-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, W2NLCZV/nfo3d1N3vLhFdkqRBbAO/seJdkNwaYKXPwGOTQVhjd61ZKVPMp/2hGiK T31j3khULl2tOFpREq4i8w== 0000902584-02-000045.txt : 20020529 0000902584-02-000045.hdr.sgml : 20020529 20020529153554 ACCESSION NUMBER: 0000902584-02-000045 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020328 FILED AS OF DATE: 20020529 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORY RESEARCH INC CENTRAL INDEX KEY: 0000902584 IRS NUMBER: 132831881 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05637 FILM NUMBER: 02664746 BUSINESS ADDRESS: STREET 1: 180 N. STETSON STREET STREET 2: STE 5780 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3125651414 MAIL ADDRESS: STREET 1: 180 N. STETSON STREET STREET 2: SUITE 5780 CITY: CHICAGO STATE: IL ZIP: 60601 13F-HR 1 ari1q02hr.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F HOLDINGS REPORT Report for the Quarter Ended: MARCH 31, 2002 ADVISORY RESEARCH, INC. FORM 13F INFOMRATION TABLE NAME OF ISSUER TITLE CUSIP VALUE SH/P INV VOTE OF CLASS (K) AMT DSC AUTH AAR CORP COMMON 000361105 4662 432900 SOLE SOLE ACETO CHEMICAL COMMON 004446100 502 43500 SOLE SOLE ADV MICRO DEVICE COMMON 007903107 8422 572566 SOLE SOLE AEGIS REALTY COMMON 00760P104 1462 129600 SOLE SOLE AIRNET SYSTEMS COMMON 009417106 531 50900 SOLE SOLE ALCOA INC COMMON 013817101 707 18732 SOLE SOLE ALLERGAN INC COMMON 018490102 297 4593 SOLE SOLE ALLOU HLTH/BEAUTY COMMON 019782101 427 71372 SOLE SOLE ALLSTATE CORP COMMON 020002101 278 7364 SOLE SOLE AMBASSADORS INTL COMMON 023178106 410 48000 SOLE SOLE AMCOL INTL CORP COMMON 02341W103 10384 1716400 SOLE SOLE AMERICAN EXPRESS COMMON 025816109 6766 165194 SOLE SOLE AMRICN FIN HLDGS COMMON 026075101 23541 884664 SOLE SOLE AMERICAN INTL COMMON 026874107 8277 114741 SOLE SOLE AMGEN INC COMMON 031162100 346 5798 SOLE SOLE AMPCO-PITTSBURG COMMON 032037103 323 27700 SOLE SOLE AMREP CORP COMMON 032159105 348 47500 SOLE SOLE ANDERSONS INC COMMON 034164103 326 31900 SOLE SOLE ANGELICA CORP COMMON 034663104 1121 72400 SOLE SOLE ANHEU BUSCH COS COMMON 035229103 596 11421 SOLE SOLE APACHE CORP COMMON 037411105 469 8251 SOLE SOLE APRTMNT INV MNGT CL A 03748R101 5380 111218 SOLE SOLE ATLANTIC AMERICAN COMMON 048209100 531 229700 SOLE SOLE AULT INC COMMON 051503100 216 54100 SOLE SOLE AUTO DATA PROC COMMON 053015103 6106 104787 SOLE SOLE AVIALL INC COMMON 05366B102 9346 1035053 SOLE SOLE AVNET INC COMMON 053807103 15238 563136 SOLE SOLE BANK OF AMERICA COMMON 060505104 801 11779 SOLE SOLE BAXTER INTL INC COMMON 071813109 7222 121331 SOLE SOLE BAYVIEW CAP CORP COMMON 07262L101 20289 2966246 SOLE SOLE BELL INDUSTRIES COMMON 078107109 301 136400 SOLE SOLE BERKSHIRE HATH COMMON 084670108 355 5 SOLE SOLE SOLE BERKSHIRE HATH CL B 008467020 5612 2369 SOLE SOLE BLAIR CORP COMMON 092828102 9050 491868 SOLE SOLE BOCA RESORTS CL A 09688T106 13830 1068762 SOLE SOLE BOISE CASCADE CORP COMMON 097383103 16141 445400 SOLE SOLE BOMBAY CO INC COMMON 097924104 3118 1049900 SOLE SOLE BON TON STORES COMMON 09776J101 2280 553400 SOLE SOLE BOOKS A MILLION COMMON 19776J101 204 52300 SOLE SOLE BRISTOL MYRS SQB COMMON 110122108 202 4980 SOLE SOLE BROOKLINE BANC COMMON 113739106 14953 876514 SOLE SOLE BRUSH ENG MATLS COMMON 117421107 977 76900 SOLE SOLE BURLINGTON COAT COMMON 121579106 412 21400 SOLE SOLE CALIF CSTAL CMNTYS COMMON 129915203 310 66200 SOLE SOLE CANDELA LASER CORP COMMON 136907102 373 68500 SOLE SOLE CAPITAL TRUST COMMON 14052H100 5122 1024500 SOLE SOLE CARDINAL HEALTH COMMON 141494108 10254 144643 SOLE SOLE CARRIZO OIL&GAS COMMON 144577103 1494 269200 SOLE SOLE CASTLE ENERGY COMMON 148449309 344 60900 SOLE SOLE CATALINA MKTING COMMON 148867104 1480 40550 SOLE SOLE CATELLUS DEVEL COMMON 149111106 8158 414755 SOLE SOLE CATERPILLAR INC COMMON 149123101 7064 124254 SOLE SOLE CELERITEK INC COMMON 150926103 13031 1265173 SOLE SOLE CHASE INDS INC COMMON 161568100 417 37100 SOLE SOLE CHUBB CORP COMMON 171232101 1401 19166 SOLE SOLE CIRCUIT CITY INC COMMON 172737108 8934 495224 SOLE SOLE CISCO SYSTEMS COMMON 17275R102 635 37537 SOLE SOLE CITIGROUP INC COMMON 172967101 10220 206378 SOLE SOLE CITIZENS COMM CO COMMON 17453B101 1038 96541 SOLE SOLE CLEAR CHNEL COMM COMMON 184502102 820 15960 SOLE SOLE COBRA ELECTRS CORP COMMON 191042100 331 43900 SOLE SOLE COCA COLA CO COMMON 191216100 7248 138695 SOLE SOLE COLGATE PALMOLV COMMON 194162103 6154 107681 SOLE SOLE COMMONWEALTH TEL COMMON 203349105 8959 234237 SOLE SOLE COMMUNICATION SYS COMMON 203900105 243 30300 SOLE SOLE COMPUTER HORIZONS COMMON 205908106 244 62900 SOLE SOLE CPAC INC COMMON 126145101 310 49900 SOLE SOLE CUTTER BUCK INC COMMON 232217109 648 88800 SOLE SOLE DAISYTEK INTL COMMON 234053106 22079 1387731 SOLE SOLE DECKERS OUTDOOR COMMON 243537107 373 71200 SOLE SOLE DELL COMPUTER COMMON 247025109 6292 240993 SOLE SOLE DELUXE CORP COMMON 248019101 16782 362787 SOLE SOLE DISNEY WALT PRDCTN COMMON 254687106 3798 164559 SOLE SOLE DOW CHEMICAL CORP COMMON 260543103 572 17499 SOLE SOLE DOW JONES & CO COMMON 260561105 4310 74027 SOLE SOLE DUKE POWER COMMON 264399106 366 9679 SOLE SOLE EMERSON ELEC COMMON 291011104 246 4281 SOLE SOLE EQUITY RES PTYS SH BEN 29476L107 849 29542 SOLE SOLE EVERGREEN RES COMMON 299900308 38089 913407 SOLE SOLE EVERTRUST FNCL COMMON 300412103 528 27500 SOLE SOLE EXXON MOBIL COMMON 30231G102 1132 25831 SOLE SOLE FBL FINCL GROUP COMMON 30239F106 1080 57600 SOLE SOLE FED AGRIC MTG CL C 313148306 1709 38400 SOLE SOLE FED HOME LN MTG COMMON 313400301 213 3368 SOLE SOLE FED NATL MTG COMMON 313586109 212 2658 SOLE SOLE FED SCREW WKS COMMON 313819104 331 9100 SOLE SOLE FINANCIAL INDS CRP COMMON 317574101 330 23600 SOLE SOLE FINISH LINE INC CL A 317923100 25882 1402816 SOLE SOLE FIRST DATA CORP COMMON 319963104 1010 11577 SOLE SOLE FIRSTFED FINCL COMMON 337907109 12900 493320 SOLE SOLE FLORIDAFIRST BNK COMMON 343258109 518 28300 SOLE SOLE FPL GROUP INC COMMON 302571104 228 3838 SOLE SOLE GA FINL INC COMMON 361437106 315 18300 SOLE SOLE GANNETT INC COMMON 364730101 5403 71003 SOLE SOLE GARDENFRESH REST COMMON 365235100 396 41000 SOLE SOLE GENERAL ELEC COMMON 369604103 7175 191586 SOLE SOLE GENERAL MLS COMMON 370334104 317 6485 SOLE SOLE GENZYME CORP COMMON 372917104 618 14152 SOLE SOLE GILLETTE CO COMMON 375766102 5650 166125 SOLE SOLE GOLDMAN SACHS GR COMMON 381416104 805 8920 SOLE SOLE GOODYS FAM CLTHG COMMON 382588101 550 70100 SOLE SOLE GRIFFIN NURSERIES COMMON 398231100 338 22700 SOLE SOLE GUIDANT CORP COMMON 401698104 212 4893 SOLE SOLE HANDLEMAN CO COMMON 410252100 3369 328020 SOLE SOLE HARDING BROS INC COMMON 412324303 394 28800 SOLE SOLE HCA HEALTHCARE COMMON 404119109 913 20710 SOLE SOLE HLTHCARE SVCS GRP COMMON 421906108 401 35000 SOLE SOLE HOME DEPOT COMMON 437076102 656 13501 SOLE SOLE HORIZON OFFSHORE COMMON 44043J105 3742 319000 SOLE SOLE HOUSEHOLD INTL COMMON 441815107 8088 142398 SOLE SOLE HUDSON CITY BANC COMMON 443683107 4616 142200 SOLE SOLE HUFFY CORP COMMON 444356109 451 66400 SOLE SOLE I B M COMMON 459200101 5461 52512 SOLE SOLE ILLINOIS TOOLWKS COMMON 452308109 5229 72275 SOLE SOLE INTEL CORP COMMON 458140100 2897 95258 SOLE SOLE JACO ELECTRS INC COMMON 469783104 442 69700 SOLE SOLE JAKKS PAC INC COMMON 47012E106 8679 381490 SOLE SOLE JEFFERIES GROUP COMMON 472319102 33515 695335 SOLE SOLE JOHNSON&JOHNSON COMMON 478160104 6606 101718 SOLE SOLE K2 INC COMMON 482732104 445 68200 SOLE SOLE KEY PRODTN INC COMMON 493138101 15644 825549 SOLE SOLE KEYNOTE SYSTEMS COMMON 493308100 5156 532100 SOLE SOLE KROGER CO COMMON 501044101 269 12136 SOLE SOLE LANDAMERICA FINL COMMON 514936103 8527 246240 SOLE SOLE LAUDER ESTEE COS COMMON 5184391049 1230 36000 SOLE SOLE LEUCADIA NATL COMMON 527288104 18269 511027 SOLE SOLE LILLY ELI & CO COMMON 532457108 366 4802 SOLE SOLE LINCOLN BANCORP COMMON 532879103 381 21900 SOLE SOLE LMI AEROSPACE COMMON 502079106 230 51200 SOLE SOLE LYDALL INC COMMON 550819106 354 25000 SOLE SOLE MAF BANCORP COMMON 55261R108 20220 573607 SOLE SOLE MARSHALL&ILSLEY COMMON 571834100 1224 19671 SOLE SOLE MATRIX BANCORP COMMON 576819106 1905 162100 SOLE SOLE MEDIMMUNE INC COMMON 584699102 225 5717 SOLE SOLE MEDTRONIC INC COMMON 585055106 8983 198688 SOLE SOLE MERCK & CO INC COMMON 589331107 452 7859 SOLE SOLE MERCURY AIR GRP COMMON 589354109 533 119800 SOLE SOLE METHODE ELECTRNC COMMON 591520200 22123 1776930 SOLE SOLE MICRON TECH COMMON 595112103 864 26275 SOLE SOLE MICROSOFT COMMON 594918104 2586 42874 SOLE SOLE MIDWEST GRAIN PROD COMMON 59832G104 304 21800 SOLE SOLE MINNESOTA MNG COMMON 604059105 1256 10920 SOLE SOLE MISSION RESRCES COMMON 605109107 1640 537700 SOLE SOLE MONY GROUP INC COMMON 615337102 38167 946616 SOLE SOLE MRGAN STAN DEAN WT COMMON 617446448 430 7505 SOLE SOLE NASDAQ 100 TR SER 1 631100104 634 17584 SOLE SOLE NAVIGATORS GROUP COMMON 638904102 437 17200 SOLE SOLE NOKIA CORP COMMON 654902204 5611 270547 SOLE SOLE NOLAND CO COMMON 655286102 323 12300 SOLE SOLE NORTHERN TRUST COMMON 665859104 7898 131388 SOLE SOLE OFFICE DEPOT INC COMMON 676220106 202 10189 SOLE SOLE OMNICOM GROUP COMMON 681919106 6228 65973 SOLE SOLE ORACLE CORP COMMON 68389X105 245 19149 SOLE SOLE OREGON TRAIL FNCL COMMON 685932105 378 20300 SOLE SOLE PEPSICO INC COMMON 713448108 5844 113478 SOLE SOLE PETROLEUM DEV COMMON 716578109 482 75400 SOLE SOLE PFIZER INC COMMON 717081103 9556 240464 SOLE SOLE PHARMACIA CORP COMMON 71713U102 1240 27511 SOLE SOLE PHILLIPS PETE CO COMMON 718507106 551 8779 SOLE SOLE PICO HLDGS INC COMMON 693366205 1932 129700 SOLE SOLE PIONEER NAT RES COMMON 723787107 27462 1232024 SOLE SOLE PLAINS ALL AMER COMMON 726503105 26560 1056051 SOLE SOLE PLAINS RES INC COMMON 726540503 33400 1342462 SOLE SOLE PRICE COMMUN COMMON 741437305 294 16681 SOLE SOLE PRIMA ENERGY COMMON 741901201 6041 242600 SOLE SOLE PRNCIPL FNCL GRP COMMON 74251V102 1265 50000 SOLE SOLE PROCTER GAMBLE CO COMMON 742718109 384 4258 SOLE SOLE PROGRESS ENERGY COMMON 743263105 328 6550 SOLE SOLE PSS WORLD MED COMMON 69366A100 8018 818148 SOLE SOLE PUERTO RICAN CEM COMMON 745075101 431 18500 SOLE SOLE QUALCOMM INC COMMON 747525103 574 15243 SOLE SOLE R AND B INC COMMON 749124103 317 38100 SOLE SOLE RICHARDSON ELEC COMMON 763165107 764 62950 SOLE SOLE ROCK OF AGES CRP COMMON 772632105 470 71300 SOLE SOLE RTI INTL METALS COMMON 74973W107 425 36800 SOLE SOLE S&K FAMOUS BRANDS COMMON 783774102 398 36600 SOLE SOLE SAFEWAY INC COMMON 786514208 4340 96395 SOLE SOLE SANFILIPO JOHN B COMMON 800422107 388 64600 SOLE SOLE SAUCANY INC COMMON 804120202 518 82200 SOLE SOLE SBC COMMUNICATION COMMON 78387G103 748 19991 SOLE SOLE SCHLUMBERGER COMMON 806857108 2871 48804 SOLE SOLE SCHNITZER STEEL CL A 806882106 2640 155300 SOLE SOLE SCHULMAN A INC COMMON 808194104 2584 141300 SOLE SOLE SCHWAB CHARLES COMMON 808513105 886 67727 SOLE SOLE SEACOAST FINL COMMON 81170Q106 14332 727893 SOLE SOLE SHENANDOAH TEL COMMON 82312B106 409 10500 SOLE SOLE SHERWIN WILLIAMS COMMON 824348106 207 7283 SOLE SOLE SPACELABS MED INC COMMON 846247104 495 35200 SOLE SOLE SPDR TR UNIT SER 78462F103 5969 53120 SOLE SOLE STANDARD MTR PRODS COMMON 853666105 318 21800 SOLE SOLE STARRETT LS CO COMMON 855668109 467 21400 SOLE SOLE STIFEL FINL COMMON 860630102 2866 224761 SOLE SOLE STILLWATER MNG CO COMMON 86074Q102 643 34100 SOLE SOLE STRYKER CORP COMMON 863667101 6547 108523 SOLE SOLE SUN MICROSYSTMS COMMON 866810104 618 70111 SOLE SOLE SUPERIOR UNIFORM COMMON 868358102 398 37000 SOLE SOLE SUPREME INDS INC COMMON 868607102 404 65700 SOLE SOLE SWS GROUP INC COMMON 78503N107 11606 573128 SOLE SOLE TAIWAN SEMICNDCTR COMMON 874039100 596 28720 SOLE SOLE TANDY BRANDS COMMON 875378101 370 39200 SOLE SOLE TECHE HLDG CO COMMON 878330109 222 9200 SOLE SOLE TENET HEALTHCARE COMMON 88033G100 201 3003 SOLE SOLE TEXAS INSTRS INC COMMON 882508104 849 25659 SOLE SOLE THISTLE GRP HLDGS COMMON 88431E103 276 21900 SOLE SOLE TIMKEN CO COMMON 887389104 21869 947118 SOLE SOLE TRANSPORT CRP AMER COMMON 89385P102 303 46200 SOLE SOLE TRIBUNE CO NEW COMMON 896047107 851 18715 SOLE SOLE TWIN DISC INC COMMON 901476101 591 35500 SOLE SOLE UBIQUITEL INC COMMON 903474302 205 83800 SOLE SOLE UNITED PARCEL SVC COMMON 911312106 3901 64155 SOLE SOLE UNITED RETAIL GRP COMMON 911380103 309 44400 SOLE SOLE UNITED TECH COMMON 913017109 5588 75312 SOLE SOLE UNITRIN INC COMMON 913275103 402 10000 SOLE SOLE USEC INC COMMON 90333E108 19613 3064489 SOLE SOLE VERIZON COMM COMMON 92343V104 605 13131 SOLE SOLE VISTEON CORP COMMON 92839U107 28136 1700062 SOLE SOLE WAL MART STORES COMMON 931142103 1113 18154 SOLE SOLE WALGREEN CO COMMON 931422109 7468 190563 SOLE SOLE WASTE MNGMT COMMON 94106L109 775 28451 SOLE SOLE WELLMAN INC COMMON 949702104 10359 629714 SOLE SOLE WELLS FARGO COMMON 949746101 433 8763 SOLE SOLE WELLSFORD RL PTY COMMON 950240101 3247 161530 SOLE SOLE WESTCORP INC COMMON 957907108 1479 67683 SOLE SOLE WRIGLY WM JR CO COMMON 982526105 3996 74965 SOLE SOLE WYETH COMMON 983024100 290 4422 SOLE SOLE TOTAL 1019834 51717522 -----END PRIVACY-ENHANCED 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