGE-----